Stock Transactions — FIDUS INVT CORP

Total Bought
28,484,676
72 transactions
Total Sold
784,228
40 transactions
Net
+27,700,448
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
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Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
Kingstone Capital Partners Texas, LLC027,409,759+27,409,7590.000.22+0.22buy
UBS Group AG197,838298,390+100,5520.000.00+0.00buy
Muzinich & Co., Inc.92,121190,228+98,1071.151.75+0.61buy
VAN ECK ASSOCIATES CORP763,468846,994+83,5260.020.02-0.00buy
D.A. DAVIDSON & CO.44,727115,872+71,1450.010.02+0.01buy
Sumitomo Mitsui Trust Group, Inc.90,486152,463+61,9770.000.00+0.00buy
Y-Intercept (Hong Kong) Ltd10,88462,361+51,4770.020.03+0.02buy
BlackRock, Inc.147,727193,153+45,4260.000.00+0.00buy
ENVESTNET ASSET MANAGEMENT INC324,277359,415+35,1380.000.00-0.00buy
Columbus Macro, LLC287,622322,543+34,9210.770.80+0.02buy
Cetera Investment Advisers335,498370,335+34,8370.010.01-0.00buy
Laurel Wealth Advisors LLC41331,755+31,3420.000.00-0.00buy
Baird Financial Group, Inc.283,093313,002+29,9090.010.01-0.00buy
MERCER GLOBAL ADVISORS INC /ADV029,783+29,7830.000.00+0.00buy
Trexquant Investment LP48,89076,533+27,6430.010.02+0.01buy
Quantinno Capital Management LP027,165+27,1650.000.00+0.00buy
Beacon Pointe Advisors, LLC022,628+22,6280.000.00+0.00buy
Summit Trail Advisors, LLC022,502+22,5020.000.01+0.01buy
NORTHERN TRUST CORP020,202+20,2020.000.00+0.00buy
Accredited Investors Inc.020,000+20,0000.000.02+0.02buy
Qube Research & Technologies Ltd46,44064,929+18,4890.000.00+0.00buy
SIMPLEX TRADING, LLC016,458+16,4580.000.01+0.01buy
Koss-Olinger Consulting, LLC016,153+16,1530.000.03+0.03buy
Golden State Equity Partners015,740+15,7400.000.06+0.06buy
Verition Fund Management LLC014,100+14,1000.000.00+0.00buy
Plan Group Financial, LLC35,83949,763+13,9240.260.33+0.07buy
HRT FINANCIAL LP42,65454,066+11,4120.010.00-0.00buy
Capital Investment Advisory Services, LLC74,16384,524+10,3610.140.14+0.00buy
Atria Wealth Solutions, Inc.010,089+10,0890.000.00+0.00buy
Stratos Wealth Partners, LTD.16,20026,200+10,0000.010.01+0.00buy
Invesco Ltd.437,066446,703+9,6370.000.00-0.00buy
GraniteShares Advisors LLC124,249132,532+8,2831.611.65+0.03buy
EAGLE GLOBAL ADVISORS LLC14,31022,325+8,0150.010.02+0.01buy
PFG Advisors181,656188,495+6,8390.210.18-0.03buy
IHT Wealth Management, LLC63,18469,581+6,3970.040.04-0.00buy
COMMONWEALTH EQUITY SERVICES, LLC29,11335,124+6,0110.000.00+0.00buy
ATTICUS WEALTH MANAGEMENT, LLC03,816+3,8160.000.02+0.02buy
Private Advisor Group, LLC11,41114,734+3,3230.000.00+0.00buy
Ethos Financial Group, LLC134,384137,365+2,9810.260.24-0.02buy
Cambridge Investment Research Advisors, Inc.24,27226,905+2,6330.000.00-0.00buy
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC18,04520,462+2,4170.000.00-0.00buy
Legal & General Group Plc226,387228,512+2,1250.000.00-0.00buy
Cornerstone Wealth Management, LLC25,20827,173+1,9650.030.03-0.00buy
Steward Partners Investment Advisory, LLC23,43425,284+1,8500.000.00-0.00buy
MGB Wealth Management, LLC87,95489,775+1,8210.650.60-0.05buy
Palogic Value Management, L.P.67,31769,101+1,7840.600.59-0.02buy
