Stock Transactions — NCL CORP LTD

Total Bought

3,136,000

3 transactions

Total Sold

41,919

6 transactions

Net

+3,094,081

Filing Period:Transaction:Filter:

Fund	Previous Shares	Current Shares ▲▼	Change in Shares ▲▼	Previous Portfolio Weightage (%)	Current Portfolio Weightage (%) ▲▼	Change in Weight (%) ▲▼	Type
JANE STREET GROUP, LLC	0	3,100,000	+3,100,000	0.00	0.01	+0.01	buy
ABSOLUTE INVESTMENT ADVISERS, LLC	6,175,000	6,203,000	+28,000	0.85	0.82	-0.03	buy
CHOREO, LLC	25,000	33,000	+8,000	0.00	0.00	+0.00	buy
ROYAL BANK OF CANADA	0	0	0	0.00	0.00	-0.00	hold
PALISADE CAPITAL MANAGEMENT, LP	0	0	0	0.19	0.19	+0.00	hold
PALISADE CAPITAL MANAGEMENT, LP	0	0	0	0.05	0.05	-0.00	hold
ZAZOVE ASSOCIATES LLC	0	0	0	1.47	1.07	-0.40	hold
ZAZOVE ASSOCIATES LLC	0	0	0	0.00	0.26	+0.26	hold
D. E. Shaw & Co., Inc.	0	0	0	0.15	0.16	+0.02	hold
D. E. Shaw & Co., Inc.	0	0	0	0.03	0.02	-0.01	hold
D. E. Shaw & Co., Inc.	0	0	0	0.00	0.01	+0.01	hold
SOROS FUND MANAGEMENT LLC	0	0	0	1.63	0.63	-1.01	hold
Sculptor Capital LP	0	0	0	0.45	0.69	+0.24	hold
Sculptor Capital LP	0	0	0	0.79	0.82	+0.04	hold
VOYA INVESTMENT MANAGEMENT LLC	0	0	0	0.01	0.01	+0.00	hold
VOYA INVESTMENT MANAGEMENT LLC	0	0	0	0.27	0.30	+0.03	hold
VOYA INVESTMENT MANAGEMENT LLC	0	0	0	0.05	0.05	-0.00	hold
SCHRODER INVESTMENT MANAGEMENT GROUP	0	0	0	0.00	0.00	-0.00	hold
ADVENT CAPITAL MANAGEMENT /DE/	0	0	0	0.70	0.91	+0.21	hold
ADVENT CAPITAL MANAGEMENT /DE/	0	0	0	0.94	0.08	-0.87	hold
CSS LLC/IL	0	0	0	0.00	0.34	+0.34	hold
CSS LLC/IL	0	0	0	0.00	0.26	+0.26	hold
Paloma Partners Management Co	0	0	0	0.32	0.22	-0.10	hold
Paloma Partners Management Co	0	0	0	0.07	0.07	-0.00	hold
AVIVA PLC	0	0	0	0.00	0.00	-0.00	hold
BNP PARIBAS FINANCIAL MARKETS	0	0	0	0.01	0.00	-0.01	hold
AQR Arbitrage LLC	0	0	0	0.68	0.76	+0.08	hold
TWO SIGMA INVESTMENTS, LP	0	0	0	0.04	0.05	+0.01	hold
TWO SIGMA INVESTMENTS, LP	0	0	0	0.14	0.15	+0.01	hold
TWO SIGMA INVESTMENTS, LP	0	0	0	0.00	0.10	+0.10	hold
LAZARD ASSET MANAGEMENT LLC	0	0	0	0.02	0.01	-0.01	hold
LAZARD ASSET MANAGEMENT LLC	0	0	0	0.19	0.17	-0.02	hold
LAZARD ASSET MANAGEMENT LLC	0	0	0	0.06	0.00	-0.06	hold
BALYASNY ASSET MANAGEMENT L.P.	0	0	0	0.10	0.13	+0.03	hold
MILLENNIUM MANAGEMENT LLC	0	0	0	0.00	0.05	+0.05	hold
MILLENNIUM MANAGEMENT LLC	0	0	0	0.00	0.00	+0.00	hold
SHENKMAN CAPITAL MANAGEMENT INC	0	0	0	2.61	1.04	-1.57	hold
SG Americas Securities, LLC	0	0	0	0.10	0.01	-0.09	hold
Calamos Advisors LLC	0	0	0	0.31	0.31	+0.00	hold
Calamos Advisors LLC	0	0	0	0.07	0.00	-0.06	hold
Calamos Advisors LLC	0	0	0	0.11	0.09	-0.02	hold
Amundi	0	0	0	0.00	0.00	-0.00	hold
Magnetar Financial LLC	0	0	0	0.61	0.86	+0.25	hold
Magnetar Financial LLC	0	0	0	0.15	0.21	+0.06	hold
Zurcher Kantonalbank (Zurich Cantonalbank)	0	0	0	0.00	0.00	-0.00	hold
Zurcher Kantonalbank (Zurich Cantonalbank)	0	0	0	0.00	0.00	-0.00	hold
Bank of New York Mellon Corp	1,000,000	1,000,000	0	0.00	0.00	+0.00	hold
Hudson Bay Capital Management LP	0	0	0	0.05	0.05	-0.00	hold
