Stock Transactions — BLACKROCK RES & COMMODITIES

Total Bought
1,916,248
48 transactions
Total Sold
1,232,158
45 transactions
Net
+684,090
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
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Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
Allspring Global Investments Holdings, LLC2,089,3962,498,989+409,5930.030.04+0.01buy
Pathstone Holdings, LLC128,662492,599+363,9370.010.02+0.01buy
LAZARD ASSET MANAGEMENT LLC2,490,9132,722,652+231,7390.030.03+0.00buy
SIT INVESTMENT ASSOCIATES INC0186,466+186,4660.000.04+0.04buy
BANK OF AMERICA CORP /DE/636,860791,448+154,5880.000.00+0.00buy
LPL Financial LLC512,845642,955+130,1100.000.00+0.00buy
MORGAN STANLEY2,918,2583,026,953+108,6950.000.00+0.00buy
OPPENHEIMER & CO INC110,207170,644+60,4370.020.02+0.01buy
180 WEALTH ADVISORS, LLC410,765464,646+53,8810.670.71+0.04buy
Triumph Capital Management045,164+45,1640.000.16+0.16buy
Concurrent Investment Advisors, LLC030,802+30,8020.000.01+0.01buy
UBS Group AG120,930145,234+24,3040.000.00+0.00buy
CHOREO, LLC013,349+13,3490.000.00+0.00buy
Arlington Trust Co LLC012,000+12,0000.000.03+0.03buy
Abel Hall, LLC12,00024,000+12,0000.080.16+0.07buy
Arete Wealth Advisors, LLC011,135+11,1350.000.01+0.01buy
CSS LLC/IL010,100+10,1000.000.01+0.01buy
RIVERNORTH CAPITAL MANAGEMENT, LLC626,477634,991+8,5140.270.28+0.00buy
Calamos Advisors LLC17,81526,082+8,2670.000.00+0.00buy
NewEdge Advisors, LLC62,03768,585+6,5480.000.00-0.00buy
Intellectus Partners, LLC200,114205,162+5,0480.480.51+0.04buy
Mariner, LLC24,57429,491+4,9170.000.00+0.00buy
STIFEL FINANCIAL CORP334,784338,407+3,6230.000.00+0.00buy
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC22,85325,972+3,1190.040.05+0.00buy
Realta Investment Advisors34,54737,243+2,6960.060.07+0.00buy
Cambridge Investment Research Advisors, Inc.16,11218,587+2,4750.000.00+0.00buy
FIRST TRUST ADVISORS LP43,19845,497+2,2990.000.00+0.00buy
Private Advisor Group, LLC87,31088,941+1,6310.010.01-0.00buy
RB Capital Management, LLC65,06866,659+1,5910.160.16-0.00buy
Steward Partners Investment Advisory, LLC89,07990,527+1,4480.010.01-0.00buy
Samalin Investment Counsel, LLC53,60154,598+9970.230.23+0.00buy
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO5001,370+8700.000.00+0.00buy
Modera Wealth Management, LLC13,05013,900+8500.000.00+0.00buy
Independent Wealth Network Inc.18,65119,474+8230.080.08+0.00buy
BARTLETT & CO. WEALTH MANAGEMENT LLC0600+6000.000.00+0.00buy
Stolper Co65,97966,338+3590.220.21-0.00buy
CWM, LLC2,7883,140+3520.000.00+0.00buy
Farther Finance Advisors, LLC0262+2620.000.00+0.00buy
Tyler-Stone Wealth Management15,55915,790+2310.060.06-0.00buy
Raleigh Capital Management Inc.0202+2020.000.00+0.00buy
WNY Asset Management, LLC18,10018,212+1120.030.02-0.00buy
SOA Wealth Advisors, LLC.1,7081,737+290.000.00-0.00buy
CIBC Private Wealth Group LLC2,0782,106+280.000.00-0.00buy
Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors10,32710,348+210.020.02-0.00buy
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC53,85053,866+160.050.05-0.00buy
Pathway Financial Advisers, LLC899915+160.000.00+0.00buy
Bogart Wealth, LLC199202+30.000.00+0.00buy
