Stock Transactions

Rezolute, Inc.

Filing Period:Transaction:
FundPrevious Shares
Current Shares
Change in Shares
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
Change in Weight (%)Type
Knott David M Jr340,000370,000+30,0000.370.67+0.30buy
Opaleye Management Inc.6,287,1566,300,000+12,8441.962.53+0.57buy
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.46,41316,232-30,1810.010.00-0.00sell
Rangeley Capital, LLC78,20040,000-38,2000.160.13-0.03sell
PFM Health Sciences, LP206,265128,726-77,5390.050.04-0.01sell
Affinity Asset Advisors, LLC2,351,1441,547,641-803,5030.400.28-0.12sell
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