Stock Transactions — LINDBLAD EXPEDITIONS HLDGS I

Total Bought
2,246,835
50 transactions
Total Sold
2,339,438
65 transactions
Net
-92,603
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
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Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
ANCHOR CAPITAL MANAGEMENT COMPANY, LLC385,700876,070+490,3704.139.84+5.71buy
Aperture Investors, LLC1,002,6681,464,062+461,3941.991.75-0.24buy
ARIEL INVESTMENTS, LLC8,608,2168,877,212+268,9960.970.81-0.15buy
ExodusPoint Capital Management, LP0126,731+126,7310.000.01+0.01buy
DIMENSIONAL FUND ADVISORS LP46,678143,242+96,5640.000.00+0.00buy
Manatuck Hill Partners, LLC130,000200,000+70,0000.630.82+0.19buy
MARSHALL WACE, LLP342,528402,365+59,8370.010.01-0.00buy
PANAGORA ASSET MANAGEMENT INC057,107+57,1070.000.00+0.00buy
JPMORGAN CHASE & CO24,07772,929+48,8520.000.00+0.00buy
FRANKLIN RESOURCES INC771,158813,425+42,2670.000.00-0.00buy
TWO SIGMA ADVISERS, LP191,900230,200+38,3000.010.00-0.00buy
STIFEL FINANCIAL CORP303,177339,765+36,5880.000.00-0.00buy
UBS Group AG214,253250,232+35,9790.000.00-0.00buy
GSA CAPITAL PARTNERS LLP14,31148,925+34,6140.010.04+0.02buy
VANGUARD GROUP INC1,967,1411,999,062+31,9210.000.00-0.00buy
Squarepoint Ops LLC62,66789,658+26,9910.000.00+0.00buy
Hedges Asset Management LLC132,800156,500+23,7001.171.02-0.15buy
HUNTER ASSOCIATES INVESTMENT MANAGEMENT LLC198,800222,090+23,2900.410.35-0.06buy
RENAISSANCE TECHNOLOGIES LLC023,200+23,2000.000.00+0.00buy
Pier Capital, LLC815,606838,136+22,5301.311.08-0.24buy
STATE STREET CORP753,033775,039+22,0060.000.00-0.00buy
D. E. Shaw & Co., Inc.019,051+19,0510.000.00+0.00buy
EntryPoint Capital, LLC018,858+18,8580.000.16+0.16buy
GEODE CAPITAL MANAGEMENT, LLC797,264816,016+18,7520.000.00-0.00buy
Versor Investments LP018,500+18,5000.000.03+0.03buy
PFG Investments, LLC016,300+16,3000.000.01+0.01buy
Y-Intercept (Hong Kong) Ltd014,093+14,0930.000.01+0.01buy
ARROWSTREET CAPITAL, LIMITED PARTNERSHIP395,004408,271+13,2670.000.00-0.00buy
Nebula Research & Development LLC012,201+12,2010.000.02+0.02buy
INCEPTIONR LLC011,319+11,3190.000.03+0.03buy
Pathstone Holdings, LLC12,62423,583+10,9590.000.00+0.00buy
PRICE T ROWE ASSOCIATES INC /MD/010,117+10,1170.000.00+0.00buy
AlphaQuest LLC17,72727,765+10,0380.040.05+0.00buy
Moors & Cabot, Inc.49,50059,500+10,0000.030.03-0.00buy
PINNACLE ASSOCIATES LTD602,015607,994+5,9790.110.09-0.02buy
ALLIANCEBERNSTEIN L.P.34,50039,350+4,8500.000.00-0.00buy
DEUTSCHE BANK AG\15,55819,918+4,3600.000.00-0.00buy
CHARLES SCHWAB INVESTMENT MANAGEMENT INC281,735284,251+2,5160.000.00-0.00buy
WELLS FARGO & COMPANY/MN12,51314,085+1,5720.000.00-0.00buy
CITIGROUP INC6,3477,717+1,3700.000.00-0.00buy
New England Capital Financial Advisors LLC4,5005,500+1,0000.030.03-0.00buy
Orion Porfolio Solutions, LLC24,94425,188+2440.000.00-0.00buy
FMR LLC1,4541,595+1410.000.00-0.00buy
COMERICA BANK042+420.000.00+0.00buy
NISA INVESTMENT ADVISORS, LLC1542+270.000.00+0.00buy
GAMMA Investing LLC017+170.000.00+0.00buy
Avior Wealth Management, LLC08+80.000.00+0.00buy
Clearstead Advisors, LLC07+70.000.00+0.00buy
CWM, LLC06+60.000.000.00buy