HighMark Wealth Management LLC4445+10.000.00-0.00buy
Smithfield Trust Co45445400.000.00-0.00hold
NATIONS FINANCIAL GROUP INC, /IA/ /ADV23,36223,36200.020.02-0.00hold
TRUST CO OF VERMONT1,6001,60000.000.00-0.00hold
PRINCIPAL SECURITIES, INC.17017000.000.00-0.00hold
Canal Insurance CO204,174204,17400.480.50+0.02hold
Kamunting Street Capital Management, L.P.26,37926,37900.230.22-0.01hold
ASSETMARK, INC14814800.000.00-0.00hold
Investment Partners Asset Management, Inc.48,54148,54100.400.40-0.00hold
Stockman Wealth Management, Inc.15,00015,00000.020.02+0.00hold
Allworth Financial LP3,2503,25000.000.00-0.00hold
Leisure Capital Management20,00020,00000.090.09-0.01hold
KESTRA PRIVATE WEALTH SERVICES, LLC15,82515,82500.000.00-0.00hold
Farmers & Merchants Trust Co of Chambersburg PA3,0003,00000.010.01+0.00hold
EverSource Wealth Advisors, LLC5,9535,95300.000.00-0.00hold
Sound Income Strategies, LLC41241200.000.00-0.00hold
Global Retirement Partners, LLC2,5342,53400.000.00-0.00hold
Geneos Wealth Management Inc.79379300.000.00-0.00hold
Live Oak Private Wealth LLC13,20013,20000.020.02+0.00hold
Bradley & Co. Private Wealth Management, LLC84884800.010.01-0.00hold
CoreCap Advisors, LLC51051000.000.00+0.00hold
Worth Financial Advisory Group, LLC11,55511,55500.070.07-0.00hold
Valued Retirements, Inc.14,80414,80400.210.21-0.01hold
NWF Advisory Services Inc.17,06217,06200.030.02-0.00hold
FIFTH THIRD BANCORP1,0001,00000.000.00-0.00hold
NORTHERN TRUST CORP23,26823,26800.000.00-0.00hold
CONCOURSE FINANCIAL GROUP SECURITIES, INC.0000.000.000.00hold
HARBOUR INVESTMENTS, INC.4,8904,89000.000.00-0.00hold
Creative Planning11,64611,602-440.000.00-0.00sell
THURSTON, SPRINGER, MILLER, HERD & TITAK, INC.2450-2450.000.00-0.00sell
MONECO Advisors, LLC54,53354,213-3200.080.07-0.01sell
AdvisorNet Financial, Inc36,68136,154-5270.030.03-0.00sell
INGALLS & SNYDER LLC80,00079,450-5500.030.03-0.00sell
COMERICA BANK15,92015,015-9050.000.00-0.00sell
Janney Montgomery Scott LLC35,04333,984-1,0590.000.00+0.00sell
NBC SECURITIES, INC.6,3564,577-1,7790.010.00-0.00sell
Moors & Cabot, Inc.22,29620,446-1,8500.010.01-0.00sell
MARATHON CAPITAL MANAGEMENT54,56152,561-2,0000.120.12+0.00sell
Rockefeller Capital Management L.P.45,44043,440-2,0000.000.00-0.00sell
Johnson Financial Group, Inc.5,7193,273-2,4460.000.00-0.00sell
Spire Wealth Management5,6891,336-4,3530.000.00-0.00sell
Strategic Advisors LLC16,45611,083-5,3730.030.02-0.01sell
GUGGENHEIM CAPITAL LLC35,25629,004-6,2520.000.00-0.00sell
STEPHENS INC /AR/42,73336,380-6,3530.010.01-0.00sell
Stratos Wealth Partners, LTD.605,770599,345-6,4250.090.09-0.00sell
IFP Advisors, Inc7,139235-6,9040.000.00-0.00sell
OSAIC HOLDINGS, INC.242,102234,805-7,2970.000.01+0.00sell
Cetera Investment Advisers24,52917,035-7,4940.000.00-0.00sell
Financial Advocates Investment Management63,79355,193-8,6000.030.03-0.00sell
HARTLINE INVESTMENT CORP/10,3270-10,3270.020.00-0.02sell
AVANTAX ADVISORY SERVICES, INC.10,8940-10,8940.000.00-0.00sell
HighTower Advisors, LLC11,5780-11,5780.000.00-0.00sell
D.A. DAVIDSON & CO.14,6130-14,6130.000.00-0.00sell
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