Stock Transactions — NCL CORP LTD

Total Bought

5,282,012

9 transactions

Total Sold

5,051,398

5 transactions

Net

+230,614

Filing Period:Transaction:Filter:

Fund	Previous Shares	Current Shares ▲▼	Change in Shares ▲▼	Previous Portfolio Weightage (%)	Current Portfolio Weightage (%) ▲▼	Change in Weight (%) ▲▼	Type
Fort Baker Capital Management LP	0	4,000,000	+4,000,000	0.00	0.68	+0.68	buy
JANE STREET GROUP, LLC	3,100,000	3,706,000	+606,000	0.01	0.01	+0.00	buy
LOOMIS SAYLES & CO L P	0	373,526	+373,526	0.00	0.01	+0.01	buy
Bank of New York Mellon Corp	0	200,000	+200,000	0.00	0.00	+0.00	buy
NOMURA HOLDINGS INC	130,776	186,987	+56,211	0.02	0.03	+0.01	buy
Stonegate Investment Group, LLC	0	32,000	+32,000	0.00	0.00	+0.00	buy
ABSOLUTE INVESTMENT ADVISERS, LLC	6,203,000	6,214,000	+11,000	0.82	0.83	+0.01	buy
Alpine Global Management, LLC	0	3,000	+3,000	0.00	0.93	+0.93	buy
ODDO BHF ASSET MANAGEMENT SAS	0	275	+275	0.00	0.01	+0.01	buy
ROYAL BANK OF CANADA	0	0	0	0.00	0.00	+0.00	hold
PALISADE CAPITAL MANAGEMENT, LP	0	0	0	0.19	0.20	+0.01	hold
PALISADE CAPITAL MANAGEMENT, LP	0	0	0	0.05	0.05	+0.01	hold
ZAZOVE ASSOCIATES LLC	0	0	0	0.26	1.10	+0.84	hold
D. E. Shaw & Co., Inc.	0	0	0	0.16	0.17	+0.01	hold
SOROS FUND MANAGEMENT LLC	0	0	0	0.63	0.64	+0.01	hold
Sculptor Capital LP	0	0	0	0.69	0.21	-0.49	hold
Sculptor Capital LP	0	0	0	0.82	0.84	+0.02	hold
Sculptor Capital LP	0	0	0	0.00	0.73	+0.73	hold
VOYA INVESTMENT MANAGEMENT LLC	0	0	0	0.01	0.01	+0.00	hold
VOYA INVESTMENT MANAGEMENT LLC	0	0	0	0.30	0.37	+0.07	hold
VOYA INVESTMENT MANAGEMENT LLC	0	0	0	0.05	0.04	-0.01	hold
SCHRODER INVESTMENT MANAGEMENT GROUP	0	0	0	0.00	0.00	-0.00	hold
ADVENT CAPITAL MANAGEMENT /DE/	0	0	0	0.91	0.89	-0.03	hold
ADVENT CAPITAL MANAGEMENT /DE/	0	0	0	0.08	0.05	-0.03	hold
Paloma Partners Management Co	0	0	0	0.22	0.18	-0.04	hold
BNP PARIBAS FINANCIAL MARKETS	0	0	0	0.00	0.00	-0.00	hold
AQR Arbitrage LLC	0	0	0	0.76	0.00	-0.76	hold
AQR Arbitrage LLC	0	0	0	0.00	0.59	+0.59	hold
TWO SIGMA INVESTMENTS, LP	0	0	0	0.15	0.14	-0.01	hold
TWO SIGMA INVESTMENTS, LP	0	0	0	0.10	0.14	+0.03	hold
LAZARD ASSET MANAGEMENT LLC	0	0	0	0.01	0.01	+0.01	hold
LAZARD ASSET MANAGEMENT LLC	0	0	0	0.17	0.20	+0.03	hold
LAZARD ASSET MANAGEMENT LLC	0	0	0	0.00	0.00	-0.00	hold
BALYASNY ASSET MANAGEMENT L.P.	0	0	0	0.13	0.10	-0.03	hold
MILLENNIUM MANAGEMENT LLC	0	0	0	0.05	0.06	+0.01	hold
SHENKMAN CAPITAL MANAGEMENT INC	0	0	0	1.04	1.47	+0.43	hold
SG Americas Securities, LLC	0	0	0	0.01	0.01	+0.00	hold
Calamos Advisors LLC	0	0	0	0.31	0.33	+0.02	hold
Calamos Advisors LLC	0	0	0	0.00	0.00	-0.00	hold
Calamos Advisors LLC	0	0	0	0.09	0.10	+0.01	hold
Amundi	0	0	0	0.00	0.00	+0.00	hold
Magnetar Financial LLC	0	0	0	0.86	0.94	+0.08	hold
Magnetar Financial LLC	0	0	0	0.21	0.24	+0.03	hold
Zurcher Kantonalbank (Zurich Cantonalbank)	0	0	0	0.00	0.00	+0.00	hold
Zurcher Kantonalbank (Zurich Cantonalbank)	0	0	0	0.00	0.00	+0.00	hold
Nicholas Investment Partners, LP	0	0	0	0.00	0.09	+0.09	hold
