Stock Transactions — SURO CAPITAL CORP

Total Bought
837,694
27 transactions
Total Sold
2,063,761
24 transactions
Net
-1,226,067
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
▲▼
Type
GABELLI FUNDS LLC1,274,1601,450,834+176,6740.050.08+0.04buy
CITADEL ADVISORS LLC088,222+88,2220.000.00+0.00buy
JANE STREET GROUP, LLC070,637+70,6370.000.00+0.00buy
NEEDHAM INVESTMENT MANAGEMENT LLC378,594438,594+60,0000.180.29+0.11buy
TWO SIGMA INVESTMENTS, LP13,59773,087+59,4900.000.00+0.00buy
GAMCO INVESTORS, INC. ET AL225,750285,000+59,2500.010.02+0.01buy
Private Advisor Group, LLC039,912+39,9120.000.00+0.00buy
Virtu Financial LLC038,658+38,6580.000.02+0.02buy
ROYAL BANK OF CANADA24,97160,329+35,3580.000.00+0.00buy
HARBOR CAPITAL ADVISORS, INC.174,533206,652+32,1190.040.07+0.03buy
LPL Financial LLC23,79753,515+29,7180.000.00+0.00buy
HRT FINANCIAL LP029,490+29,4900.000.00+0.00buy
Intrinsic Edge Capital Management LLC019,650+19,6500.000.02+0.02buy
FRANKLIN RESOURCES INC221,195240,545+19,3500.000.00+0.00buy
Tactive Advisors, LLC018,720+18,7200.000.05+0.05buy
Farther Finance Advisors, LLC018,397+18,3970.000.00+0.00buy
OXFORD ASSET MANAGEMENT LLP014,866+14,8660.000.04+0.04buy
Atria Wealth Solutions, Inc.013,400+13,4000.000.00+0.00buy
EJF Capital LLC71,01179,111+8,1000.220.52+0.29buy
NORTHERN TRUST CORP49,05250,631+1,5790.000.00+0.00buy
Avion Wealth1,6203,001+1,3810.000.01+0.00buy
ACADIAN ASSET MANAGEMENT LLC142,937144,164+1,2270.000.00+0.00buy
Darwin Wealth Management, LLC0850+8500.000.00+0.00buy
JONES FINANCIAL COMPANIES LLLP0202+2020.000.00+0.00buy
Chung Wu Investment Group, LLC0200+2000.000.00+0.00buy
HAZLETT, BURT & WATSON, INC.0136+1360.000.00+0.00buy
Allworth Financial LP319427+1080.000.00+0.00buy
MAI Capital Management545400.000.00+0.00hold
PRELUDE CAPITAL MANAGEMENT, LLC36,50036,50000.020.03+0.01hold
Supplemental Annuity Collective Trust of NJ84,00784,00700.130.19+0.06hold
NJ State Employees Deferred Compensation Plan94,11494,11400.060.09+0.03hold
Wellington Shields & Co., LLC26,59126,59100.040.06+0.02hold
Catalyst Capital Advisors LLC42,46642,46600.000.01+0.00hold
Colonial Trust Advisors11011000.000.00+0.00hold
INTREPID FAMILY OFFICE LLC100,000100,00000.740.89+0.15hold
Citizens National Bank Trust Department787800.000.00+0.00hold
SIERRA OCEAN, LLC24324300.000.00+0.00hold
HUNTINGTON NATIONAL BANK1100.000.00+0.00hold
STEPH & CO1,5001,50000.000.00+0.00hold
Invesco Ltd.12,52612,361-1650.000.00+0.00sell
JPMORGAN CHASE & CO34,66834,080-5880.000.00+0.00sell
Banque Transatlantique SA6000-6000.000.00-0.00sell
MGO ONE SEVEN LLC271,675270,548-1,1270.050.07+0.02sell
Tower Research Capital LLC (TRC)2,1020-2,1020.000.00-0.00sell
Granahan Investment Management, LLC39,03734,599-4,4380.010.01+0.00sell
Byrne Asset Management LLC4,6700-4,6700.020.00-0.02sell
Jump Financial, LLC11,7830-11,7830.000.00-0.00sell
MARSHALL WACE, LLP13,5930-13,5930.000.00-0.00sell
Rangeley Capital, LLC14,9500-14,9500.080.00-0.08sell
GatePass Capital, LLC529,200512,750-16,4501.972.79+0.82sell
Riverwater Partners LLC16,6940-16,6940.040.00-0.04sell
Arete Wealth Advisors, LLC22,7850-22,7850.010.00-0.01sell
CHOREO, LLC23,9310-23,9310.000.00-0.00sell
MILLENNIUM MANAGEMENT LLC24,9690-24,9690.000.00-0.00sell
Trexquant Investment LP26,9370-26,9370.000.00-0.00sell
XTX Topco Ltd27,0720-27,0720.010.00-0.01sell
Bulldog Investors, LLP231,062202,153-28,9090.310.42+0.11sell
LEVIN CAPITAL STRATEGIES, L.P.54,77310,000-44,7730.030.01-0.02sell
SIMPLEX TRADING, LLC65,6405,200-60,4400.010.00-0.01sell
WOLVERINE TRADING, LLC74,2950-74,2950.010.00-0.01sell
GROUP ONE TRADING LLC85,3080-85,3080.020.00-0.02sell
SUSQUEHANNA INTERNATIONAL GROUP, LLP107,4560-107,4560.000.00-0.00sell
Thomas J. Herzfeld Advisors, Inc.1,714,062264,336-1,449,7262.900.77-2.12sell
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