Stock Transactions — NCL CORP LTD

Total Bought

5,115,578

5 transactions

Total Sold

12,848,086

10 transactions

Net

-7,732,508

Filing Period:Transaction:Filter:

Fund	Previous Shares	Current Shares ▲▼	Change in Shares ▲▼	Previous Portfolio Weightage (%)	Current Portfolio Weightage (%) ▲▼	Change in Weight (%) ▲▼	Type
HighTower Advisors, LLC	0	3,971,000	+3,971,000	0.01	0.01	-0.00	buy
Bank of New York Mellon Corp	200,000	1,200,000	+1,000,000	0.00	0.00	+0.00	buy
Pacer Advisors, Inc.	0	130,000	+130,000	0.00	0.00	+0.00	buy
NOMURA HOLDINGS INC	186,987	201,040	+14,053	0.03	0.02	-0.01	buy
ODDO BHF ASSET MANAGEMENT SAS	275	800	+525	0.01	0.03	+0.02	buy
ROYAL BANK OF CANADA	0	0	0	0.00	0.00	-0.00	hold
PALISADE CAPITAL MANAGEMENT, LP	0	0	0	0.00	0.08	+0.08	hold
PALISADE CAPITAL MANAGEMENT, LP	0	0	0	0.20	0.21	+0.00	hold
PALISADE CAPITAL MANAGEMENT, LP	0	0	0	0.05	0.05	-0.01	hold
ZAZOVE ASSOCIATES LLC	0	0	0	1.10	0.99	-0.11	hold
D. E. Shaw & Co., Inc.	0	0	0	0.17	0.15	-0.02	hold
Sculptor Capital LP	0	0	0	0.21	0.66	+0.45	hold
Sculptor Capital LP	0	0	0	0.84	0.71	-0.13	hold
VOYA INVESTMENT MANAGEMENT LLC	0	0	0	0.37	0.37	-0.00	hold
VOYA INVESTMENT MANAGEMENT LLC	0	0	0	0.04	0.05	+0.00	hold
GLAZER CAPITAL, LLC	0	0	0	0.00	0.71	+0.71	hold
SCHRODER INVESTMENT MANAGEMENT GROUP	0	0	0	0.00	0.00	-0.00	hold
ADVENT CAPITAL MANAGEMENT /DE/	0	0	0	0.89	1.27	+0.39	hold
ADVENT CAPITAL MANAGEMENT /DE/	0	0	0	0.00	0.08	+0.08	hold
ADVENT CAPITAL MANAGEMENT /DE/	0	0	0	0.05	0.29	+0.24	hold
BNP PARIBAS FINANCIAL MARKETS	0	0	0	0.00	0.03	+0.03	hold
BNP PARIBAS FINANCIAL MARKETS	0	0	0	0.00	0.01	+0.01	hold
BNP PARIBAS FINANCIAL MARKETS	0	0	0	0.00	0.01	+0.01	hold
AQR Arbitrage LLC	0	0	0	0.00	0.00	-0.00	hold
AQR Arbitrage LLC	0	0	0	0.59	0.73	+0.14	hold
TWO SIGMA INVESTMENTS, LP	0	0	0	0.14	0.13	-0.01	hold
TWO SIGMA INVESTMENTS, LP	0	0	0	0.14	0.08	-0.06	hold
LAZARD ASSET MANAGEMENT LLC	0	0	0	0.01	0.03	+0.01	hold
LAZARD ASSET MANAGEMENT LLC	0	0	0	0.20	0.14	-0.06	hold
LAZARD ASSET MANAGEMENT LLC	0	0	0	0.00	0.00	-0.00	hold
MILLENNIUM MANAGEMENT LLC	0	0	0	0.06	0.06	+0.00	hold
MILLENNIUM MANAGEMENT LLC	0	0	0	0.00	0.02	+0.02	hold
MILLENNIUM MANAGEMENT LLC	0	0	0	0.00	0.02	+0.02	hold
SHENKMAN CAPITAL MANAGEMENT INC	0	0	0	1.47	0.42	-1.05	hold
SG Americas Securities, LLC	0	0	0	0.00	0.01	+0.01	hold
SG Americas Securities, LLC	0	0	0	0.01	0.01	-0.01	hold
ABSOLUTE INVESTMENT ADVISERS, LLC	6,214,000	6,214,000	0	0.83	0.88	+0.05	hold
Calamos Advisors LLC	0	0	0	0.33	0.31	-0.01	hold
Calamos Advisors LLC	0	0	0	0.00	0.05	+0.04	hold
Calamos Advisors LLC	0	0	0	0.10	0.08	-0.02	hold
Amundi	0	0	0	0.00	0.00	+0.00	hold
TENOR CAPITAL MANAGEMENT Co., L.P.	0	0	0	0.00	0.52	+0.52	hold
Magnetar Financial LLC	0	0	0	0.94	0.22	-0.72	hold
Magnetar Financial LLC	0	0	0	0.24	0.05	-0.19	hold
Zurcher Kantonalbank (Zurich Cantonalbank)	0	0	0	0.00	0.00	+0.00	hold
Zurcher Kantonalbank (Zurich Cantonalbank)	0	0	0	0.00	0.00	+0.00	hold
Zurcher Kantonalbank (Zurich Cantonalbank)	0	0	0	0.00	0.00	-0.00	hold
Nicholas Investment Partners, LP	0	0	0	0.09	0.15	+0.06	hold
