Stock Transactions — FIDUS INVT CORP

Total Bought
1,048,892
63 transactions
Total Sold
1,115,202
61 transactions
Net
-66,310
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
▲▼
Type
CITADEL ADVISORS LLC0102,332+102,3320.000.00+0.00buy
RAYMOND JAMES FINANCIAL INC736,025804,392+68,3670.000.00-0.00buy
TUDOR INVESTMENT CORP ET AL10,79376,315+65,5220.000.01+0.01buy
Significant Wealth Partners LLC063,646+63,6460.001.37+1.37buy
Trexquant Investment LP056,195+56,1950.000.01+0.01buy
LPL Financial LLC95,795151,746+55,9510.000.00+0.00buy
D. E. Shaw & Co., Inc.24,94175,236+50,2950.000.00+0.00buy
MORGAN STANLEY249,524294,167+44,6430.000.00+0.00buy
Magnetar Financial LLC039,390+39,3900.000.01+0.01buy
Campbell & CO Investment Adviser LLC036,103+36,1030.000.04+0.04buy
Legal & General Group Plc252,442284,460+32,0180.000.00+0.00buy
Y-Intercept (Hong Kong) Ltd41,51873,533+32,0150.020.02+0.01buy
Dynamic Technology Lab Private Ltd031,425+31,4250.000.09+0.09buy
Qube Research & Technologies Ltd72,084103,401+31,3170.000.00+0.00buy
Quantbot Technologies LP17,35343,802+26,4490.010.03+0.02buy
ENVESTNET ASSET MANAGEMENT INC520,330545,499+25,1690.000.00-0.00buy
Baird Financial Group, Inc.385,598406,426+20,8280.010.01-0.00buy
Brevan Howard Capital Management LP18,19438,362+20,1680.010.01-0.00buy
Columbus Macro, LLC485,780505,567+19,7871.030.94-0.09buy
Plan Group Financial, LLC79,68998,802+19,1130.400.40+0.00buy
Cetera Investment Advisers523,659542,315+18,6560.010.01-0.00buy
nVerses Capital, LLC018,039+18,0390.000.29+0.29buy
Entropy Technologies, LP017,511+17,5110.000.01+0.01buy
Haven Private, LLC33,65648,650+14,9940.280.37+0.08buy
Clearstead Advisors, LLC16,43228,085+11,6530.000.00+0.00buy
CALTON & ASSOCIATES, INC.010,314+10,3140.000.03+0.03buy
WNY Asset Management, LLC010,100+10,1000.000.02+0.02buy
VestGen Advisors, LLC21,14830,245+9,0970.020.02-0.00buy
Beacon Pointe Advisors, LLC30,12839,003+8,8750.000.00-0.00buy
RIVERBRIDGE PARTNERS LLC101,578109,885+8,3070.040.05+0.01buy
IHT Wealth Management, LLC74,60682,855+8,2490.040.03-0.00buy
CWM, LLC6,69414,520+7,8260.000.00+0.00buy
Legacy Capital Wealth Partners, LLC72,92179,654+6,7330.300.29-0.02buy
STIFEL FINANCIAL CORP17,65723,265+5,6080.000.00+0.00buy
Advisors Asset Management, Inc.112,724118,052+5,3280.040.03-0.00buy
Secure Asset Management, LLC15,41120,564+5,1530.050.06+0.01buy
Capital Investment Advisory Services, LLC100,180105,120+4,9400.140.13-0.00buy
Wilmington Savings Fund Society, FSB04,000+4,0000.000.00+0.00buy
PFG Advisors183,987187,689+3,7020.170.16-0.01buy
Stratos Wealth Partners, LTD.27,00030,610+3,6100.010.01+0.00buy
Sound Income Strategies, LLC38,09641,317+3,2210.040.03-0.00buy
Janney Montgomery Scott LLC11,90515,116+3,2110.000.00+0.00buy
Apollon Wealth Management, LLC18,39620,877+2,4810.010.01-0.00buy
Burk Holdings LLC02,454+2,4540.000.02+0.02buy
Creative Planning28,71631,079+2,3630.000.00-0.00buy
Advisory Services Network, LLC02,000+2,0000.000.00+0.00buy
Farther Finance Advisors, LLC7,3468,581+1,2350.000.00-0.00buy
