| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| SIT INVESTMENT ASSOCIATES INC | 186,466 | 765,054 | +578,588 | 0.04 | 0.16 | +0.12 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 634,991 | 962,498 | +327,507 | 0.28 | 0.45 | +0.17 | buy |
| 180 WEALTH ADVISORS, LLC | 464,646 | 579,828 | +115,182 | 0.71 | 0.88 | +0.17 | buy |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV | 23,362 | 54,265 | +30,903 | 0.02 | 0.04 | +0.02 | buy |
| Triumph Capital Management | 45,164 | 68,148 | +22,984 | 0.16 | 0.23 | +0.07 | buy |
| Tyler-Stone Wealth Management | 15,790 | 32,046 | +16,256 | 0.06 | 0.06 | -0.00 | buy |
| Samalin Investment Counsel, LLC | 54,598 | 59,166 | +4,568 | 0.23 | 0.25 | +0.01 | buy |
| CSS LLC/IL | 10,100 | 13,659 | +3,559 | 0.00 | 0.01 | +0.00 | buy |
| Independent Wealth Network Inc. | 19,474 | 21,394 | +1,920 | 0.08 | 0.09 | +0.01 | buy |
| Financial Advocates Investment Management | 55,193 | 55,685 | +492 | 0.03 | 0.03 | -0.00 | buy |
| Stolper Co | 66,338 | 66,762 | +424 | 0.21 | 0.21 | -0.01 | buy |
| Creekside Partners | 12,959 | 13,174 | +215 | 0.07 | 0.07 | -0.00 | buy |
| San Luis Wealth Advisors LLC | 14,028 | 14,183 | +155 | 0.03 | 0.03 | -0.00 | buy |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors | 10,348 | 10,477 | +129 | 0.02 | 0.02 | -0.00 | buy |
| Calamos Advisors LLC | 26,082 | 26,201 | +119 | 0.00 | 0.00 | +0.00 | buy |
| Johnson Financial Group, Inc. | 3,273 | 3,328 | +55 | 0.00 | 0.00 | +0.00 | buy |
| SOA Wealth Advisors, LLC. | 1,737 | 1,766 | +29 | 0.00 | 0.00 | +0.00 | buy |
| HighMark Wealth Management LLC | 45 | 46 | +1 | 0.00 | 0.00 | -0.00 | buy |
| INGALLS & SNYDER LLC | 79,450 | 79,350 | -100 | 0.03 | 0.03 | -0.00 | sell |
| MONECO Advisors, LLC | 54,213 | 53,747 | -466 | 0.07 | 0.06 | -0.01 | sell |
| Moors & Cabot, Inc. | 20,446 | 19,756 | -690 | 0.01 | 0.01 | -0.00 | sell |
| Strategic Advisors LLC | 11,083 | 10,000 | -1,083 | 0.02 | 0.02 | -0.00 | sell |
| Worth Financial Advisory Group, LLC | 11,555 | 10,355 | -1,200 | 0.07 | 0.06 | -0.01 | sell |
| Stockman Wealth Management, Inc. | 15,000 | 13,595 | -1,405 | 0.02 | 0.02 | -0.00 | sell |
| NWF Advisory Services Inc. | 17,062 | 15,296 | -1,766 | 0.02 | 0.02 | -0.00 | sell |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 25,972 | 23,542 | -2,430 | 0.05 | 0.04 | -0.01 | sell |
| RB Capital Management, LLC | 66,659 | 63,944 | -2,715 | 0.15 | 0.14 | -0.01 | sell |
| 44 WEALTH MANAGEMENT LLC | 156,130 | 151,837 | -4,293 | 0.48 | 0.51 | +0.02 | sell |
| Investment Partners Asset Management, Inc. | 48,541 | 44,132 | -4,409 | 0.40 | 0.35 | -0.05 | sell |
| MARATHON CAPITAL MANAGEMENT | 52,561 | 46,953 | -5,608 | 0.12 | 0.11 | -0.01 | sell |
| Intellectus Partners, LLC | 205,162 | 197,839 | -7,323 | 0.51 | 0.49 | -0.03 | sell |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 97,589 | 88,449 | -9,140 | 0.08 | 0.07 | -0.00 | sell |
| FIDUCIARY FINANCIAL GROUP, LLC | 64,703 | 47,789 | -16,914 | 0.15 | 0.10 | -0.04 | sell |
| Quantedge Capital Pte Ltd | 166,763 | 139,509 | -27,254 | 0.55 | 0.40 | -0.15 | sell |
| AQR Arbitrage LLC | 750,078 | 511,792 | -238,286 | 0.18 | 0.11 | -0.06 | sell |