Hudson Bay Capital Management LP	0	0	0	0.05	0.08	+0.02	hold
Kohlberg Kravis Roberts & Co. L.P.	0	0	0	0.01	0.01	-0.00	hold
Kohlberg Kravis Roberts & Co. L.P.	0	0	0	2.88	1.40	-1.48	hold
KBC Group NV	0	0	0	0.00	0.00	+0.00	hold
KBC Group NV	0	0	0	0.00	0.00	+0.00	hold
CITADEL ADVISORS LLC	0	0	0	0.00	0.02	+0.02	hold
SUSQUEHANNA INTERNATIONAL GROUP, LLP	0	0	0	0.00	0.03	+0.03	hold
Calamos Wealth Management LLC	0	0	0	0.01	0.01	-0.00	hold
Calamos Wealth Management LLC	0	0	0	0.01	0.01	-0.00	hold
HighTower Advisors, LLC	0	0	0	0.01	0.01	-0.00	hold
Lombard Odier Asset Management (USA) Corp	0	0	0	3.45	3.46	+0.01	hold
Lombard Odier Asset Management (USA) Corp	0	0	0	5.09	5.23	+0.14	hold
BNP Paribas Asset Management Holding S.A.	5,000,000	5,000,000	0	0.01	0.01	+0.00	hold
RWC Asset Management LLP	0	0	0	0.41	0.27	-0.15	hold
HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND	0	0	0	0.00	0.01	+0.01	hold
Candriam S.C.A.	0	0	0	0.01	0.01	-0.00	hold
BOOTHBAY FUND MANAGEMENT, LLC	0	0	0	0.18	0.15	-0.03	hold
Zimmer Partners, LP	10,000,000	10,000,000	0	0.18	0.18	+0.01	hold
DLD Asset Management, LP	0	0	0	3.27	2.75	-0.53	hold
LMR Partners LLP	0	0	0	0.29	0.31	+0.02	hold
LMR Partners LLP	0	0	0	0.93	1.00	+0.07	hold
Warberg Asset Management LLC	0	0	0	0.00	0.04	+0.04	hold
Point72 Asset Management, L.P.	0	0	0	0.01	0.02	+0.01	hold
Point72 Asset Management, L.P.	0	0	0	0.04	0.06	+0.02	hold
Point72 Asset Management, L.P.	0	0	0	0.00	0.08	+0.08	hold
Man Group plc	0	0	0	0.03	0.03	+0.00	hold
Man Group plc	0	0	0	0.04	0.07	+0.03	hold
Man Group plc	0	0	0	0.01	0.01	-0.00	hold
Mint Tower Capital Management B.V.	0	0	0	0.92	1.30	+0.38	hold
Russell Investments Group, Ltd.	0	0	0	0.00	0.00	-0.00	hold
DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main	0	0	0	0.01	0.01	-0.00	hold
DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main	0	0	0	0.01	0.01	-0.00	hold
Fore Capital, LLC	0	0	0	2.82	5.61	+2.79	hold
Arkadios Wealth Advisors	17,000	17,000	0	0.00	0.00	-0.00	hold
Oaktree Fund Advisors, LLC	0	0	0	0.00	0.03	+0.03	hold
SONA ASSET MANAGEMENT (US) LLC	0	0	0	0.52	1.41	+0.89	hold
SONA ASSET MANAGEMENT (US) LLC	0	0	0	1.89	4.35	+2.46	hold
Balboa Wealth Partners	0	0	0	0.01	0.01	-0.00	hold
Virtus Investment Advisers, LLC	0	0	0	0.05	0.05	-0.00	hold
Virtus Investment Advisers, LLC	0	0	0	0.04	0.04	-0.00	hold
JPMORGAN CHASE & CO	0	0	0	0.00	0.00	+0.00	hold
INSIGNEO ADVISORY SERVICES, LLC	0	0	0	0.00	0.00	+0.00	hold
Central Pacific Bank - Trust Division	0	0	0	0.06	0.06	+0.01	hold
ABN AMRO INVESTMENT SOLUTIONS	0	0	0	0.01	0.01	+0.00	hold
BARCLAYS PLC	0	0	0	0.00	0.00	+0.00	hold
BARCLAYS PLC	0	0	0	0.00	0.00	+0.00	hold
BARCLAYS PLC	0	0	0	0.00	0.00	-0.00	hold
FMR LLC	0	0	0	0.00	0.00	-0.00	hold
SEI INVESTMENTS CO	362,000	362,000	0	0.00	0.00	-0.00	hold
US BANCORP \DE\	0	0	0	0.00	0.00	+0.00	hold
MACKAY SHIELDS LLC	0	0	0	1.28	1.20	-0.08	hold
MACKAY SHIELDS LLC	0	0	0	0.18	0.16	-0.02	hold

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