Stock Transactions — SURO CAPITAL CORP

Total Bought
919,991
40 transactions
Total Sold
842,805
22 transactions
Net
+77,186
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
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Type
BlackRock, Inc.0143,232+143,2320.000.00+0.00buy
TWO SIGMA INVESTMENTS, LP73,087211,905+138,8180.000.00+0.00buy
JANE STREET GROUP, LLC70,637124,239+53,6020.000.00+0.00buy
MILLENNIUM MANAGEMENT LLC045,834+45,8340.000.00+0.00buy
TWO SIGMA ADVISERS, LP044,000+44,0000.000.00+0.00buy
Hillsdale Investment Management Inc.035,400+35,4000.000.01+0.01buy
LPL Financial LLC53,51587,884+34,3690.000.00+0.00buy
O'SHAUGHNESSY ASSET MANAGEMENT, LLC032,773+32,7730.000.00+0.00buy
ACADIAN ASSET MANAGEMENT LLC144,164176,551+32,3870.000.00+0.00buy
MARSHALL WACE, LLP031,695+31,6950.000.00+0.00buy
CANADA LIFE ASSURANCE Co029,784+29,7840.000.00+0.00buy
Janney Montgomery Scott LLC029,138+29,1380.000.00+0.00buy
Stratos Wealth Partners, LTD.024,886+24,8860.000.00+0.00buy
Cambridge Investment Research Advisors, Inc.024,359+24,3590.000.00+0.00buy
GABELLI FUNDS LLC1,450,8341,474,344+23,5100.080.09+0.01buy
Quadrature Capital Ltd020,833+20,8330.000.00+0.00buy
Intrinsic Edge Capital Management LLC19,65040,000+20,3500.020.05+0.03buy
RITHOLTZ WEALTH MANAGEMENT017,611+17,6110.000.00+0.00buy
Qube Research & Technologies Ltd017,594+17,5940.000.00+0.00buy
Cubist Systematic Strategies, LLC017,443+17,4430.000.00+0.00buy
Verition Fund Management LLC013,987+13,9870.000.00+0.00buy
Cresset Asset Management, LLC013,365+13,3650.000.00+0.00buy
Dynamic Technology Lab Private Ltd012,645+12,6450.000.02+0.02buy
Coastal Bridge Advisors, LLC011,274+11,2740.000.01+0.01buy
Trexquant Investment LP010,395+10,3950.000.00+0.00buy
Byrne Asset Management LLC09,210+9,2100.000.05+0.05buy
WELLS FARGO & COMPANY/MN09,000+9,0000.000.00+0.00buy
Private Advisor Group, LLC39,91246,771+6,8590.000.00+0.00buy
HAZLETT, BURT & WATSON, INC.1363,655+3,5190.000.01+0.01buy
Wealth Preservation Advisors, LLC03,448+3,4480.000.02+0.02buy
Invesco Ltd.12,36115,060+2,6990.000.00+0.00buy
Farther Finance Advisors, LLC18,39720,132+1,7350.000.00-0.00buy
Tactive Advisors, LLC18,72020,037+1,3170.050.05+0.00buy
N.E.W. Advisory Services LLC01,100+1,1000.000.00+0.00buy
Larson Financial Group LLC0715+7150.000.00+0.00buy
Allworth Financial LP427927+5000.000.00+0.00buy
Rockefeller Capital Management L.P.0300+3000.000.00+0.00buy
JONES FINANCIAL COMPANIES LLLP202435+2330.000.00+0.00buy
Atlantic Union Bankshares Corp059+590.000.00+0.00buy
Quarry LP013+130.000.00+0.00buy
Granahan Investment Management, LLC34,59934,59900.010.01+0.00hold
MAI Capital Management545400.000.00-0.00hold
Supplemental Annuity Collective Trust of NJ84,00784,00700.190.20+0.00hold
NJ State Employees Deferred Compensation Plan94,11494,11400.090.09+0.00hold
Wellington Shields & Co., LLC26,59126,59100.060.06+0.00hold
Catalyst Capital Advisors LLC42,46642,46600.010.01+0.00hold
Advisory Services Network, LLC0000.000.00+0.00hold
INTREPID FAMILY OFFICE LLC100,000100,00000.890.81-0.07hold
Darwin Wealth Management, LLC85085000.000.00+0.00hold
Avion Wealth3,0013,00100.010.01+0.00hold
Citizens National Bank Trust Department787800.000.00-0.00hold
EVOLUTION WEALTH MANAGEMENT INC.10010000.000.00-0.00hold
Chung Wu Investment Group, LLC20020000.000.00-0.00hold
HUNTINGTON NATIONAL BANK1100.000.00+0.00hold
Colonial Trust Advisors1100-1100.000.00-0.00sell
SIERRA OCEAN, LLC2430-2430.000.00-0.00sell
STEPH & CO1,5000-1,5000.000.00-0.00sell
MGO ONE SEVEN LLC270,548268,544-2,0040.070.06-0.02sell
GAMCO INVESTORS, INC. ET AL285,000282,500-2,5000.020.02+0.00sell
NORTHERN TRUST CORP50,63145,655-4,9760.000.00-0.00sell
HRT FINANCIAL LP29,49024,427-5,0630.000.00-0.00sell
SIMPLEX TRADING, LLC5,2000-5,2000.000.00-0.00sell
LEVIN CAPITAL STRATEGIES, L.P.10,0000-10,0000.010.00-0.01sell
NEEDHAM INVESTMENT MANAGEMENT LLC438,594426,594-12,0000.290.27-0.02sell
OXFORD ASSET MANAGEMENT LLP14,8660-14,8660.040.00-0.04sell
Virtu Financial LLC38,65823,082-15,5760.020.01-0.00sell
JPMORGAN CHASE & CO34,08017,451-16,6290.000.00-0.00sell
GatePass Capital, LLC512,750496,100-16,6502.792.58-0.21sell
CITADEL ADVISORS LLC88,22252,543-35,6790.000.00-0.00sell
PRELUDE CAPITAL MANAGEMENT, LLC36,5000-36,5000.030.00-0.03sell
FRANKLIN RESOURCES INC240,545189,699-50,8460.000.00-0.00sell
ROYAL BANK OF CANADA60,3290-60,3290.000.00-0.00sell
EJF Capital LLC79,1110-79,1110.520.00-0.52sell
Bulldog Investors, LLP202,153121,453-80,7000.420.25-0.17sell
HARBOR CAPITAL ADVISORS, INC.206,65278,665-127,9870.070.06-0.02sell
Thomas J. Herzfeld Advisors, Inc.264,3360-264,3360.770.00-0.77sell
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