Stock Transactions — LINDBLAD EXPEDITIONS HLDGS I

Total Bought
3,673,118
82 transactions
Total Sold
3,475,354
76 transactions
Net
+197,764
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
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Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
UBS Group AG527,668833,372+305,7040.000.00+0.00buy
GOLDMAN SACHS GROUP INC342,029604,437+262,4080.000.00+0.00buy
BlackRock, Inc.3,204,4573,463,059+258,6020.000.00+0.00buy
LORD, ABBETT & CO. LLC330,949541,751+210,8020.010.02+0.01buy
ExodusPoint Capital Management, LP0194,597+194,5970.000.03+0.03buy
Bank of New York Mellon Corp848,4921,030,646+182,1540.000.00+0.00buy
Granahan Investment Management, LLC187,797345,574+157,7770.100.21+0.11buy
BANK OF AMERICA CORP /DE/138,837277,793+138,9560.000.00+0.00buy
ALGERT GLOBAL LLC548,856685,365+136,5090.120.15+0.04buy
ARROWSTREET CAPITAL, LIMITED PARTNERSHIP750,771879,550+128,7790.010.01+0.00buy
LAZARD ASSET MANAGEMENT LLC0126,757+126,7570.000.00+0.00buy
PRINCIPAL FINANCIAL GROUP INC1,360,7661,482,913+122,1470.010.01+0.00buy
Y-Intercept (Hong Kong) Ltd10,416131,957+121,5410.000.04+0.04buy
Quent Capital, LLC0118,500+118,5000.000.12+0.12buy
Walleye Capital LLC0112,973+112,9730.000.01+0.01buy
Squarepoint Ops LLC37,609150,185+112,5760.000.00+0.00buy
Pier Capital, LLC474,709577,479+102,7700.951.33+0.38buy
SG Americas Securities, LLC81,089172,265+91,1760.000.00-0.00buy
ACADIAN ASSET MANAGEMENT LLC37,679106,360+68,6810.000.00+0.00buy
SEI INVESTMENTS CO056,878+56,8780.000.00+0.00buy
CANADA PENSION PLAN INVESTMENT BOARD052,200+52,2000.000.00+0.00buy
JANE STREET GROUP, LLC43,53294,639+51,1070.000.00+0.00buy
HARBOR CAPITAL ADVISORS, INC.35,14878,241+43,0930.030.09+0.05buy
Brevan Howard Capital Management LP037,409+37,4090.000.01+0.01buy
MORGAN STANLEY518,942555,079+36,1370.000.00+0.00buy
Jackson Creek Investment Advisors LLC034,667+34,6670.000.15+0.15buy
TWO SIGMA ADVISERS, LP177,900209,100+31,2000.000.01+0.00buy
DIMENSIONAL FUND ADVISORS LP464,988494,343+29,3550.000.00+0.00buy
HSBC HOLDINGS PLC25,24453,749+28,5050.000.00+0.00buy
VANGUARD GROUP INC2,332,2622,355,182+22,9200.000.00+0.00buy
ARISTEIA CAPITAL, L.L.C.41,32762,044+20,7170.020.03+0.01buy
Magnetar Financial LLC019,879+19,8790.000.00+0.00buy
THOMIST CAPITAL MANAGEMENT, LP019,800+19,8000.000.08+0.08buy
WELLS FARGO & COMPANY/MN23,12741,993+18,8660.000.00+0.00buy
Numerai GP LLC19,31137,392+18,0810.030.06+0.03buy
Quantbot Technologies LP016,997+16,9970.000.01+0.01buy
PANAGORA ASSET MANAGEMENT INC181,831197,232+15,4010.010.01+0.00buy
BALYASNY ASSET MANAGEMENT L.P.014,891+14,8910.000.00+0.00buy
INCEPTIONR LLC014,425+14,4250.000.06+0.06buy
Orvieto Partners, L.P.013,780+13,7800.000.17+0.17buy
PharVision Advisers, LLC013,431+13,4310.000.10+0.10buy
Jump Financial, LLC013,132+13,1320.000.00+0.00buy
nVerses Capital, LLC010,803+10,8030.000.35+0.35buy
Pinnacle Wealth Management Advisory Group, LLC010,029+10,0290.000.01+0.01buy
State of Wyoming09,418+9,4180.000.01+0.01buy
OBERWEIS ASSET MANAGEMENT INC/299,400306,800+7,4000.150.16+0.02buy
BARCLAYS PLC182,399189,582+7,1830.000.00+0.00buy
GEODE CAPITAL MANAGEMENT, LLC903,243908,796+5,5530.000.00+0.00buy
