Stock TransactionsREZOLUTE INC

Total Bought
3,570,456
3 transactions
Total Sold
579,975
2 transactions
Net
+2,990,481
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
Change in Shares
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
Change in Weight (%)
Type
Vivo Capital, LLC484,4393,242,842+2,758,4030.070.26+0.19buy
Nantahala Capital Management, LLC769,6061,537,707+768,1010.090.09+0.00buy
OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC)557,307601,259+43,9520.020.040.00buy
SILVERARC CAPITAL MANAGEMENT, LLC433,240157,085-276,1550.210.05-0.16sell
Stonepine Capital Management, LLC3,072,4762,768,656-303,8201.351.19-0.16sell
Page 1 of 1