Stock TransactionsFIDUS INVT CORP

Total Bought
1,220,469
63 transactions
Total Sold
2,487,621
55 transactions
Net
-1,267,152
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
Change in Shares
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
Change in Weight (%)
Type
VAN ECK ASSOCIATES CORP713,062929,242+216,1800.010.01+0.00buy
Qube Research & Technologies Ltd103,401230,205+126,8040.000.00+0.00buy
MARSHALL WACE, LLP0110,489+110,4890.000.00+0.00buy
UBS Group AG422,892499,624+76,7320.000.00+0.00buy
Beacon Pointe Advisors, LLC39,003111,853+72,8500.000.01+0.01buy
FRANKLIN RESOURCES INC152,279224,978+72,6990.000.00+0.00buy
Schonfeld Strategic Advisors LLC40,13290,246+50,1140.010.01+0.00buy
Creative Planning31,07971,859+40,7800.000.00+0.00buy
Adams Asset Advisors, LLC032,919+32,9190.000.07+0.07buy
Sound Income Strategies, LLC41,31772,904+31,5870.030.06+0.03buy
NORTHERN TRUST CORP027,459+27,4590.000.00+0.00buy
Plan Group Financial, LLC98,802125,520+26,7180.400.50+0.09buy
Legal & General Group Plc284,460310,317+25,8570.000.00+0.00buy
RAYMOND JAMES FINANCIAL INC804,392829,588+25,1960.000.00-0.00buy
UMB Bank, n.a.025,050+25,0500.000.01+0.01buy
IHT Wealth Management, LLC82,855104,311+21,4560.030.04+0.01buy
Muzinich & Co., Inc.348,311368,298+19,9872.122.40+0.28buy
Global Retirement Partners, LLC13,97032,589+18,6190.000.01+0.00buy
PFG Advisors187,689205,088+17,3990.160.20+0.04buy
Sumitomo Mitsui Trust Group, Inc.213,385230,108+16,7230.000.00+0.00buy
MACKENZIE FINANCIAL CORP013,240+13,2400.000.00+0.00buy
NOVARE CAPITAL MANAGEMENT LLC206,114219,069+12,9550.280.30+0.01buy
XTX Topco Ltd011,800+11,8000.000.00+0.00buy
Mariner, LLC010,079+10,0790.000.00+0.00buy
Baird Financial Group, Inc.406,426416,390+9,9640.010.01-0.00buy
Integrated Wealth Concepts LLC09,844+9,8440.000.00+0.00buy
Greenland Capital Management LP58,00067,000+9,0000.200.24+0.04buy
MORGAN STANLEY294,167302,643+8,4760.000.00-0.00buy
CANADA LIFE ASSURANCE Co39,72347,506+7,7830.000.00+0.00buy
Monument Capital Management19,03926,460+7,4210.080.10+0.02buy
Legacy Capital Wealth Partners, LLC79,65485,990+6,3360.290.31+0.03buy
IFG Advisory, LLC06,230+6,2300.000.00+0.00buy
Apollon Wealth Management, LLC20,87727,011+6,1340.010.01+0.00buy
Kingstone Capital Partners Texas, LLC10,85616,741+5,8850.120.17+0.05buy
BANK OF AMERICA CORP /DE/33,11438,692+5,5780.000.00+0.00buy
OSAIC HOLDINGS, INC.4,89910,199+5,3000.000.00+0.00buy
VestGen Advisors, LLC30,24533,415+3,1700.020.02+0.00buy
Secure Asset Management, LLC20,56423,728+3,1640.060.06+0.01buy
JPMORGAN CHASE & CO7,29810,459+3,1610.000.00+0.00buy
Arax Advisory Partners02,100+2,1000.000.00+0.00buy
Cornerstone Wealth Management, LLC27,82629,862+2,0360.020.02+0.00buy
Capital Investment Advisory Services, LLC105,120106,974+1,8540.130.13-0.01buy
ROYAL BANK OF CANADA7,7079,256+1,5490.000.00+0.00buy
Haven Private, LLC48,65050,068+1,4180.370.36-0.01buy
Significant Wealth Partners LLC63,64664,831+1,1851.371.34-0.03buy
MERCER GLOBAL ADVISORS INC /ADV28,09829,228+1,1300.000.00-0.00buy
