| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Thomas J. Herzfeld Advisors, Inc. | 1,357,409 | 1,714,062 | +356,653 | 2.56 | 2.90 | +0.34 | buy |
| GatePass Capital, LLC | 227,100 | 529,200 | +302,100 | 1.46 | 1.97 | +0.51 | buy |
| FRANKLIN RESOURCES INC | 0 | 221,195 | +221,195 | 0.00 | 0.00 | +0.00 | buy |
| HARBOR CAPITAL ADVISORS, INC. | 0 | 174,533 | +174,533 | 0.00 | 0.04 | +0.04 | buy |
| GABELLI FUNDS LLC | 1,164,500 | 1,274,160 | +109,660 | 0.05 | 0.05 | -0.00 | buy |
| Bulldog Investors, LLP | 144,354 | 231,062 | +86,708 | 0.22 | 0.31 | +0.09 | buy |
| ACADIAN ASSET MANAGEMENT LLC | 97,852 | 142,937 | +45,085 | 0.00 | 0.00 | +0.00 | buy |
| NEEDHAM INVESTMENT MANAGEMENT LLC | 337,394 | 378,594 | +41,200 | 0.15 | 0.18 | +0.02 | buy |
| Granahan Investment Management, LLC | 0 | 39,037 | +39,037 | 0.00 | 0.01 | +0.01 | buy |
| GROUP ONE TRADING LLC | 56,340 | 85,308 | +28,968 | 0.01 | 0.02 | +0.01 | buy |
| SIMPLEX TRADING, LLC | 37,968 | 65,640 | +27,672 | 0.01 | 0.01 | +0.01 | buy |
| Trexquant Investment LP | 0 | 26,937 | +26,937 | 0.00 | 0.00 | +0.00 | buy |
| LPL Financial LLC | 0 | 23,797 | +23,797 | 0.00 | 0.00 | +0.00 | buy |
| JPMORGAN CHASE & CO | 13,000 | 34,668 | +21,668 | 0.00 | 0.00 | +0.00 | buy |
| GAMCO INVESTORS, INC. ET AL | 210,750 | 225,750 | +15,000 | 0.01 | 0.01 | -0.00 | buy |
| PRELUDE CAPITAL MANAGEMENT, LLC | 22,000 | 36,500 | +14,500 | 0.01 | 0.02 | +0.01 | buy |
| MILLENNIUM MANAGEMENT LLC | 11,008 | 24,969 | +13,961 | 0.00 | 0.00 | +0.00 | buy |
| TWO SIGMA INVESTMENTS, LP | 0 | 13,597 | +13,597 | 0.00 | 0.00 | +0.00 | buy |
| Invesco Ltd. | 0 | 12,526 | +12,526 | 0.00 | 0.00 | +0.00 | buy |
| Jump Financial, LLC | 0 | 11,783 | +11,783 | 0.00 | 0.00 | +0.00 | buy |
| WOLVERINE TRADING, LLC | 68,264 | 74,295 | +6,031 | 0.01 | 0.01 | +0.00 | buy |
| CHOREO, LLC | 19,380 | 23,931 | +4,551 | 0.00 | 0.00 | +0.00 | buy |
| ROYAL BANK OF CANADA | 20,516 | 24,971 | +4,455 | 0.00 | 0.00 | +0.00 | buy |
| NORTHERN TRUST CORP | 45,067 | 49,052 | +3,985 | 0.00 | 0.00 | -0.00 | buy |
| XTX Topco Ltd | 23,881 | 27,072 | +3,191 | 0.01 | 0.01 | -0.00 | buy |
| Tower Research Capital LLC (TRC) | 0 | 2,102 | +2,102 | 0.00 | 0.00 | +0.00 | buy |
| STEPH & CO | 0 | 1,500 | +1,500 | 0.00 | 0.00 | +0.00 | buy |
| Wellington Shields & Co., LLC | 25,536 | 26,591 | +1,055 | 0.05 | 0.04 | -0.00 | buy |
| Byrne Asset Management LLC | 3,900 | 4,670 | +770 | 0.02 | 0.02 | +0.00 | buy |
| Banque Transatlantique SA | 0 | 600 | +600 | 0.00 | 0.00 | +0.00 | buy |
| Arete Wealth Advisors, LLC | 22,777 | 22,785 | +8 | 0.01 | 0.01 | -0.00 | buy |
| MAI Capital Management | 54 | 54 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Supplemental Annuity Collective Trust of NJ | 84,007 | 84,007 | 0 | 0.15 | 0.13 | -0.01 | hold |
| NJ State Employees Deferred Compensation Plan | 94,114 | 94,114 | 0 | 0.07 | 0.06 | -0.01 | hold |
| Catalyst Capital Advisors LLC | 42,466 | 42,466 | 0 | 0.01 | 0.00 | -0.00 | hold |
| Allworth Financial LP | 319 | 319 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Colonial Trust Advisors | 110 | 110 | 0 | 0.00 | 0.00 | -0.00 | hold |
| INTREPID FAMILY OFFICE LLC | 100,000 | 100,000 | 0 | 0.62 | 0.74 | +0.12 | hold |
| Avion Wealth | 1,620 | 1,620 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Citizens National Bank Trust Department | 78 | 78 | 0 | 0.00 | 0.00 | -0.00 | hold |
| SIERRA OCEAN, LLC | 243 | 243 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HUNTINGTON NATIONAL BANK | 1 | 1 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MGO ONE SEVEN LLC | 271,765 | 271,675 | -90 | 0.06 | 0.05 | -0.01 | sell |
| EJF Capital LLC | 72,711 | 71,011 | -1,700 | 0.29 | 0.22 | -0.07 | sell |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 116,102 | 107,456 | -8,646 | 0.00 | 0.00 | -0.00 | sell |
| Rangeley Capital, LLC | 25,000 | 14,950 | -10,050 | 0.14 | 0.08 | -0.06 | sell |
| HB Wealth Management, LLC | 11,000 | 0 | -11,000 | 0.00 | 0.00 | -0.00 | sell |
| CSS LLC/IL | 15,392 | 0 | -15,392 | 0.01 | 0.00 | -0.01 | sell |
| Quadrature Capital Ltd | 18,472 | 0 | -18,472 | 0.00 | 0.00 | -0.00 | sell |
| Janney Montgomery Scott LLC | 29,138 | 0 | -29,138 | 0.00 | 0.00 | -0.00 | sell |
| WEXFORD CAPITAL LP | 29,858 | 0 | -29,858 | 0.04 | 0.00 | -0.04 | sell |
| Cubist Systematic Strategies, LLC | 30,077 | 0 | -30,077 | 0.00 | 0.00 | -0.00 | sell |
| Riverwater Partners LLC | 48,466 | 16,694 | -31,772 | 0.14 | 0.04 | -0.10 | sell |
| Deuterium Capital Management, LLC | 51,096 | 0 | -51,096 | 0.79 | 0.00 | -0.79 | sell |
| MARSHALL WACE, LLP | 78,455 | 13,593 | -64,862 | 0.00 | 0.00 | -0.00 | sell |
| CITADEL ADVISORS LLC | 81,008 | 0 | -81,008 | 0.00 | 0.00 | -0.00 | sell |
| LEVIN CAPITAL STRATEGIES, L.P. | 145,510 | 54,773 | -90,737 | 0.08 | 0.03 | -0.05 | sell |
| J. Goldman & Co LP | 610,812 | 0 | -610,812 | 0.13 | 0.00 | -0.13 | sell |