| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| SIT INVESTMENT ASSOCIATES INC | 36,662 | 31,851 | -4,811 | 0.03 | 0.03 | -0.00 | sell |
| Aristides Capital LLC | 28,687 | 28,687 | 0 | 0.51 | 0.47 | -0.04 | hold |
| STIFEL FINANCIAL CORP | 17,576 | 19,004 | +1,428 | 0.00 | 0.00 | +0.00 | buy |
| ABSOLUTE INVESTMENT ADVISERS, LLC | 0 | 18,292 | +18,292 | 0.00 | 0.10 | +0.10 | buy |
| COMMONWEALTH EQUITY SERVICES, LLC | 17,407 | 17,435 | +28 | 0.00 | 0.00 | -0.00 | buy |
| Bulldog Investors, LLP | 88,253 | 17,263 | -70,990 | 1.03 | 0.22 | -0.81 | sell |
| Alpine Global Management, LLC | 9,781 | 16,000 | +6,219 | 0.09 | 0.12 | +0.03 | buy |
| UBS Group AG | 15,059 | 12,350 | -2,709 | 0.00 | 0.00 | -0.00 | sell |
| Cambridge Investment Research Advisors, Inc. | 11,813 | 11,159 | -654 | 0.00 | 0.00 | -0.00 | sell |
| ROYAL BANK OF CANADA | 11,501 | 10,698 | -803 | 0.00 | 0.00 | -0.00 | sell |
| Janney Montgomery Scott LLC | 10,350 | 10,350 | 0 | 0.00 | 0.00 | +0.00 | hold |
| OSAIC HOLDINGS, INC. | 23,292 | 9,165 | -14,127 | 0.00 | 0.00 | -0.00 | sell |
| Ausdal Financial Partners, Inc. | 0 | 8,818 | +8,818 | 0.00 | 0.04 | +0.04 | buy |
| Atria Wealth Solutions, Inc. | 7,942 | 8,581 | +639 | 0.00 | 0.00 | +0.00 | buy |
| OPPENHEIMER & CO INC | 10,200 | 6,000 | -4,200 | 0.01 | 0.00 | -0.00 | sell |
| Baird Financial Group, Inc. | 0 | 5,592 | +5,592 | 0.00 | 0.00 | +0.00 | buy |
| LPL Financial LLC | 0 | 5,566 | +5,566 | 0.00 | 0.00 | +0.00 | buy |
| KESTRA PRIVATE WEALTH SERVICES, LLC | 0 | 5,263 | +5,263 | 0.00 | 0.00 | +0.00 | buy |
| Ancora Advisors LLC | 2,082 | 2,082 | 0 | 0.00 | 0.00 | +0.00 | hold |
| WELLS FARGO & COMPANY/MN | 2,337 | 1,001 | -1,336 | 0.00 | 0.00 | -0.00 | sell |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 875 | 875 | 0 | 0.00 | 0.00 | -0.00 | hold |
| FIFTH THIRD BANCORP | 0 | 522 | +522 | 0.00 | 0.00 | +0.00 | buy |
| CoreCap Advisors, LLC | 0 | 275 | +275 | 0.00 | 0.00 | +0.00 | buy |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 1,640 | 140 | -1,500 | 0.01 | 0.00 | -0.01 | sell |
| COMERICA BANK | 123 | 123 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Allworth Financial LP | 100 | 100 | 0 | 0.00 | 0.00 | +0.00 | hold |
| CSS LLC/IL | 8,397 | 0 | -8,397 | 0.02 | 0.00 | -0.02 | sell |
| CLOUGH CAPITAL PARTNERS L P | 32,646 | 0 | -32,646 | 0.13 | 0.00 | -0.13 | sell |
| Saba Capital Management, L.P. | 17,435 | 0 | -17,435 | 0.02 | 0.00 | -0.02 | sell |
| Quantedge Capital Pte Ltd | 7,774 | 0 | -7,774 | 0.14 | 0.00 | -0.14 | sell |
| Zimmer Partners, LP | 45,446 | 0 | -45,446 | 0.06 | 0.00 | -0.06 | sell |
| Almitas Capital LLC | 25,799 | 0 | -25,799 | 0.32 | 0.00 | -0.32 | sell |
| Quarry LP | 2,054 | 0 | -2,054 | 0.04 | 0.00 | -0.04 | sell |
| Pathstone Holdings, LLC | 13,615 | 0 | -13,615 | 0.00 | 0.00 | -0.00 | sell |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 0 | 0 | 0 | 0.00 | 0.00 | 0.00 | hold |
| MORGAN STANLEY | 26,072 | 0 | -26,072 | 0.00 | 0.00 | -0.00 | sell |