| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Siren, L.L.C. | 0 | 4,870,000 | +4,870,000 | 0.00 | 1.79 | +1.79 | buy |
| BALYASNY ASSET MANAGEMENT L.P. | 0 | 1,822,728 | +1,822,728 | 0.00 | 0.03 | +0.03 | buy |
| STATE STREET CORP | 830,074 | 2,091,476 | +1,261,402 | 0.00 | 0.00 | +0.00 | buy |
| BANK OF AMERICA CORP /DE/ | 76,554 | 1,284,962 | +1,208,408 | 0.00 | 0.00 | +0.00 | buy |
| Point72 Asset Management, L.P. | 211,509 | 1,157,410 | +945,901 | 0.00 | 0.02 | +0.02 | buy |
| BlackRock, Inc. | 4,081,525 | 5,004,436 | +922,911 | 0.00 | 0.00 | +0.00 | buy |
| 22NW, LP | 0 | 820,653 | +820,653 | 0.00 | 3.63 | +3.63 | buy |
| MANGROVE PARTNERS IM, LLC | 2,297,489 | 2,882,149 | +584,660 | 1.10 | 2.00 | +0.90 | buy |
| FRED ALGER MANAGEMENT, LLC | 0 | 557,411 | +557,411 | 0.00 | 0.02 | +0.02 | buy |
| GOLDMAN SACHS GROUP INC | 33,104 | 541,487 | +508,383 | 0.00 | 0.00 | +0.00 | buy |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | 203,581 | 652,139 | +448,558 | 0.00 | 0.00 | +0.00 | buy |
| VANGUARD GROUP INC | 4,022,580 | 4,410,082 | +387,502 | 0.00 | 0.00 | +0.00 | buy |
| CAXTON CORP | 1,603,986 | 1,986,818 | +382,832 | 72.60 | 81.70 | +9.10 | buy |
| MORGAN STANLEY | 0 | 337,920 | +337,920 | 0.00 | 0.00 | +0.00 | buy |
| Invesco Ltd. | 38,485 | 359,947 | +321,462 | 0.00 | 0.00 | +0.00 | buy |
| Knott David M Jr | 0 | 275,000 | +275,000 | 0.00 | 1.08 | +1.08 | buy |
| STEMPOINT CAPITAL LP | 644,654 | 917,630 | +272,976 | 0.93 | 1.74 | +0.81 | buy |
| WELLINGTON MANAGEMENT GROUP LLP | 0 | 227,537 | +227,537 | 0.00 | 0.00 | +0.00 | buy |
| Integral Health Asset Management, LLC | 1,800,000 | 2,000,000 | +200,000 | 0.75 | 1.37 | +0.62 | buy |
| NORTHERN TRUST CORP | 591,847 | 772,454 | +180,607 | 0.00 | 0.00 | +0.00 | buy |
| MILLENNIUM MANAGEMENT LLC | 0 | 179,272 | +179,272 | 0.00 | 0.00 | +0.00 | buy |
| PANAGORA ASSET MANAGEMENT INC | 0 | 166,055 | +166,055 | 0.00 | 0.01 | +0.01 | buy |
| GEODE CAPITAL MANAGEMENT, LLC | 1,711,043 | 1,847,384 | +136,341 | 0.00 | 0.00 | +0.00 | buy |
| Nuveen, LLC | 172,886 | 308,336 | +135,450 | 0.00 | 0.00 | +0.00 | buy |
| Campbell & CO Investment Adviser LLC | 0 | 120,265 | +120,265 | 0.00 | 0.09 | +0.09 | buy |
| Point72 Europe (London) LLP | 38,534 | 127,740 | +89,206 | 0.01 | 0.07 | +0.06 | buy |
| CITADEL ADVISORS LLC | 0 | 85,812 | +85,812 | 0.00 | 0.00 | +0.00 | buy |
| Rosalind Advisors, Inc. | 1,741,211 | 1,807,202 | +65,991 | 3.76 | 6.00 | +2.25 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 5,696 | 69,127 | +63,431 | 0.00 | 0.00 | +0.00 | buy |
| NISA INVESTMENT ADVISORS, LLC | 0 | 59,000 | +59,000 | 0.00 | 0.00 | +0.00 | buy |
| Rafferty Asset Management, LLC | 0 | 52,887 | +52,887 | 0.00 | 0.00 | +0.00 | buy |
| Bank of New York Mellon Corp | 140,767 | 191,261 | +50,494 | 0.00 | 0.00 | +0.00 | buy |
