Stock Transactions — NIOCORP DEVS LTD

Total Bought
820,178
19 transactions
Total Sold
224,691
30 transactions
Net
+595,487
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
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Type
VANGUARD GROUP INC116,761734,425+617,6640.000.00+0.00buy
Oasis Management Co Ltd.0100,000+100,0000.000.09+0.09buy
SANDERS MORRIS HARRIS LLC033,333+33,3330.000.00+0.00buy
STONERIDGE INVESTMENT PARTNERS LLC022,301+22,3010.000.02+0.02buy
XTX Topco Ltd013,672+13,6720.000.01+0.01buy
PITCAIRN CO010,802+10,8020.000.00+0.00buy
Inscription Capital, LLC010,000+10,0000.000.00+0.00buy
PITTENGER & ANDERSON INC8664,706+3,8400.000.00+0.00buy
NORTHERN TRUST CORP14,06317,486+3,4230.000.00+0.00buy
OSAIC HOLDINGS, INC.35,24337,284+2,0410.000.00+0.00buy
WOLVERINE ASSET MANAGEMENT LLC01,056+1,0560.000.00+0.00buy
Russell Investments Group, Ltd.47764+7170.000.00+0.00buy
CIBC Private Wealth Group LLC0510+5100.000.00+0.00buy
PITTENGER & ANDERSON INC0300+3000.000.00+0.00buy
HSBC HOLDINGS PLC37,45837,698+2400.000.00-0.00buy
SIMPLEX TRADING, LLC6,8306,992+1620.000.00-0.00buy
GOLDMAN SACHS GROUP INC34,29234,387+950.000.00-0.00buy
NEW YORK STATE COMMON RETIREMENT FUND19,70019,718+180.000.00-0.00buy
AMERICAN INTERNATIONAL GROUP, INC.1,0491,053+40.000.00-0.00buy
KINGDON CAPITAL MANAGEMENT, L.L.C.314,465314,46500.190.11-0.08hold
D. E. Shaw & Co., Inc.44,21144,21100.000.00-0.00hold
OMERS ADMINISTRATION Corp50,00050,00000.000.00-0.00hold
Ameritas Investment Partners, Inc.16116100.000.00-0.00hold
EQUITEC PROPRIETARY MARKETS, LLC5,0005,00000.000.00+0.00hold
FARMERS & MERCHANTS INVESTMENTS INC1,0401,04000.000.00-0.00hold
LINDEN ADVISORS LP194,210194,21000.000.00-0.00hold
Calamos Advisors LLC177,835177,83500.000.00-0.00hold
Altshuler Shaham Ltd489,999489,99900.010.01-0.01hold
TENOR CAPITAL MANAGEMENT Co., L.P.33,33333,33300.000.00-0.00hold
VR Advisory Services Ltd15,35615,35600.000.00-0.00hold
First Pacific Advisors, LP259,205259,20500.000.00-0.00hold
Walleye Trading LLC118,226118,22600.000.00-0.00hold
GHP Investment Advisors, Inc.151500.000.00-0.00hold
EP Wealth Advisors, LLC21,00021,00000.000.00-0.00hold
Arax Advisory Partners56556500.000.00-0.00hold
PFG Advisors12,41812,41800.000.00-0.00hold
Steward Partners Investment Advisory, LLC212100.000.00-0.00hold
Pflug Koory, LLC25025000.000.00-0.00hold
Shaolin Capital Management LLC237,093237,09300.000.00-0.00hold
Arena Capital Advisors, LLC- CA78,03578,03500.040.05+0.01hold
Corient Private Wealth LLC33,41433,41400.000.00-0.00hold
TD Waterhouse Canada Inc.1,6001,60000.000.00-0.00hold
STATE STREET CORP21,69121,69100.000.00-0.00hold
HRT FINANCIAL LP25,04224,975-670.000.00-0.00sell
HighTower Advisors, LLC14,57014,470-1000.000.00-0.00sell
CITIGROUP INC490389-1010.000.00-0.00sell
CWM, LLC4,9124,803-1090.000.00-0.00sell
Allen Capital Group, LLC10,94710,792-1550.010.00-0.00sell
Global Retirement Partners, LLC1790-1790.000.00-0.00sell
AMALGAMATED BANK27766-2110.000.00-0.00sell
FMR LLC1,9761,651-3250.000.00-0.00sell
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM3470-3470.000.00-0.00sell
IFP Advisors, Inc500100-4000.000.00-0.00sell
MassMutual Private Wealth & Trust, FSB4380-4380.000.00-0.00sell
RHUMBLINE ADVISERS2,2991,846-4530.000.00-0.00sell
Walleye Capital LLC617,015616,129-8860.000.00-0.00sell
Mariner, LLC18,34617,422-9240.000.00-0.00sell
Q Global Advisors, LLC200,000198,795-1,2050.080.03-0.05sell
BARCLAYS PLC49,82748,568-1,2590.000.00-0.00sell
Hartford Financial Management Inc.1,4500-1,4500.000.00-0.00sell
Gradient Investments LLC2,0000-2,0000.000.00-0.00sell
BANK OF AMERICA CORP /DE/111,986109,482-2,5040.000.00-0.00sell
BANK OF MONTREAL /CAN/15,14712,290-2,8570.000.00-0.00sell
Tower Research Capital LLC (TRC)6,6863,466-3,2200.000.00-0.00sell
GEODE CAPITAL MANAGEMENT, LLC38,42135,164-3,2570.000.00-0.00sell
Engineers Gate Manager LP31,07022,762-8,3080.000.00-0.00sell
AQR Arbitrage LLC140,861128,594-12,2670.000.00-0.00sell
SG Americas Securities, LLC12,8280-12,8280.000.00-0.00sell
Dynamic Technology Lab Private Ltd14,5680-14,5680.000.00-0.00sell
Squarepoint Ops LLC26,2110-26,2110.000.00-0.00sell
MORGAN STANLEY364,996336,535-28,4610.000.00-0.00sell
PERISCOPE CAPITAL INC.38,7000-38,7000.000.00-0.00sell
MILLENNIUM MANAGEMENT LLC60,9010-60,9010.000.00-0.00sell
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