JANUS HENDERSON GROUP PLC14,34914,353+40.000.00-0.00buy
CANADA LIFE ASSURANCE Co1,2181,21800.000.00-0.00hold
Ameritas Investment Partners, Inc.3,4493,44900.000.00-0.00hold
FORMULA GROWTH LTD523,403523,40301.891.56-0.33hold
VILLERE ST DENIS J & CO LLC13,74313,74300.010.01-0.00hold
LOS ANGELES CAPITAL MANAGEMENT LLC60,93760,93700.000.00-0.00hold
Zurcher Kantonalbank (Zurich Cantonalbank)6,2206,22000.000.00-0.00hold
CACTI ASSET MANAGEMENT LLC41,50041,50000.040.03-0.01hold
SIGNATUREFD, LLC171700.000.00-0.00hold
MetLife Investment Management, LLC17,07417,07400.000.00-0.00hold
VANTAGE WEALTH12,00012,00000.030.03-0.00hold
Mirae Asset Global Investments Co., Ltd.12,65912,65900.000.00-0.00hold
Swiss National Bank68,34168,34100.000.00-0.00hold
QUADRANT CAPITAL GROUP LLC92192100.000.00-0.00hold
Black Diamond Financial, LLC904,452904,45202.752.75+0.00hold
OAK FAMILY ADVISORS, LLC22,74622,74600.110.08-0.03hold
Quent Capital, LLC73,50073,50000.110.08-0.03hold
Farther Finance Advisors, LLC747400.000.00-0.00hold
Kelly Financial Services LLC343400.000.00-0.00hold
METROPOLITAN LIFE INSURANCE CO/NY1,8671,86700.000.00-0.00hold
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC39,43639,43600.000.00-0.00hold
ROYCE & ASSOCIATES LP1,385,2941,385,29400.140.12-0.03hold
LORING WOLCOTT & COOLIDGE FIDUCIARY ADVISORS LLP/MA56,64356,64300.010.00-0.00hold
NATIXIS ADVISORS, LLC29,98429,968-160.000.00-0.00sell
Quantbot Technologies LP190-190.000.00-0.00sell
NEW YORK STATE COMMON RETIREMENT FUND13,10613,080-260.000.00-0.00sell
Glassman Wealth Services320-320.000.00-0.00sell
ASSETMARK, INC4,2984,241-570.000.00-0.00sell
RHUMBLINE ADVISERS54,42354,298-1250.000.00-0.00sell
AMERICAN INTERNATIONAL GROUP, INC.17,38217,234-1480.000.00-0.00sell
PRINCIPAL SECURITIES, INC.381223-1580.000.00-0.00sell
Dunhill Financial, LLC1810-1810.000.00-0.00sell
Graham Capital Management, L.P.21,23620,997-2390.010.01-0.00sell
Balanced Rock Investment Advisors LLC33,76633,225-5410.340.26-0.07sell
Invesco Ltd.12,75912,206-5530.000.00-0.00sell
CARY STREET PARTNERS INVESTMENT ADVISORY LLC68,58067,980-6000.040.03-0.01sell
MANUFACTURERS LIFE INSURANCE COMPANY, THE13,96513,212-7530.000.00+0.00sell
RICE HALL JAMES & ASSOCIATES, LLC213,948213,064-8840.140.11-0.03sell
GROUP ONE TRADING LLC5,5114,396-1,1150.000.00-0.00sell
Russell Investments Group, Ltd.46,04044,788-1,2520.000.00-0.00sell
Point72 Middle East FZE1,3810-1,3810.000.00-0.00sell
SIMPLEX TRADING, LLC3,8902,376-1,5140.000.00-0.00sell
VICTORY CAPITAL MANAGEMENT INC95,10093,300-1,8000.000.00-0.00sell
Legal & General Group Plc26,40824,585-1,8230.000.00-0.00sell
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM36,59634,707-1,8890.000.00-0.00sell
AMALGAMATED BANK3,0991,057-2,0420.000.00-0.00sell
Ensign Peak Advisors, Inc45,87043,667-2,2030.000.00-0.00sell
STATE OF WISCONSIN INVESTMENT BOARD44,28641,443-2,8430.000.00-0.00sell
Aquatic Capital Management LLC6,6002,900-3,7000.000.00-0.00sell
XTX Topco Ltd36,17432,053-4,1210.090.04-0.05sell
Connor, Clark & Lunn Investment Management Ltd.127,502122,478-5,0240.010.00-0.00sell
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