| Verition Fund Management LLC | 0 | 34,783 | +34,783 | 0.00 | 0.00 | +0.00 | buy |
| ALTFEST L J & CO INC | 0 | 32,031 | +32,031 | 0.00 | 0.03 | +0.03 | buy |
| Jain Global LLC | 0 | 31,678 | +31,678 | 0.00 | 0.00 | +0.00 | buy |
| KENNEDY CAPITAL MANAGEMENT LLC | 0 | 29,180 | +29,180 | 0.00 | 0.01 | +0.01 | buy |
| AlphaQuest LLC | 0 | 26,760 | +26,760 | 0.00 | 0.02 | +0.02 | buy |
| ROYAL BANK OF CANADA | 35,859 | 62,298 | +26,439 | 0.00 | 0.00 | +0.00 | buy |
| JANE STREET GROUP, LLC | 86,556 | 109,813 | +23,257 | 0.00 | 0.00 | +0.00 | buy |
| Trexquant Investment LP | 0 | 20,619 | +20,619 | 0.00 | 0.00 | +0.00 | buy |
| ALLIANCEBERNSTEIN L.P. | 24,210 | 43,870 | +19,660 | 0.00 | 0.00 | +0.00 | buy |
| Tidal Investments LLC | 0 | 19,405 | +19,405 | 0.00 | 0.00 | +0.00 | buy |
| PFM Health Sciences, LP | 434,134 | 452,733 | +18,599 | 0.17 | 0.36 | +0.20 | buy |
| EHP Funds Inc. | 0 | 14,022 | +14,022 | 0.00 | 0.17 | +0.17 | buy |
| MML INVESTORS SERVICES, LLC | 0 | 13,911 | +13,911 | 0.00 | 0.00 | +0.00 | buy |
| WELLS FARGO & COMPANY/MN | 35,742 | 49,136 | +13,394 | 0.00 | 0.00 | +0.00 | buy |
| ENVESTNET ASSET MANAGEMENT INC | 0 | 13,178 | +13,178 | 0.00 | 0.00 | +0.00 | buy |
| SIMPLEX TRADING, LLC | 8,634 | 21,701 | +13,067 | 0.00 | 0.00 | +0.00 | buy |
| PROFUND ADVISORS LLC | 0 | 12,334 | +12,334 | 0.00 | 0.00 | +0.00 | buy |
| DEUTSCHE BANK AG\ | 48,550 | 60,794 | +12,244 | 0.00 | 0.00 | +0.00 | buy |
| NIA IMPACT ADVISORS, LLC | 0 | 11,454 | +11,454 | 0.00 | 0.03 | +0.03 | buy |
| PRUDENTIAL FINANCIAL INC | 0 | 10,790 | +10,790 | 0.00 | 0.00 | +0.00 | buy |
| China Universal Asset Management Co., Ltd. | 0 | 10,000 | +10,000 | 0.00 | 0.01 | +0.01 | buy |
| RHUMBLINE ADVISERS | 96,960 | 105,182 | +8,222 | 0.00 | 0.00 | +0.00 | buy |
| PRICE T ROWE ASSOCIATES INC /MD/ | 33,556 | 41,458 | +7,902 | 0.00 | 0.00 | +0.00 | buy |
| Russell Investments Group, Ltd. | 0 | 6,520 | +6,520 | 0.00 | 0.00 | +0.00 | buy |
| Police & Firemen's Retirement System of New Jersey | 15,280 | 21,800 | +6,520 | 0.00 | 0.00 | +0.00 | buy |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | 4,177 | 8,326 | +4,149 | 0.00 | 0.00 | +0.00 | buy |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | 23,714 | 26,413 | +2,699 | 0.00 | 0.00 | +0.00 | buy |
| Huntleigh Advisors, Inc. | 15,000 | 17,500 | +2,500 | 0.01 | 0.03 | +0.02 | buy |
| CWM, LLC | 0 | 2,075 | +2,075 | 0.00 | 0.00 | +0.00 | buy |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | 36,645 | 38,659 | +2,014 | 0.00 | 0.00 | +0.00 | buy |
| Aster Capital Management (DIFC) Ltd | 0 | 1,640 | +1,640 | 0.00 | 0.01 | +0.01 | buy |
| JPMORGAN CHASE & CO | 31,634 | 33,201 | +1,567 | 0.00 | 0.00 | +0.00 | buy |
| NEW YORK STATE COMMON RETIREMENT FUND | 23,300 | 24,600 | +1,300 | 0.00 | 0.00 | +0.00 | buy |
| Legal & General Group Plc | 7,268 | 8,216 | +948 | 0.00 | 0.00 | +0.00 | buy |
