Stock Transactions — PENNANTPARK FLOATING RATE CA

Total Bought
3,896,289
54 transactions
Total Sold
3,569,520
65 transactions
Net
+326,769
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
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Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
Diameter Capital Partners LP01,184,476+1,184,4760.001.15+1.15buy
Truffle Hound Capital, LLC0600,000+600,0000.003.26+3.26buy
Sound Income Strategies, LLC4,131,4304,643,958+512,5281.952.09+0.15buy
Altshuler Shaham Ltd916,0391,320,156+404,1170.130.19+0.05buy
XTX Topco Ltd0180,640+180,6400.000.04+0.04buy
Krilogy Financial LLC15,617123,880+108,2630.010.04+0.03buy
WELLS FARGO & COMPANY/MN58,139151,558+93,4190.000.00+0.00buy
Legal & General Group Plc603,339687,570+84,2310.000.00+0.00buy
Cerity Partners LLC082,010+82,0100.000.00+0.00buy
CastleKnight Management LP079,100+79,1000.000.04+0.04buy
UBS Group AG1,296,0701,367,442+71,3720.000.00+0.00buy
BANK OF AMERICA CORP /DE/067,997+67,9970.000.00+0.00buy
JANE STREET GROUP, LLC169,315217,228+47,9130.000.00+0.00buy
OSAIC HOLDINGS, INC.165,673208,639+42,9660.000.00+0.00buy
BNP PARIBAS FINANCIAL MARKETS22,41159,281+36,8700.000.00+0.00buy
Jump Financial, LLC034,519+34,5190.000.00+0.00buy
Freestone Capital Holdings, LLC027,045+27,0450.000.01+0.01buy
STATE STREET CORP86,559107,263+20,7040.000.00+0.00buy
Aquatic Capital Management LLC019,921+19,9210.000.01+0.01buy
NOMURA HOLDINGS INC019,887+19,8870.000.00+0.00buy
Facet Wealth, Inc.019,805+19,8050.000.00+0.00buy
Quantbot Technologies LP23,93140,986+17,0550.010.01+0.01buy
Schonfeld Strategic Advisors LLC016,088+16,0880.000.00+0.00buy
EP Wealth Advisors, LLC014,461+14,4610.000.00+0.00buy
Sowell Financial Services LLC013,410+13,4100.000.00+0.00buy
GraniteShares Advisors LLC279,900292,844+12,9441.441.65+0.21buy
Bridgewealth Advisory Group, LLC012,035+12,0350.000.02+0.02buy
BCO Wealth Management LLC011,706+11,7060.000.07+0.07buy
MILLENNIUM MANAGEMENT LLC680,700690,051+9,3510.000.00-0.00buy
EverSource Wealth Advisors, LLC1,67810,001+8,3230.000.00+0.00buy
Cambridge Investment Research Advisors, Inc.76,17381,314+5,1410.000.00+0.00buy
ENVESTNET ASSET MANAGEMENT INC40,71345,578+4,8650.000.00+0.00buy
CANADA LIFE ASSURANCE Co120,419125,122+4,7030.000.00+0.00buy
GUGGENHEIM CAPITAL LLC54,78559,147+4,3620.000.00+0.00buy
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC03,580+3,5800.000.00+0.00buy
GOLDMAN SACHS GROUP INC32,22935,158+2,9290.000.00+0.00buy
BEACON INVESTMENT ADVISORS LLC18,31520,916+2,6010.070.08+0.01buy
CALTON & ASSOCIATES, INC.11,31713,501+2,1840.020.02+0.00buy
Naviter Wealth, LLC18,65020,766+2,1160.020.03+0.01buy
CWM, LLC5,3717,382+2,0110.000.00+0.00buy
McIlrath & Eck, LLC01,687+1,6870.000.00+0.00buy
Ethos Financial Group, LLC19,75321,308+1,5550.010.01+0.00buy
FOUNDATIONS INVESTMENT ADVISORS, LLC19,65421,201+1,5470.000.00+0.00buy
PFG Investments, LLC122,135123,507+1,3720.060.05-0.00buy
Sovran Advisors, LLC35,27436,464+1,1900.030.03+0.00buy
Strategies Wealth Advisors, LLC13,30813,763+4550.010.01+0.00buy
AE Wealth Management LLC21,79422,118+3240.000.00-0.00buy