OPTIMUM INVESTMENT ADVISORS18,65520,393+1,7380.180.18-0.00buy
First Horizon Advisors, Inc.1,0432,658+1,6150.000.00+0.00buy
CAPITAL ADVISORY GROUP ADVISORY SERVICES, LLC76,10977,618+1,5090.590.56-0.03buy
RIVERBRIDGE PARTNERS LLC37,50538,975+1,4700.010.01+0.00buy
CANADA LIFE ASSURANCE Co31,62533,094+1,4690.000.00-0.00buy
Mariner, LLC10,12911,515+1,3860.000.00-0.00buy
MeadowBrook Investment Advisors LLC1,5002,850+1,3500.030.05+0.02buy
OPPENHEIMER & CO INC19,02520,323+1,2980.010.01-0.00buy
NOVARE CAPITAL MANAGEMENT LLC189,140190,275+1,1350.340.31-0.02buy
AdvisorNet Financial, Inc7281,728+1,0000.000.00+0.00buy
Quarry LP1,3802,366+9860.010.01+0.00buy
OSAIC HOLDINGS, INC.12,17213,092+9200.000.00-0.00buy
Global Retirement Partners, LLC0788+7880.000.00+0.00buy
CWM, LLC44749+7050.000.00+0.00buy
Tower Research Capital LLC (TRC)24699+6750.000.00+0.00buy
ROYAL BANK OF CANADA11,43412,088+6540.000.00-0.00buy
ADVISORY RESEARCH INC9,96210,574+6120.040.03-0.00buy
Ameritas Advisory Services, LLC0200+2000.000.00+0.00buy
HighTower Advisors, LLC90,66890,865+1970.000.00-0.00buy
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO0150+1500.000.00+0.00buy
Clearstead Advisors, LLC20,57120,661+900.010.01-0.00buy
BNP PARIBAS FINANCIAL MARKETS038+380.000.00+0.00buy
Hennion & Walsh Asset Management, Inc.43,99544,016+210.040.04-0.00buy
Prospera Financial Services Inc20,16620,171+50.010.01-0.00buy
Caitong International Asset Management Co., Ltd24+20.000.00+0.00buy
Peterson Wealth Services121122+10.000.00-0.00buy
MAI Capital Management3,1323,13200.000.00-0.00hold
NATIXIS26,75126,75100.000.00-0.00hold
Bragg Financial Advisors, Inc13,01113,01100.010.01-0.00hold
Janney Montgomery Scott LLC10,46310,46300.000.00-0.00hold
BROWN BROTHERS HARRIMAN & CO5,3375,33700.000.00-0.00hold
Capital Advisors, Ltd. LLC2,2502,25000.010.01-0.00hold
1 NORTH WEALTH SERVICES LLC60060000.010.00-0.00hold
Cedar Wealth Management, LLC99299200.010.01-0.00hold
Russell Investments Group, Ltd.727200.000.00-0.00hold
Geneos Wealth Management Inc.515100.000.00-0.00hold
Enterprise Bank & Trust Co55,91255,91200.440.42-0.02hold
N.E.W. Advisory Services LLC626200.000.00+0.00hold
HB Wealth Management, LLC13,59913,59900.000.00-0.00hold
OAK HARBOR WEALTH PARTNERS, LLC17,98117,98100.100.10-0.01hold
Fiduciary Alliance LLC13,02513,02500.030.02-0.01hold
ORG Partners LLC1,4161,41600.010.01-0.00hold
Smartleaf Asset Management LLC7700.000.00-0.00hold
Millstone Evans Group, LLC3,6863,68600.050.05-0.00hold
Promus Capital, LLC2,0232,02300.030.03-0.00hold
Sage Investment Counsel LLC12,07012,07000.310.28-0.03hold
Morey & Quinn Wealth Partners, LLC14,77814,77800.250.24-0.01hold
PNC FINANCIAL SERVICES GROUP, INC.75075000.000.00+0.00hold
CONCOURSE FINANCIAL GROUP SECURITIES, INC.0000.000.000.00hold
DAVENPORT & Co LLC36,23736,23700.000.00-0.00hold
Farther Finance Advisors, LLC7,5677,346-2210.000.00-0.00sell
BANK OF AMERICA CORP /DE/18,15417,673-4810.000.00-0.00sell
Spire Wealth Management5000-5000.000.00-0.00sell
NBC SECURITIES, INC.5960-5960.000.00-0.00sell
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