Stock Transactions — UPLAND SOFTWARE INC

Total Bought
1,154,021
23 transactions
Total Sold
1,461,575
27 transactions
Net
-307,554
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
▲▼
Type
Assenagon Asset Management S.A.0208,849+208,8490.000.00+0.00buy
Round Rock Advisors, LLC0188,846+188,8460.000.06+0.06buy
Russell Investments Group, Ltd.31,750186,048+154,2980.000.00+0.00buy
AMERIPRISE FINANCIAL INC1,192,4961,320,696+128,2000.000.00+0.00buy
MARSHALL WACE, LLP346,588448,648+102,0600.000.00+0.00buy
TWO SIGMA INVESTMENTS, LP260,433352,699+92,2660.000.00+0.00buy
VICTORY CAPITAL MANAGEMENT INC089,950+89,9500.000.00+0.00buy
Boston Partners050,886+50,8860.000.00+0.00buy
GOLDMAN SACHS GROUP INC58,95290,240+31,2880.000.00+0.00buy
Centiva Capital, LP021,834+21,8340.000.00+0.00buy
Squarepoint Ops LLC85,285103,319+18,0340.000.00+0.00buy
Dynamic Technology Lab Private Ltd014,543+14,5430.000.01+0.01buy
DIMENSIONAL FUND ADVISORS LP013,661+13,6610.000.00+0.00buy
RITHOLTZ WEALTH MANAGEMENT38,83651,269+12,4330.000.00+0.00buy
WOLVERINE TRADING, LLC010,853+10,8530.000.00+0.00buy
NewEdge Advisors, LLC12,16216,413+4,2510.000.00+0.00buy
SIMPLEX TRADING, LLC18,32122,357+4,0360.000.00+0.00buy
Sunbelt Securities, Inc.02,500+2,5000.000.00+0.00buy
O'SHAUGHNESSY ASSET MANAGEMENT, LLC80,51982,031+1,5120.000.00+0.00buy
GROUP ONE TRADING LLC2301,728+1,4980.000.00+0.00buy
Arax Advisory Partners01,000+1,0000.000.00+0.00buy
First Heartland Consultants, Inc.14,39715,115+7180.000.00+0.00buy
CoreCap Advisors, LLC0505+5050.000.00+0.00buy
PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO277,790277,79000.000.00+0.00hold
MAI Capital Management20620600.000.00+0.00hold
FEDERATED HERMES, INC.2,5272,52700.000.00+0.00hold
RBF Capital, LLC519,183519,18300.050.06+0.01hold
STEEL GROVE CAPITAL ADVISORS, LLC14,41114,41100.000.00+0.00hold
BNP PARIBAS FINANCIAL MARKETS20520500.000.00+0.00hold
GEODE CAPITAL MANAGEMENT, LLC278,194278,19400.000.00+0.00hold
EVERGREEN CAPITAL MANAGEMENT LLC62,39062,39000.000.00-0.00hold
Savant Capital, LLC13,50013,50000.000.00+0.00hold
Anchor Investment Management, LLC171700.000.00+0.00hold
Steward Partners Investment Advisory, LLC202000.000.00-0.00hold
Pathstone Holdings, LLC23,37823,37800.000.00+0.00hold
HUNTINGTON NATIONAL BANK1100.000.00-0.00hold
CITIGROUP INC393900.000.00+0.00hold
HSBC HOLDINGS PLC38,87438,87400.000.00+0.00hold
CHARLES SCHWAB INVESTMENT MANAGEMENT INC22,77522,77500.000.00+0.00hold
ACADIAN ASSET MANAGEMENT LLC1,331,3811,331,38100.010.01+0.00hold
STATE STREET CORP109,951109,95100.000.00+0.00hold
SBI Securities Co., Ltd.104-60.000.00-0.00sell
NORTHERN TRUST CORP52,60951,996-6130.000.00+0.00sell
TWO SIGMA ADVISERS, LP387,300384,800-2,5000.000.00+0.00sell
BARCLAYS PLC32,85830,211-2,6470.000.00+0.00sell
Tower Research Capital LLC (TRC)4,071369-3,7020.000.00-0.00sell
Heron Bay Capital Management92,59386,539-6,0540.040.04+0.00sell
Inspire Advisors, LLC28,21520,394-7,8210.010.00-0.00sell
VANGUARD GROUP INC1,854,2071,844,507-9,7000.000.00+0.00sell
AMERICAN CENTURY COMPANIES INC10,5200-10,5200.000.00-0.00sell
Hillsdale Investment Management Inc.14,2650-14,2650.000.00-0.00sell
PRICE T ROWE ASSOCIATES INC /MD/43,62023,520-20,1000.000.00-0.00sell
Man Group plc275,910255,135-20,7750.000.00+0.00sell
Invesco Ltd.47,96623,670-24,2960.000.00-0.00sell
NEW SOUTH CAPITAL MANAGEMENT INC993,250965,263-27,9870.090.10+0.01sell
XTX Topco Ltd28,7970-28,7970.000.00-0.00sell
BRIDGEWAY CAPITAL MANAGEMENT, LLC195,400162,600-32,8000.010.01-0.00sell
MACKENZIE FINANCIAL CORP33,6660-33,6660.000.00-0.00sell
Walleye Capital LLC63,86719,353-44,5140.000.00-0.00sell
GSA CAPITAL PARTNERS LLP169,940121,600-48,3400.020.02+0.00sell
RENAISSANCE TECHNOLOGIES LLC308,308257,709-50,5990.000.00+0.00sell
FMR LLC87,33119,729-67,6020.000.00-0.00sell
RICE HALL JAMES & ASSOCIATES, LLC969,914871,259-98,6550.100.11+0.01sell
CastleKnight Management LP960,543823,143-137,4000.120.10-0.02sell
BlackRock, Inc.770,401620,602-149,7990.000.00-0.00sell
GLOBEFLEX CAPITAL L P188,6160-188,6160.030.00-0.03sell
ARROWSTREET CAPITAL, LIMITED PARTNERSHIP203,7730-203,7730.000.00-0.00sell
D. E. Shaw & Co., Inc.1,333,3651,107,337-226,0280.000.00-0.00sell
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