NBC SECURITIES, INC.0320+3200.000.00+0.00buy
Sunbelt Securities, Inc.15,65415,729+750.010.01+0.00buy
Strategic Wealth Partners, Ltd.056+560.000.00+0.00buy
Murphy & Mullick Capital Management Corp9681,001+330.010.01+0.00buy
Larson Financial Group LLC526544+180.000.00+0.00buy
Garner Asset Management Corp14,27314,281+80.050.05-0.00buy
Caitong International Asset Management Co., Ltd01+10.000.00+0.00buy
INVESTMENT PARTNERS, LTD.10,00010,00000.030.03+0.00hold
PIN OAK INVESTMENT ADVISORS INC1,1461,14600.010.01+0.00hold
FULTON BREAKEFIELD BROENNIMAN LLC11,79811,79800.010.01+0.00hold
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO4,0004,00000.000.00-0.00hold
PRIVATE TRUST CO NA2,5302,53000.000.00+0.00hold
CIBC Private Wealth Group LLC7,1227,12200.000.00+0.00hold
State of Alaska, Department of Revenue4,6254,62500.000.00+0.00hold
Sigma Planning Corp10,49510,49500.000.00+0.00hold
Sumitomo Mitsui Trust Group, Inc.147,213147,21300.000.00+0.00hold
Yelin Lapidot Holdings Management Ltd.74,42774,42700.140.14-0.00hold
Muzinich & Co., Inc.170,836170,83600.590.50-0.09hold
NewEdge Advisors, LLC4,7144,71400.000.00-0.00hold
Lido Advisors, LLC12,11412,11400.000.00-0.00hold
Glenview Trust Co10,65010,65000.000.00+0.00hold
Vermillion Wealth Management, Inc.50050000.000.00+0.00hold
Rockefeller Capital Management L.P.3,0003,00000.000.00-0.00hold
FNY Investment Advisers, LLC1,2001,20000.000.00-0.00hold
Golden State Wealth Management, LLC9,7569,75600.010.01-0.00hold
CERTUITY, LLC26,65826,65800.020.02-0.00hold
Sage Mountain Advisors LLC10,00010,00000.010.00-0.00hold
Blue Trust, Inc.10010000.000.00+0.00hold
Vantage Financial Partners, LLC38,49938,49900.070.07+0.00hold
ORG Partners LLC1,5001,50000.000.00+0.00hold
Financial Network Wealth Advisors LLC1,4261,42600.010.01-0.00hold
MPWM ADVISORY SOLUTIONS, LLC5,0005,00000.030.03-0.00hold
Harbor Asset Planning, Inc.52652600.000.00-0.00hold
US BANCORP \DE\4,0004,00000.000.00+0.00hold
M&T BANK CORP21,89921,89900.000.00-0.00hold
DELTA ASSET MANAGEMENT LLC/TN94394300.000.00+0.00hold
Wilmington Savings Fund Society, FSB3,3633,36300.000.00+0.00hold
VALLEY WEALTH MANAGERS, INC.10-10.000.00-0.00sell
JONES FINANCIAL COMPANIES LLLP220200-200.000.00-0.00sell
Triumph Capital Management2,1001,600-5000.000.00+0.00sell
Kestra Advisory Services, LLC10,2289,623-6050.000.00-0.00sell
HARBOUR INVESTMENTS, INC.1,0000-1,0000.000.00-0.00sell
Atlantic Union Bankshares Corp2,7001,200-1,5000.000.00-0.00sell
Private Advisor Group, LLC14,77213,094-1,6780.000.00-0.00sell
Advisory Services Network, LLC2,5410-2,5410.000.00-0.00sell
Global Retirement Partners, LLC5,1882,576-2,6120.000.00-0.00sell
Allworth Financial LP2,76969-2,7000.000.00-0.00sell
HighTower Advisors, LLC73,94871,205-2,7430.000.00-0.00sell
OXFORD ASSET MANAGEMENT LLP48,19945,382-2,8170.140.15+0.01sell
Quarry LP4,0331,181-2,8520.010.00-0.01sell
Janney Montgomery Scott LLC43,00340,141-2,8620.000.00-0.00sell
VestGen Advisors, LLC17,50014,500-3,0000.010.01+0.00sell
Farther Finance Advisors, LLC8,9685,886-3,0820.000.00-0.00sell
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