Stock Transactions — SURO CAPITAL CORP

Total Bought
842,549
30 transactions
Total Sold
732,134
36 transactions
Net
+110,415
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
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Type
Kingsview Wealth Management, LLC0265,258+265,2580.000.04+0.04buy
J. Goldman & Co LP0120,700+120,7000.000.06+0.06buy
FRANKLIN RESOURCES INC210,183300,695+90,5120.000.00+0.00buy
GABELLI FUNDS LLC1,262,2081,304,102+41,8940.080.09+0.01buy
Intrinsic Edge Capital Management LLC040,764+40,7640.000.08+0.08buy
XTX Topco Ltd036,338+36,3380.000.01+0.01buy
Thomas J. Herzfeld Advisors, Inc.032,518+32,5180.000.12+0.12buy
Texas Capital Bank Wealth Management Services Inc028,000+28,0000.000.02+0.02buy
LPL Financial LLC174,810202,473+27,6630.000.00+0.00buy
INTREPID FAMILY OFFICE LLC100,000125,000+25,0000.911.16+0.26buy
Private Advisor Group, LLC45,58869,034+23,4460.000.00+0.00buy
Squarepoint Ops LLC022,172+22,1720.000.00+0.00buy
HRT FINANCIAL LP016,760+16,7600.000.00+0.00buy
Marex Group plc016,001+16,0010.000.00+0.00buy
Stratos Wealth Partners, LTD.39,40851,915+12,5070.000.01+0.00buy
RAYMOND JAMES FINANCIAL INC012,486+12,4860.000.00+0.00buy
HAZLETT, BURT & WATSON, INC.7,40514,930+7,5250.020.05+0.03buy
Green Alpha Advisors, LLC53,42658,611+5,1850.460.62+0.16buy
WELLS FARGO & COMPANY/MN37,47642,476+5,0000.000.00+0.00buy
Cresset Asset Management, LLC28,12632,881+4,7550.000.00+0.00buy
RITHOLTZ WEALTH MANAGEMENT21,40224,264+2,8620.000.00+0.00buy
Hickory Point Bank & Trust02,000+2,0000.000.01+0.01buy
HARBOUR INVESTMENTS, INC.2051,740+1,5350.000.00+0.00buy
NOMURA ASSET MANAGEMENT CO LTD0876+8760.000.00+0.00buy
Wellington Shields & Co., LLC26,02326,338+3150.060.07+0.01buy
JONES FINANCIAL COMPANIES LLLP8351,093+2580.000.00+0.00buy
Geneos Wealth Management Inc.0100+1000.000.00+0.00buy
Allworth Financial LP427493+660.000.00+0.00buy
Destiny Wealth Partners, LLC052+520.000.00+0.00buy
Caitong International Asset Management Co., Ltd01+10.000.00+0.00buy
Granahan Investment Management, LLC21,54921,54900.010.01+0.00hold
MAI Capital Management545400.000.00+0.00hold
NEEDHAM INVESTMENT MANAGEMENT LLC426,594426,59400.250.23-0.02hold
Janney Montgomery Scott LLC59,47259,47200.000.00+0.00hold
Catalyst Capital Advisors LLC42,46642,46600.010.01+0.00hold
Advisory Services Network, LLC0000.000.00+0.00hold
Coastal Bridge Advisors, LLC11,27411,27400.010.01+0.00hold
Avion Wealth3,0013,00100.010.01+0.00hold
N.E.W. Advisory Services LLC1,1001,10000.000.00+0.00hold
Citizens National Bank Trust Department787800.000.00+0.00hold
Newbridge Financial Services Group, Inc.0000.000.00+0.00hold
EVOLUTION WEALTH MANAGEMENT INC.10010000.000.00+0.00hold
HUNTINGTON NATIONAL BANK1100.000.00+0.00hold
CITIGROUP INC1100.000.00+0.00hold
Atlantic Union Bankshares Corp595900.000.00+0.00hold
MGO ONE SEVEN LLC262,005261,971-340.050.06+0.01sell
Chung Wu Investment Group, LLC2000-2000.000.00-0.00sell
Quarry LP2480-2480.000.00-0.00sell
Larson Financial Group LLC3210-3210.000.00-0.00sell
Tower Research Capital LLC (TRC)3380-3380.000.00-0.00sell
Pathstone Holdings, LLC32,66432,298-3660.000.00+0.00sell
Rockefeller Capital Management L.P.5000-5000.000.00-0.00sell
Darwin Wealth Management, LLC8500-8500.000.00-0.00sell
Tactive Advisors, LLC20,36918,200-2,1690.060.05-0.00sell
GatePass Capital, LLC508,400505,900-2,5002.472.63+0.16sell
Byrne Asset Management LLC27,40024,040-3,3600.140.15+0.01sell
Wealth Preservation Advisors, LLC3,4480-3,4480.020.00-0.02sell
CANADA LIFE ASSURANCE Co29,97525,199-4,7760.000.00-0.00sell
MANGROVE PARTNERS IM, LLC52,61046,579-6,0310.040.04-0.00sell
Hillsdale Investment Management Inc.37,40029,900-7,5000.010.01-0.00sell
GROUP ONE TRADING LLC8,8600-8,8600.000.00-0.00sell
SIMPLEX TRADING, LLC9,3470-9,3470.000.00-0.00sell
NORTHERN TRUST CORP41,27631,262-10,0140.000.00-0.00sell
O'SHAUGHNESSY ASSET MANAGEMENT, LLC36,69425,983-10,7110.000.00-0.00sell
Heron Bay Capital Management14,5130-14,5130.030.00-0.03sell
Trexquant Investment LP47,74632,946-14,8000.000.00-0.00sell
ROYAL BANK OF CANADA15,2930-15,2930.000.00-0.00sell
Farther Finance Advisors, LLC23,0386,978-16,0600.000.00-0.00sell
GAMCO INVESTORS, INC. ET AL261,300244,500-16,8000.020.03+0.00sell
HARBOR CAPITAL ADVISORS, INC.73,06350,850-22,2130.050.04-0.01sell
JPMORGAN CHASE & CO23,9360-23,9360.000.00-0.00sell
Qube Research & Technologies Ltd24,1580-24,1580.000.00-0.00sell
IMC-Chicago, LLC30,3300-30,3300.010.00-0.01sell
Cambridge Investment Research Advisors, Inc.33,1090-33,1090.000.00-0.00sell
Invesco Ltd.99,44965,664-33,7850.000.00-0.00sell
CITADEL ADVISORS LLC34,7210-34,7210.000.00-0.00sell
JANE STREET GROUP, LLC251,035197,053-53,9820.000.00-0.00sell
BlackRock, Inc.151,52490,156-61,3680.000.00-0.00sell
Supplemental Annuity Collective Trust of NJ71,5070-71,5070.170.00-0.17sell
TWO SIGMA INVESTMENTS, LP143,20354,095-89,1080.000.00-0.00sell
ACADIAN ASSET MANAGEMENT LLC176,06671,188-104,8780.000.00-0.00sell
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