| GROUP ONE TRADING LLC | 560 | 1,204 | +644 | 0.00 | 0.00 | +0.00 | buy |
| Sterling Capital Management LLC | 388 | 893 | +505 | 0.00 | 0.00 | +0.00 | buy |
| J.Safra Asset Management Corp | 0 | 363 | +363 | 0.00 | 0.00 | +0.00 | buy |
| US BANCORP \DE\ | 0 | 328 | +328 | 0.00 | 0.00 | +0.00 | buy |
| QUADRANT CAPITAL GROUP LLC | 0 | 248 | +248 | 0.00 | 0.00 | +0.00 | buy |
| Arax Advisory Partners | 0 | 129 | +129 | 0.00 | 0.00 | +0.00 | buy |
| EverSource Wealth Advisors, LLC | 0 | 58 | +58 | 0.00 | 0.00 | +0.00 | buy |
| Farther Finance Advisors, LLC | 0 | 25 | +25 | 0.00 | 0.00 | +0.00 | buy |
| Ameritas Investment Partners, Inc. | 6,834 | 6,834 | 0 | 0.00 | 0.00 | +0.00 | hold |
| FEDERATED HERMES, INC. | 14,034,712 | 14,034,712 | 0 | 0.12 | 0.23 | +0.12 | hold |
| MetLife Investment Management, LLC | 42,229 | 42,229 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Allworth Financial LP | 2,000 | 2,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Opaleye Management Inc. | 903,442 | 903,442 | 0 | 0.82 | 1.20 | +0.39 | hold |
| NewEdge Advisors, LLC | 3,750 | 3,750 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Vivo Capital, LLC | 2,112,432 | 2,112,432 | 0 | 0.96 | 1.60 | +0.63 | hold |
| FNY Investment Advisers, LLC | 100 | 100 | 0 | 0.00 | 0.00 | 0.00 | hold |
| Velan Capital Investment Management LP | 750,000 | 750,000 | 0 | 3.35 | 6.62 | +3.28 | hold |
| Decheng Capital LLC | 59,900 | 59,900 | 0 | 0.07 | 0.10 | +0.03 | hold |
| Massar Capital Management, LP | 28,155 | 28,155 | 0 | 0.09 | 0.09 | +0.00 | hold |
| AMALGAMATED BANK | 2,286 | 2,286 | 0 | 0.00 | 0.00 | +0.00 | hold |
| DRIEHAUS CAPITAL MANAGEMENT LLC | 233,000 | 233,000 | 0 | 0.01 | 0.02 | +0.01 | hold |
| SBI Securities Co., Ltd. | 151 | 49 | -102 | 0.00 | 0.00 | -0.00 | sell |
| ProShare Advisors LLC | 13,727 | 13,228 | -499 | 0.00 | 0.00 | +0.00 | sell |
| Tower Research Capital LLC (TRC) | 3,048 | 2,469 | -579 | 0.00 | 0.00 | +0.00 | sell |
| XTX Topco Ltd | 26,321 | 24,345 | -1,976 | 0.00 | 0.01 | +0.01 | sell |
| ALPS ADVISORS INC | 46,105 | 42,896 | -3,209 | 0.00 | 0.00 | +0.00 | sell |
| VOYA INVESTMENT MANAGEMENT LLC | 18,957 | 12,776 | -6,181 | 0.00 | 0.00 | +0.00 | sell |
| INTECH INVESTMENT MANAGEMENT LLC | 32,860 | 26,223 | -6,637 | 0.00 | 0.00 | +0.00 | sell |
| Pale Fire Capital SE | 49,122 | 41,922 | -7,200 | 0.02 | 0.04 | +0.02 | sell |
| AMERIPRISE FINANCIAL INC | 261,411 | 251,629 | -9,782 | 0.00 | 0.00 | +0.00 | sell |
| Hudson Bay Capital Management LP | 42,050 | 29,960 | -12,090 | 0.00 | 0.00 | +0.00 | sell |
| AMERICAN CENTURY COMPANIES INC | 12,859 | 0 | -12,859 | 0.00 | 0.00 | -0.00 | sell |
| Caption Management, LLC | 100,000 | 86,801 | -13,199 | 0.04 | 0.05 | +0.01 | sell |
| Retireful, LLC | 15,702 | 0 | -15,702 | 0.05 | 0.00 | -0.05 | sell |