Stock Transactions — NCL CORP LTD

Total Bought

5,096,745

8 transactions

Total Sold

62,175,508

8 transactions

Net

-57,078,763

Filing Period:Transaction:Filter:

Fund	Previous Shares	Current Shares ▲▼	Change in Shares ▲▼	Previous Portfolio Weightage (%)	Current Portfolio Weightage (%) ▲▼	Change in Weight (%) ▲▼	Type
iA Global Asset Management Inc.	0	3,050,000	+3,050,000	0.00	0.04	+0.04	buy
Anson Funds Management LP	0	1,500,000	+1,500,000	0.00	0.27	+0.27	buy
NOMURA HOLDINGS INC	0	344,745	+344,745	0.07	0.06	-0.00	buy
SEI INVESTMENTS CO	70,000	135,000	+65,000	0.00	0.00	+0.00	buy
Virtus Investment Advisers, LLC	0	50,000	+50,000	0.00	0.03	+0.03	buy
Virtus Investment Advisers, LLC	0	49,000	+49,000	0.00	0.03	+0.03	buy
OPPENHEIMER ASSET MANAGEMENT INC.	155,000	174,000	+19,000	0.00	0.00	+0.00	buy
STEPHENS INC /AR/	35,000	54,000	+19,000	0.00	0.00	+0.00	buy
ROYAL BANK OF CANADA	0	0	0	0.00	0.00	-0.00	hold
OSTERWEIS CAPITAL MANAGEMENT INC	0	0	0	0.15	0.15	-0.01	hold
PALISADE CAPITAL MANAGEMENT, LP	0	0	0	0.01	0.01	+0.00	hold
PALISADE CAPITAL MANAGEMENT, LP	0	0	0	0.07	0.07	+0.00	hold
PALISADE CAPITAL MANAGEMENT, LP	0	0	0	0.05	0.06	+0.00	hold
D. E. Shaw & Co., Inc.	0	0	0	0.06	0.06	+0.00	hold
D. E. Shaw & Co., Inc.	0	0	0	0.14	0.14	-0.00	hold
D. E. Shaw & Co., Inc.	0	0	0	0.02	0.01	-0.01	hold
D. E. Shaw & Co., Inc.	0	0	0	0.05	0.04	-0.01	hold
SOROS FUND MANAGEMENT LLC	0	0	0	0.96	0.99	+0.02	hold
Sculptor Capital LP	0	0	0	0.32	0.52	+0.20	hold
Sculptor Capital LP	0	0	0	0.03	0.61	+0.57	hold
Sculptor Capital LP	0	0	0	1.55	0.99	-0.57	hold
VOYA INVESTMENT MANAGEMENT LLC	0	0	0	0.25	0.28	+0.03	hold
VOYA INVESTMENT MANAGEMENT LLC	0	0	0	0.06	0.05	-0.00	hold
GABELLI FUNDS LLC	0	0	0	0.02	0.02	+0.00	hold
GABELLI FUNDS LLC	0	0	0	0.01	0.01	+0.00	hold
SCHRODER INVESTMENT MANAGEMENT GROUP	0	0	0	0.01	0.01	-0.00	hold
ADVENT CAPITAL MANAGEMENT /DE/	0	0	0	1.58	1.85	+0.27	hold
ADVENT CAPITAL MANAGEMENT /DE/	0	0	0	0.33	0.33	-0.00	hold
CSS LLC/IL	0	0	0	0.86	2.02	+1.16	hold
Paloma Partners Management Co	0	0	0	0.90	0.44	-0.46	hold
Paloma Partners Management Co	0	0	0	0.00	0.23	+0.23	hold
AVIVA PLC	0	0	0	0.00	0.00	+0.00	hold
BNP PARIBAS FINANCIAL MARKETS	0	0	0	0.06	0.06	-0.00	hold
BNP PARIBAS FINANCIAL MARKETS	0	0	0	0.05	0.05	+0.00	hold
AQR Arbitrage LLC	0	0	0	1.12	1.11	-0.01	hold
AQR Arbitrage LLC	0	0	0	0.06	0.06	-0.00	hold
TWO SIGMA INVESTMENTS, LP	0	0	0	0.04	0.04	-0.00	hold
TWO SIGMA INVESTMENTS, LP	0	0	0	0.20	0.19	-0.01	hold
LAZARD ASSET MANAGEMENT LLC	0	0	0	0.01	0.02	+0.01	hold
LAZARD ASSET MANAGEMENT LLC	0	0	0	0.17	0.16	-0.01	hold
LAZARD ASSET MANAGEMENT LLC	0	0	0	0.06	0.08	+0.02	hold
LAZARD ASSET MANAGEMENT LLC	0	0	0	0.05	0.05	+0.00	hold
JUPITER ASSET MANAGEMENT LTD	0	0	0	0.01	0.01	-0.00	hold
BALYASNY ASSET MANAGEMENT L.P.	0	0	0	0.02	0.08	+0.05	hold
MILLENNIUM MANAGEMENT LLC	0	0	0	0.01	0.01	-0.00	hold
MILLENNIUM MANAGEMENT LLC	0	0	0	0.02	0.01	-0.00	hold
SHENKMAN CAPITAL MANAGEMENT INC	0	0	0	1.42	1.45	+0.03	hold
