Stock Transactions — SURO CAPITAL CORP

Total Bought
739,933
36 transactions
Total Sold
837,130
25 transactions
Net
-97,197
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
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Type
JANE STREET GROUP, LLC124,239251,035+126,7960.000.00+0.00buy
LPL Financial LLC87,884174,810+86,9260.000.00+0.00buy
Invesco Ltd.15,06099,449+84,3890.000.00+0.00buy
Green Alpha Advisors, LLC053,426+53,4260.000.46+0.46buy
MANGROVE PARTNERS IM, LLC052,610+52,6100.000.04+0.04buy
Trexquant Investment LP10,39547,746+37,3510.000.00+0.00buy
Pathstone Holdings, LLC032,664+32,6640.000.00+0.00buy
Janney Montgomery Scott LLC29,13859,472+30,3340.000.00+0.00buy
IMC-Chicago, LLC030,330+30,3300.000.01+0.01buy
WELLS FARGO & COMPANY/MN9,00037,476+28,4760.000.00+0.00buy
FRANKLIN RESOURCES INC189,699210,183+20,4840.000.00+0.00buy
Byrne Asset Management LLC9,21027,400+18,1900.050.14+0.09buy
ROYAL BANK OF CANADA015,293+15,2930.000.00+0.00buy
Cresset Asset Management, LLC13,36528,126+14,7610.000.00+0.00buy
Stratos Wealth Partners, LTD.24,88639,408+14,5220.000.00+0.00buy
Heron Bay Capital Management014,513+14,5130.000.03+0.03buy
GatePass Capital, LLC496,100508,400+12,3002.582.47-0.11buy
SIMPLEX TRADING, LLC09,347+9,3470.000.00+0.00buy
GROUP ONE TRADING LLC08,860+8,8600.000.00+0.00buy
Cambridge Investment Research Advisors, Inc.24,35933,109+8,7500.000.00+0.00buy
BlackRock, Inc.143,232151,524+8,2920.000.00+0.00buy
Qube Research & Technologies Ltd17,59424,158+6,5640.000.00+0.00buy
JPMORGAN CHASE & CO17,45123,936+6,4850.000.00+0.00buy
O'SHAUGHNESSY ASSET MANAGEMENT, LLC32,77336,694+3,9210.000.00+0.00buy
RITHOLTZ WEALTH MANAGEMENT17,61121,402+3,7910.000.00+0.00buy
HAZLETT, BURT & WATSON, INC.3,6557,405+3,7500.010.02+0.01buy
Farther Finance Advisors, LLC20,13223,038+2,9060.000.00-0.00buy
Hillsdale Investment Management Inc.35,40037,400+2,0000.010.01+0.00buy
JONES FINANCIAL COMPANIES LLLP435835+4000.000.00+0.00buy
Tower Research Capital LLC (TRC)0338+3380.000.00+0.00buy
Tactive Advisors, LLC20,03720,369+3320.050.06+0.01buy
Quarry LP13248+2350.000.00+0.00buy
HARBOUR INVESTMENTS, INC.0205+2050.000.00+0.00buy
Rockefeller Capital Management L.P.300500+2000.000.00+0.00buy
CANADA LIFE ASSURANCE Co29,78429,975+1910.000.00+0.00buy
CITIGROUP INC01+10.000.00+0.00buy
MAI Capital Management545400.000.00-0.00hold
NEEDHAM INVESTMENT MANAGEMENT LLC426,594426,59400.270.25-0.01hold
Catalyst Capital Advisors LLC42,46642,46600.010.01+0.00hold
INTREPID FAMILY OFFICE LLC100,000100,00000.810.91+0.09hold
Darwin Wealth Management, LLC85085000.000.00+0.00hold
Coastal Bridge Advisors, LLC11,27411,27400.010.01+0.00hold
Avion Wealth3,0013,00100.010.01+0.00hold
N.E.W. Advisory Services LLC1,1001,10000.000.00-0.00hold
Citizens National Bank Trust Department787800.000.00+0.00hold
Wealth Preservation Advisors, LLC3,4483,44800.020.02-0.00hold
EVOLUTION WEALTH MANAGEMENT INC.10010000.000.00-0.00hold
Chung Wu Investment Group, LLC20020000.000.00+0.00hold
HUNTINGTON NATIONAL BANK1100.000.00-0.00hold
Atlantic Union Bankshares Corp595900.000.00+0.00hold
Larson Financial Group LLC715321-3940.000.00-0.00sell
ACADIAN ASSET MANAGEMENT LLC176,551176,066-4850.000.00-0.00sell
Allworth Financial LP927427-5000.000.00-0.00sell
Wellington Shields & Co., LLC26,59126,023-5680.060.06-0.00sell
Private Advisor Group, LLC46,77145,588-1,1830.000.00-0.00sell
NORTHERN TRUST CORP45,65541,276-4,3790.000.00-0.00sell
HARBOR CAPITAL ADVISORS, INC.78,66573,063-5,6020.060.05-0.00sell
MGO ONE SEVEN LLC268,544262,005-6,5390.060.05-0.01sell
Supplemental Annuity Collective Trust of NJ84,00771,507-12,5000.200.17-0.02sell
Dynamic Technology Lab Private Ltd12,6450-12,6450.020.00-0.02sell
Granahan Investment Management, LLC34,59921,549-13,0500.010.01-0.00sell
Verition Fund Management LLC13,9870-13,9870.000.00-0.00sell
CITADEL ADVISORS LLC52,54334,721-17,8220.000.00-0.00sell
Quadrature Capital Ltd20,8330-20,8330.000.00-0.00sell
GAMCO INVESTORS, INC. ET AL282,500261,300-21,2000.020.02-0.00sell
Virtu Financial LLC23,0820-23,0820.010.00-0.01sell
HRT FINANCIAL LP24,4270-24,4270.000.00-0.00sell
MARSHALL WACE, LLP31,6950-31,6950.000.00-0.00sell
Intrinsic Edge Capital Management LLC40,0000-40,0000.050.00-0.05sell
TWO SIGMA ADVISERS, LP44,0000-44,0000.000.00-0.00sell
MILLENNIUM MANAGEMENT LLC45,8340-45,8340.000.00-0.00sell
TWO SIGMA INVESTMENTS, LP211,905143,203-68,7020.000.00-0.00sell
NJ State Employees Deferred Compensation Plan94,1140-94,1140.090.00-0.09sell
Bulldog Investors, LLP121,4530-121,4530.250.00-0.25sell
GABELLI FUNDS LLC1,474,3441,262,208-212,1360.090.08-0.01sell
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