Stock Transactions — NCL CORP LTD

Total Bought

5,463,210

5 transactions

Total Sold

22,402,878

9 transactions

Net

-16,939,668

Filing Period:Transaction:Filter:

Fund	Previous Shares	Current Shares ▲▼	Change in Shares ▲▼	Previous Portfolio Weightage (%)	Current Portfolio Weightage (%) ▲▼	Change in Weight (%) ▲▼	Type
BNP Paribas Asset Management Holding S.A.	0	5,000,000	+5,000,000	0.00	0.01	+0.01	buy
SEI INVESTMENTS CO	0	362,000	+362,000	0.00	0.00	+0.00	buy
OPPENHEIMER ASSET MANAGEMENT INC.	90,000	149,000	+59,000	0.00	0.00	+0.00	buy
CHOREO, LLC	0	25,000	+25,000	0.00	0.00	+0.00	buy
Triton Wealth Management, PLLC	0	17,210	+17,210	0.00	0.20	+0.20	buy
ROYAL BANK OF CANADA	0	0	0	0.00	0.00	-0.00	hold
PALISADE CAPITAL MANAGEMENT, LP	0	0	0	0.18	0.19	+0.00	hold
PALISADE CAPITAL MANAGEMENT, LP	0	0	0	0.05	0.05	-0.00	hold
ZAZOVE ASSOCIATES LLC	0	0	0	0.00	1.47	+1.47	hold
D. E. Shaw & Co., Inc.	0	0	0	0.14	0.15	+0.00	hold
D. E. Shaw & Co., Inc.	0	0	0	0.03	0.03	+0.00	hold
SOROS FUND MANAGEMENT LLC	0	0	0	1.54	1.63	+0.09	hold
Sculptor Capital LP	0	0	0	1.22	0.45	-0.77	hold
Sculptor Capital LP	0	0	0	1.33	0.79	-0.55	hold
Sculptor Capital LP	0	0	0	0.44	0.70	+0.27	hold
VOYA INVESTMENT MANAGEMENT LLC	0	0	0	0.00	0.01	+0.01	hold
VOYA INVESTMENT MANAGEMENT LLC	0	0	0	0.26	0.27	+0.01	hold
VOYA INVESTMENT MANAGEMENT LLC	0	0	0	0.05	0.05	+0.00	hold
SCHRODER INVESTMENT MANAGEMENT GROUP	0	0	0	0.01	0.00	-0.00	hold
ADVENT CAPITAL MANAGEMENT /DE/	0	0	0	0.90	0.70	-0.20	hold
ADVENT CAPITAL MANAGEMENT /DE/	0	0	0	0.13	0.94	+0.81	hold
CSS LLC/IL	0	0	0	2.20	0.17	-2.03	hold
Paloma Partners Management Co	0	0	0	0.49	0.32	-0.17	hold
Paloma Partners Management Co	0	0	0	0.11	0.07	-0.04	hold
AVIVA PLC	0	0	0	0.00	0.00	+0.00	hold
BNP PARIBAS FINANCIAL MARKETS	0	0	0	0.01	0.01	-0.00	hold
AQR Arbitrage LLC	0	0	0	0.92	0.68	-0.24	hold
TWO SIGMA INVESTMENTS, LP	0	0	0	0.12	0.14	+0.02	hold
TWO SIGMA INVESTMENTS, LP	0	0	0	0.07	0.04	-0.02	hold
LAZARD ASSET MANAGEMENT LLC	0	0	0	0.02	0.02	+0.00	hold
LAZARD ASSET MANAGEMENT LLC	0	0	0	0.17	0.19	+0.01	hold
LAZARD ASSET MANAGEMENT LLC	0	0	0	0.04	0.06	+0.02	hold
BALYASNY ASSET MANAGEMENT L.P.	0	0	0	0.08	0.10	+0.01	hold
MILLENNIUM MANAGEMENT LLC	0	0	0	0.00	0.00	-0.00	hold
MILLENNIUM MANAGEMENT LLC	0	0	0	0.01	0.01	-0.00	hold
SHENKMAN CAPITAL MANAGEMENT INC	0	0	0	1.77	2.61	+0.84	hold
SHENKMAN CAPITAL MANAGEMENT INC	0	0	0	0.04	0.05	+0.01	hold
SG Americas Securities, LLC	0	0	0	0.04	0.10	+0.07	hold
Calamos Advisors LLC	0	0	0	0.31	0.31	-0.01	hold
Calamos Advisors LLC	0	0	0	0.07	0.07	-0.00	hold
Calamos Advisors LLC	0	0	0	0.12	0.11	-0.01	hold
Amundi	0	0	0	0.00	0.00	-0.00	hold
Magnetar Financial LLC	0	0	0	0.16	0.15	-0.01	hold
Magnetar Financial LLC	0	0	0	0.64	0.61	-0.02	hold
Zurcher Kantonalbank (Zurich Cantonalbank)	0	0	0	0.00	0.00	-0.00	hold
Zurcher Kantonalbank (Zurich Cantonalbank)	0	0	0	0.00	0.00	-0.00	hold
Nicholas Investment Partners, LP	0	0	0	0.00	0.13	+0.13	hold