Bank of New York Mellon Corp	1,000,000	1,000,000	0	0.00	0.00	+0.00	hold
Hudson Bay Capital Management LP	0	0	0	0.08	0.09	+0.01	hold
Kohlberg Kravis Roberts & Co. L.P.	0	0	0	0.01	0.01	+0.01	hold
Kohlberg Kravis Roberts & Co. L.P.	0	0	0	1.40	2.84	+1.44	hold
KBC Group NV	0	0	0	0.00	0.00	-0.00	hold
KBC Group NV	0	0	0	0.00	0.00	+0.00	hold
Calamos Wealth Management LLC	0	0	0	0.01	0.01	-0.00	hold
Calamos Wealth Management LLC	0	0	0	0.01	0.01	-0.00	hold
HighTower Advisors, LLC	0	0	0	0.01	0.01	+0.00	hold
Lombard Odier Asset Management (USA) Corp	0	0	0	5.23	5.80	+0.56	hold
BNP Paribas Asset Management Holding S.A.	5,000,000	5,000,000	0	0.01	0.01	+0.00	hold
RWC Asset Management LLP	0	0	0	0.00	0.45	+0.45	hold
Candriam S.C.A.	0	0	0	0.01	0.01	+0.00	hold
LMR Partners LLP	0	0	0	1.00	0.48	-0.51	hold
LMR Partners LLP	0	0	0	0.31	0.26	-0.05	hold
Warberg Asset Management LLC	0	0	0	0.04	1.20	+1.16	hold
Point72 Asset Management, L.P.	0	0	0	0.06	0.09	+0.04	hold
Point72 Asset Management, L.P.	0	0	0	0.08	0.08	-0.00	hold
Man Group plc	0	0	0	0.03	0.02	-0.01	hold
Man Group plc	0	0	0	0.07	0.05	-0.02	hold
Man Group plc	0	0	0	0.01	0.00	-0.00	hold
Mint Tower Capital Management B.V.	0	0	0	1.30	2.33	+1.03	hold
Russell Investments Group, Ltd.	0	0	0	0.00	0.00	+0.00	hold
DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main	0	0	0	0.01	0.00	-0.00	hold
DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main	0	0	0	0.01	0.01	+0.00	hold
DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main	0	0	0	0.00	0.00	+0.00	hold
Fore Capital, LLC	0	0	0	5.61	3.85	-1.76	hold
Steward Partners Investment Advisory, LLC	0	0	0	0.00	0.00	+0.00	hold
Walleye Capital LLC	0	0	0	0.00	0.05	+0.05	hold
Arkadios Wealth Advisors	17,000	17,000	0	0.00	0.00	+0.00	hold
Oaktree Fund Advisors, LLC	0	0	0	0.03	0.04	+0.02	hold
SONA ASSET MANAGEMENT (US) LLC	0	0	0	4.35	2.78	-1.57	hold
Balboa Wealth Partners	0	0	0	0.01	0.01	+0.00	hold
Virtus Investment Advisers, LLC	0	0	0	0.04	0.04	+0.00	hold
Virtus Investment Advisers, LLC	0	0	0	0.05	0.05	+0.01	hold
JPMORGAN CHASE & CO	0	0	0	0.00	0.00	+0.00	hold
INSIGNEO ADVISORY SERVICES, LLC	0	0	0	0.00	0.00	+0.00	hold
BlackRock, Inc.	0	0	0	0.00	0.00	+0.00	hold
BlackRock, Inc.	0	0	0	0.00	0.00	+0.00	hold
BlackRock, Inc.	0	0	0	0.00	0.00	+0.00	hold
Central Pacific Bank - Trust Division	0	0	0	0.00	0.03	+0.03	hold
Central Pacific Bank - Trust Division	0	0	0	0.06	0.11	+0.05	hold
ABN AMRO INVESTMENT SOLUTIONS	0	0	0	0.01	0.01	+0.00	hold
BARCLAYS PLC	0	0	0	0.00	0.00	+0.00	hold
FMR LLC	0	0	0	0.00	0.00	+0.00	hold
FMR LLC	0	0	0	0.00	0.00	+0.00	hold
SEI INVESTMENTS CO	362,000	362,000	0	0.00	0.00	+0.00	hold
US BANCORP \DE\	0	0	0	0.00	0.00	+0.00	hold
MACKAY SHIELDS LLC	0	0	0	1.20	1.38	+0.18	hold
MACKAY SHIELDS LLC	0	0	0	0.16	0.19	+0.03	hold
BANK OF AMERICA CORP /DE/	0	0	0	0.00	0.00	-0.00	hold
BANK OF AMERICA CORP /DE/	0	0	0	0.00	0.00	+0.00	hold
BANK OF AMERICA CORP /DE/	0	0	0	0.00	0.00	+0.00	hold
LORD, ABBETT & CO. LLC	0	0	0	0.00	0.05	+0.05	hold

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