SG Americas Securities, LLC	0	0	0	0.09	0.03	-0.06	hold
SG Americas Securities, LLC	0	0	0	0.07	0.09	+0.02	hold
ABSOLUTE INVESTMENT ADVISERS, LLC	8,175,000	8,175,000	0	0.97	1.09	+0.12	hold
Calamos Advisors LLC	0	0	0	0.31	0.32	+0.01	hold
Calamos Advisors LLC	0	0	0	0.07	0.07	+0.00	hold
Calamos Advisors LLC	0	0	0	0.06	0.07	+0.00	hold
MARSHALL WACE, LLP	0	0	0	0.00	0.00	-0.00	hold
Amundi	0	0	0	0.00	0.00	-0.00	hold
Magnetar Financial LLC	0	0	0	0.48	0.58	+0.10	hold
Zurcher Kantonalbank (Zurich Cantonalbank)	0	0	0	0.00	0.00	-0.00	hold
Zurcher Kantonalbank (Zurich Cantonalbank)	0	0	0	0.00	0.00	+0.00	hold
Ionic Capital Management LLC	0	0	0	2.16	2.19	+0.03	hold
Bank of New York Mellon Corp	1,000,000	1,000,000	0	0.00	0.00	+0.00	hold
Employees Retirement System of Texas	0	0	0	0.00	0.00	-0.00	hold
Kohlberg Kravis Roberts & Co. L.P.	0	0	0	3.25	2.89	-0.35	hold
KBC Group NV	0	0	0	0.00	0.00	+0.00	hold
KBC Group NV	0	0	0	0.00	0.00	-0.00	hold
CITADEL ADVISORS LLC	0	0	0	0.00	0.01	+0.01	hold
CITADEL ADVISORS LLC	0	0	0	0.00	0.00	-0.00	hold
Pentwater Capital Management LP	0	0	0	0.01	0.02	+0.01	hold
Teton Advisors, Inc.	0	0	0	0.06	0.07	+0.01	hold
Calamos Wealth Management LLC	0	0	0	0.01	0.01	-0.00	hold
Calamos Wealth Management LLC	0	0	0	0.01	0.01	-0.00	hold
HighTower Advisors, LLC	0	0	0	0.00	0.01	+0.01	hold
EMG Holdings, L.P.	0	0	0	1.68	2.01	+0.33	hold
Lombard Odier Asset Management (USA) Corp	0	0	0	3.96	3.86	-0.10	hold
TFG Asset Management GP Ltd	0	0	0	3.28	4.60	+1.33	hold
RWC Asset Management LLP	0	0	0	0.31	0.32	+0.01	hold
Covalent Partners LLC	0	0	0	24.29	28.06	+3.78	hold
Candriam S.C.A.	0	0	0	0.00	0.01	+0.01	hold
BOOTHBAY FUND MANAGEMENT, LLC	0	0	0	0.03	0.03	+0.00	hold
BOOTHBAY FUND MANAGEMENT, LLC	0	0	0	0.01	0.01	+0.00	hold
Zimmer Partners, LP	10,000,000	10,000,000	0	0.22	0.34	+0.12	hold
LMR Partners LLP	0	0	0	0.60	0.60	+0.00	hold
LMR Partners LLP	0	0	0	1.17	1.08	-0.09	hold
LMR Partners LLP	0	0	0	0.33	0.55	+0.21	hold
Point72 Asset Management, L.P.	0	0	0	0.02	0.02	+0.00	hold
Man Group plc	0	0	0	0.02	0.01	-0.00	hold
Man Group plc	0	0	0	0.01	0.01	-0.00	hold
Russell Investments Group, Ltd.	0	0	0	0.00	0.00	+0.00	hold
DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main	0	0	0	0.01	0.01	-0.00	hold
DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main	0	0	0	0.01	0.01	-0.00	hold
Arkadios Wealth Advisors	17,000	17,000	0	0.00	0.00	-0.00	hold
Skaana Management L.P.	0	0	0	3.40	2.85	-0.55	hold
Balboa Wealth Partners	0	0	0	0.01	0.01	-0.00	hold
JPMORGAN CHASE & CO	0	0	0	0.00	0.00	+0.00	hold
JPMORGAN CHASE & CO	0	0	0	0.00	0.00	-0.00	hold
JPMORGAN CHASE & CO	0	0	0	0.00	0.00	+0.00	hold
Portman Square Capital LLP	0	0	0	3.15	3.45	+0.30	hold
ABN AMRO INVESTMENT SOLUTIONS	0	0	0	0.01	0.01	+0.00	hold
BARCLAYS PLC	0	0	0	0.00	0.00	-0.00	hold
BARCLAYS PLC	0	0	0	0.00	0.00	+0.00	hold
FMR LLC	0	0	0	0.00	0.00	+0.00	hold

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