Bank of New York Mellon Corp	1,000,000	1,000,000	0	0.00	0.00	-0.00	hold
Hudson Bay Capital Management LP	0	0	0	0.05	0.05	+0.01	hold
Hudson Bay Capital Management LP	0	0	0	0.03	0.05	+0.02	hold
Kohlberg Kravis Roberts & Co. L.P.	0	0	0	0.00	0.01	+0.01	hold
Kohlberg Kravis Roberts & Co. L.P.	0	0	0	2.60	2.88	+0.29	hold
KBC Group NV	0	0	0	0.00	0.00	-0.00	hold
KBC Group NV	0	0	0	0.00	0.00	-0.00	hold
Pentwater Capital Management LP	0	0	0	0.02	0.02	+0.00	hold
Calamos Wealth Management LLC	0	0	0	0.01	0.01	-0.00	hold
Calamos Wealth Management LLC	0	0	0	0.01	0.01	-0.00	hold
HighTower Advisors, LLC	0	0	0	0.01	0.01	-0.00	hold
Lombard Odier Asset Management (USA) Corp	0	0	0	1.42	3.45	+2.03	hold
Lombard Odier Asset Management (USA) Corp	0	0	0	1.02	5.09	+4.07	hold
RWC Asset Management LLP	0	0	0	0.42	0.41	-0.01	hold
Candriam S.C.A.	0	0	0	0.01	0.01	-0.00	hold
BOOTHBAY FUND MANAGEMENT, LLC	0	0	0	0.13	0.18	+0.05	hold
BOOTHBAY FUND MANAGEMENT, LLC	0	0	0	0.01	0.01	+0.00	hold
Zimmer Partners, LP	10,000,000	10,000,000	0	0.21	0.18	-0.03	hold
DLD Asset Management, LP	0	0	0	1.88	3.27	+1.39	hold
LMR Partners LLP	0	0	0	1.35	0.93	-0.42	hold
LMR Partners LLP	0	0	0	0.35	0.29	-0.06	hold
Point72 Asset Management, L.P.	0	0	0	0.02	0.01	-0.01	hold
Point72 Asset Management, L.P.	0	0	0	0.02	0.04	+0.02	hold
Man Group plc	0	0	0	0.03	0.03	+0.00	hold
Man Group plc	0	0	0	0.03	0.04	+0.01	hold
Man Group plc	0	0	0	0.01	0.01	-0.00	hold
Mint Tower Capital Management B.V.	0	0	0	0.00	0.92	+0.92	hold
Russell Investments Group, Ltd.	0	0	0	0.00	0.00	-0.00	hold
DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main	0	0	0	0.01	0.01	-0.00	hold
DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main	0	0	0	0.01	0.01	-0.00	hold
Fore Capital, LLC	0	0	0	3.44	2.82	-0.61	hold
Arkadios Wealth Advisors	17,000	17,000	0	0.00	0.00	-0.00	hold
Oaktree Fund Advisors, LLC	0	0	0	0.00	0.01	+0.01	hold
SONA ASSET MANAGEMENT (US) LLC	0	0	0	1.31	0.52	-0.79	hold
SONA ASSET MANAGEMENT (US) LLC	0	0	0	4.90	1.89	-3.01	hold
Balboa Wealth Partners	0	0	0	0.01	0.01	-0.00	hold
Virtus Investment Advisers, LLC	0	0	0	0.03	0.04	+0.01	hold
Virtus Investment Advisers, LLC	0	0	0	0.00	0.05	+0.05	hold
JPMORGAN CHASE & CO	0	0	0	0.00	0.00	+0.00	hold
JPMORGAN CHASE & CO	0	0	0	0.00	0.00	+0.00	hold
JPMORGAN CHASE & CO	0	0	0	0.00	0.00	-0.00	hold
INSIGNEO ADVISORY SERVICES, LLC	0	0	0	0.00	0.00	+0.00	hold
Portman Square Capital LLP	0	0	0	4.31	4.69	+0.38	hold
DSC Meridian Capital LP	0	0	0	13.92	12.92	-1.00	hold
Central Pacific Bank - Trust Division	0	0	0	0.07	0.06	-0.01	hold
ABN AMRO INVESTMENT SOLUTIONS	0	0	0	0.01	0.01	-0.00	hold
BARCLAYS PLC	0	0	0	0.00	0.00	+0.00	hold
BARCLAYS PLC	0	0	0	0.00	0.00	-0.00	hold
FMR LLC	0	0	0	0.00	0.00	-0.00	hold
MACKAY SHIELDS LLC	0	0	0	0.00	1.28	+1.28	hold
MACKAY SHIELDS LLC	0	0	0	0.78	0.18	-0.60	hold
BANK OF AMERICA CORP /DE/	0	0	0	0.00	0.00	+0.00	hold
WELLS FARGO & COMPANY/MN	0	0	0	0.00	0.00	+0.00	hold

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