NOVARE CAPITAL MANAGEMENT LLC204,889206,114+1,2250.300.28-0.01buy
Muzinich & Co., Inc.347,114348,311+1,1972.112.12+0.02buy
MERCER GLOBAL ADVISORS INC /ADV26,96628,098+1,1320.000.00-0.00buy
MAI Capital Management3,1324,132+1,0000.000.00+0.00buy
Sage Investment Counsel LLC12,07013,070+1,0000.260.25-0.00buy
Western Wealth Management, LLC0878+8780.000.00+0.00buy
Kingstone Capital Partners Texas, LLC10,39910,856+4570.120.12-0.00buy
CENTRAL TRUST Co0426+4260.000.00+0.00buy
Rockefeller Capital Management L.P.6,8317,112+2810.000.00-0.00buy
MeadowBrook Investment Advisors LLC3,0903,355+2650.050.05+0.00buy
BANK OF AMERICA CORP /DE/32,87933,114+2350.000.00-0.00buy
OPPENHEIMER & CO INC19,48919,685+1960.010.00-0.00buy
HANTZ FINANCIAL SERVICES, INC.0100+1000.000.00+0.00buy
Cambridge Investment Research Advisors, Inc.11,64711,708+610.000.00-0.00buy
CITIGROUP INC043+430.000.00+0.00buy
Allworth Financial LP800803+30.000.00-0.00buy
EAGLE GLOBAL ADVISORS LLC22,25522,25500.020.01-0.00hold
BNP PARIBAS FINANCIAL MARKETS1,7081,70800.000.00-0.00hold
NATIXIS343400.000.00-0.00hold
Bragg Financial Advisors, Inc13,01113,01100.010.01-0.00hold
State of Alaska, Department of Revenue1,4311,43100.000.00-0.00hold
BROWN BROTHERS HARRIMAN & CO5,3375,33700.000.00-0.00hold
Sumitomo Mitsui Trust Group, Inc.213,385213,38500.000.00-0.00hold
Accredited Investors Inc.20,00020,00000.020.02-0.00hold
Prospera Financial Services Inc19,96619,96600.010.01-0.00hold
Annex Advisory Services, LLC12,49512,49500.000.00-0.00hold
Capital Advisors, Ltd. LLC2,2502,25000.000.00-0.00hold
1 NORTH WEALTH SERVICES LLC60060000.000.00-0.00hold
JT Stratford LLC15,04615,04600.040.03-0.00hold
Russell Investments Group, Ltd.727200.000.00-0.00hold
Summit Trail Advisors, LLC22,61622,61600.010.01-0.00hold
Monument Capital Management19,03919,03900.090.08-0.01hold
Quantinno Capital Management LP27,16527,16500.000.00-0.00hold
Geneos Wealth Management Inc.515100.000.00-0.00hold
WT Wealth Management51,11351,11300.280.26-0.02hold
N.E.W. Advisory Services LLC636300.000.00-0.00hold
Private Wealth Asset Management, LLC101000.000.00-0.00hold
Peterson Wealth Services12212200.000.00-0.00hold
OAK HARBOR WEALTH PARTNERS, LLC17,98117,98100.080.07-0.01hold
Ethos Financial Group, LLC138,173138,17300.200.19-0.00hold
Fiduciary Alliance LLC12,30112,30100.020.01-0.00hold
Smartleaf Asset Management LLC7700.000.00-0.00hold
Millstone Evans Group, LLC3,6863,68600.040.04-0.00hold
Morey & Quinn Wealth Partners, LLC13,27813,27800.180.16-0.02hold
SouthState Corp50050000.000.00-0.00hold
JONES FINANCIAL COMPANIES LLLP77077000.000.00-0.00hold
ROCKLAND TRUST CO55,91255,91200.040.04-0.00hold
Atlantic Union Bankshares Corp1,5001,50000.000.00-0.00hold
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO31,23331,228-50.000.00-0.00sell
CX Institutional880-880.000.00-0.00sell
OSAIC HOLDINGS, INC.5,0034,899-1040.000.00-0.00sell
Caitong International Asset Management Co., Ltd11610-1060.000.00-0.00sell
Steward Partners Investment Advisory, LLC28,76328,599-1640.000.00-0.00sell
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