Bank of New York Mellon Corp	1,000,000	1,000,000	0	0.00	0.00	+0.00	hold
Hudson Bay Capital Management LP	0	0	0	0.09	0.09	-0.00	hold
Kohlberg Kravis Roberts & Co. L.P.	0	0	0	0.01	0.01	-0.00	hold
Kohlberg Kravis Roberts & Co. L.P.	0	0	0	2.84	3.09	+0.25	hold
KBC Group NV	0	0	0	0.00	0.00	+0.00	hold
KBC Group NV	0	0	0	0.00	0.00	+0.00	hold
SUSQUEHANNA ADVISORS GROUP, INC.	0	0	0	0.00	0.00	+0.00	hold
SUSQUEHANNA ADVISORS GROUP, INC.	0	0	0	0.56	0.00	-0.56	hold
MOORE CAPITAL MANAGEMENT, LP	0	0	0	0.00	2.19	+2.19	hold
Calamos Wealth Management LLC	0	0	0	0.01	0.01	-0.00	hold
Calamos Wealth Management LLC	0	0	0	0.01	0.01	-0.00	hold
Lombard Odier Asset Management (USA) Corp	0	0	0	5.80	4.76	-1.04	hold
RWC Asset Management LLP	0	0	0	0.45	0.50	+0.05	hold
HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND	0	0	0	0.00	0.01	+0.01	hold
Candriam S.C.A.	0	0	0	0.01	0.00	-0.00	hold
VIRTUS ADVISERS, LLC	0	0	0	0.00	0.04	+0.04	hold
VIRTUS ADVISERS, LLC	0	0	0	0.00	0.03	+0.03	hold
Warberg Asset Management LLC	0	0	0	1.20	1.54	+0.34	hold
Point72 Asset Management, L.P.	0	0	0	0.09	0.04	-0.05	hold
Man Group plc	0	0	0	0.02	0.02	-0.00	hold
Man Group plc	0	0	0	0.05	0.09	+0.04	hold
Man Group plc	0	0	0	0.00	0.00	-0.00	hold
Russell Investments Group, Ltd.	0	0	0	0.00	0.00	-0.00	hold
DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main	0	0	0	0.00	0.01	+0.00	hold
DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main	0	0	0	0.01	0.01	+0.00	hold
DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main	0	0	0	0.00	0.00	+0.00	hold
Fore Capital, LLC	0	0	0	3.85	6.98	+3.13	hold
Union Bancaire Privee, UBP SA	0	0	0	0.05	0.06	+0.00	hold
Union Bancaire Privee, UBP SA	0	0	0	0.02	0.06	+0.04	hold
Steward Partners Investment Advisory, LLC	0	0	0	0.00	0.00	-0.00	hold
Arkadios Wealth Advisors	17,000	17,000	0	0.00	0.00	-0.00	hold
Oaktree Fund Advisors, LLC	0	0	0	0.04	0.04	-0.01	hold
SONA ASSET MANAGEMENT (US) LLC	0	0	0	2.78	1.89	-0.89	hold
Balboa Wealth Partners	0	0	0	0.01	0.01	-0.00	hold
JPMORGAN CHASE & CO	0	0	0	0.00	0.00	+0.00	hold
JPMORGAN CHASE & CO	0	0	0	0.00	0.00	+0.00	hold
JPMORGAN CHASE & CO	0	0	0	0.00	0.00	-0.00	hold
INSIGNEO ADVISORY SERVICES, LLC	0	0	0	0.00	0.00	+0.00	hold
BlackRock, Inc.	0	0	0	0.00	0.00	-0.00	hold
BlackRock, Inc.	0	0	0	0.00	0.00	-0.00	hold
BlackRock, Inc.	0	0	0	0.00	0.00	-0.00	hold
Central Pacific Bank - Trust Division	0	0	0	0.11	0.11	-0.00	hold
Erste Asset Management GmbH	0	0	0	0.00	0.00	0.00	hold
Mirabaud Asset Management (France) SAS	0	0	0	0.00	4.23	+4.23	hold
Universal- Beteiligungs- und Servicegesellschaft mbH	0	0	0	0.00	0.00	+0.00	hold
Universal- Beteiligungs- und Servicegesellschaft mbH	0	0	0	0.01	0.01	-0.00	hold
Universal- Beteiligungs- und Servicegesellschaft mbH	0	0	0	0.00	0.00	+0.00	hold
ABN AMRO INVESTMENT SOLUTIONS	0	0	0	0.01	0.01	-0.00	hold
BARCLAYS PLC	0	0	0	0.00	0.00	+0.00	hold
BARCLAYS PLC	0	0	0	0.00	0.00	+0.00	hold
FMR LLC	0	0	0	0.00	0.00	+0.00	hold
FMR LLC	0	0	0	0.00	0.00	-0.00	hold

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