NOMURA ASSET MANAGEMENT CO LTD01,109+1,1090.000.00+0.00buy
OPPENHEIMER & CO INC19,68520,733+1,0480.000.00+0.00buy
Sage Investment Counsel LLC13,07014,070+1,0000.250.27+0.02buy
RIVERBRIDGE PARTNERS LLC109,885110,869+9840.050.06+0.01buy
STIFEL FINANCIAL CORP23,26524,072+8070.000.00+0.00buy
Summit Trail Advisors, LLC22,61623,377+7610.010.01-0.00buy
AdvisorNet Financial, Inc8301,331+5010.000.00+0.00buy
BNP PARIBAS FINANCIAL MARKETS1,7082,196+4880.000.00+0.00buy
Stratos Wealth Partners, LTD.30,61031,042+4320.010.01-0.00buy
Allworth Financial LP8031,100+2970.000.00+0.00buy
Private Advisor Group, LLC11,28011,435+1550.000.00+0.00buy
Clearstead Advisors, LLC28,08528,240+1550.000.01+0.00buy
MeadowBrook Investment Advisors LLC3,3553,490+1350.050.05+0.00buy
VALLEY NATIONAL ADVISERS INC0100+1000.000.00+0.00buy
JFS WEALTH ADVISORS, LLC054+540.000.00+0.00buy
Accredited Investors Inc.20,00020,024+240.020.02-0.00buy
Kestra Advisory Services, LLC10,21810,227+90.000.00-0.00buy
HANTZ FINANCIAL SERVICES, INC.10010000.000.00-0.00hold
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO31,22831,22800.000.00-0.00hold
NATIXIS343400.000.00+0.00hold
Bragg Financial Advisors, Inc13,01113,01100.010.01-0.00hold
Janney Montgomery Scott LLC15,11615,11600.000.00-0.00hold
State of Alaska, Department of Revenue1,4311,43100.000.00+0.00hold
BROWN BROTHERS HARRIMAN & CO5,3375,33700.000.00-0.00hold
Prospera Financial Services Inc19,96619,96600.010.01-0.00hold
Capital Advisors, Ltd. LLC2,2502,25000.000.00-0.00hold
1 NORTH WEALTH SERVICES LLC60060000.000.00-0.00hold
JT Stratford LLC15,04615,04600.030.03-0.00hold
Geneos Wealth Management Inc.515100.000.00-0.00hold
WT Wealth Management51,11351,11300.260.27+0.01hold
WNY Asset Management, LLC10,10010,10000.020.02-0.00hold
N.E.W. Advisory Services LLC636300.000.00-0.00hold
Private Wealth Asset Management, LLC101000.000.00-0.00hold
Peterson Wealth Services12212200.000.00-0.00hold
HB Wealth Management, LLC13,35913,35900.000.00-0.00hold
OAK HARBOR WEALTH PARTNERS, LLC17,98117,98100.070.13+0.05hold
Fiduciary Alliance LLC12,30112,30100.010.02+0.00hold
Smartleaf Asset Management LLC7700.000.00-0.00hold
Millstone Evans Group, LLC3,6863,68600.040.04-0.00hold
Morey & Quinn Wealth Partners, LLC13,27813,27800.160.16-0.00hold
Burk Holdings LLC2,4542,45400.020.02-0.00hold
SouthState Corp50050000.000.00-0.00hold
JONES FINANCIAL COMPANIES LLLP77077000.000.00-0.00hold
ROCKLAND TRUST CO55,91255,91200.040.04+0.00hold
Atlantic Union Bankshares Corp1,5001,50000.000.00-0.00hold
Caitong International Asset Management Co., Ltd106-40.000.00-0.00sell
CITIGROUP INC430-430.000.00-0.00sell
Russell Investments Group, Ltd.720-720.000.00-0.00sell
Davis Investment Partners, LLC71,00770,771-2360.440.41-0.03sell
Farther Finance Advisors, LLC8,5818,321-2600.000.00-0.00sell
Rockefeller Capital Management L.P.7,1126,708-4040.000.00-0.00sell
CENTRAL TRUST Co4260-4260.000.00-0.00sell
SIMPLEX TRADING, LLC893142-7510.000.00-0.00sell
Western Wealth Management, LLC8780-8780.000.00-0.00sell
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