ROYAL BANK OF CANADA04,494+4,4940.000.00+0.00buy
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM35,28139,738+4,4570.000.00+0.00buy
Invesco Ltd.32,70136,911+4,2100.000.00-0.00buy
Kemnay Advisory Services Inc.03,963+3,9630.000.01+0.01buy
ALLIANCEBERNSTEIN L.P.36,28039,980+3,7000.000.00+0.00buy
Quantinno Capital Management LP13,33116,740+3,4090.000.00+0.00buy
BRASADA CAPITAL MANAGEMENT, LP35,00038,000+3,0000.070.09+0.02buy
PRICE T ROWE ASSOCIATES INC /MD/20,00122,507+2,5060.000.00+0.00buy
Swiss National Bank73,64175,641+2,0000.000.00+0.00buy
MetLife Investment Management, LLC20,06321,449+1,3860.000.00+0.00buy
LOS ANGELES CAPITAL MANAGEMENT LLC161,849163,116+1,2670.010.01-0.00buy
Creative Planning29,02930,256+1,2270.000.00+0.00buy
Aristides Capital LLC25,00026,180+1,1800.090.13+0.04buy
DEUTSCHE BANK AG\28,38129,521+1,1400.000.00+0.00buy
WEDGE CAPITAL MANAGEMENT L L P/NC119,373120,331+9580.030.03+0.01buy
VICTORY CAPITAL MANAGEMENT INC89,19090,140+9500.000.00+0.00buy
Quarry LP0907+9070.000.00+0.00buy
Covestor Ltd0630+6300.000.00+0.00buy
Graham Capital Management, L.P.24,17324,763+5900.010.01+0.00buy
Aster Capital Management (DIFC) Ltd0563+5630.000.00+0.00buy
GAMMA Investing LLC206757+5510.000.00+0.00buy
NISA INVESTMENT ADVISORS, LLC134640+5060.000.00+0.00buy
VOYA INVESTMENT MANAGEMENT LLC29,75830,220+4620.000.00+0.00buy
Larson Financial Group LLC157605+4480.000.00+0.00buy
Pinnacle Wealth Planning Services, Inc.0421+4210.000.00+0.00buy
AMERIPRISE FINANCIAL INC98,63399,034+4010.000.00+0.00buy
ENVESTNET ASSET MANAGEMENT INC17,54217,823+2810.000.00+0.00buy
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC45,96446,220+2560.000.00+0.00buy
MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.17,25017,442+1920.000.00+0.00buy
Sterling Capital Management LLC91257+1660.000.00+0.00buy
Rockefeller Capital Management L.P.0128+1280.000.00+0.00buy
Farther Finance Advisors, LLC67141+740.000.00+0.00buy
GC Wealth Management RIA, LLC297,069297,089+200.130.16+0.03buy
ROTHSCHILD INVESTMENT LLC110119+90.000.00+0.00buy
MAI Capital Management62462400.000.00+0.00hold
CANADA LIFE ASSURANCE Co1,2181,21800.000.00+0.00hold
Ameritas Investment Partners, Inc.3,4493,44900.000.00+0.00hold
FULLER & THALER ASSET MANAGEMENT, INC.29,48029,48000.000.00+0.00hold
NEEDHAM INVESTMENT MANAGEMENT LLC52,22352,22300.050.05+0.00hold
SILVERCREST ASSET MANAGEMENT GROUP LLC865,119865,11900.070.09+0.01hold
JANUS HENDERSON GROUP PLC14,16614,16600.000.00+0.00hold
CIBC Private Wealth Group LLC2200.000.00+0.00hold
North Star Investment Management Corp.204,800204,80000.170.19+0.02hold
Zurcher Kantonalbank (Zurich Cantonalbank)6,2206,22000.000.00+0.00hold
State of Alaska, Department of Revenue2,7382,73800.000.00+0.00hold
HUNTER ASSOCIATES INVESTMENT MANAGEMENT LLC228,490228,49000.410.44+0.03hold
Harel Insurance Investments & Financial Services Ltd.303000.000.000.00hold
CACTI ASSET MANAGEMENT LLC41,50041,50000.040.04+0.00hold
Parkside Financial Bank & Trust555500.000.00+0.00hold
CARY STREET PARTNERS FINANCIAL LLC32,41932,41900.010.01+0.00hold
Diversified Trust Co11,01011,01000.000.00+0.00hold
RWA WEALTH PARTNERS, LLC37,50037,50000.010.01+0.00hold
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