Stock Transactions — ARES DYNAMIC CR ALLOCATION F

Total Bought
852,704
20 transactions
Total Sold
836,799
18 transactions
Net
+15,905
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
▲▼
Type
United Advisor Group, LLC0286,658+286,6580.001.53+1.53buy
WELLS FARGO & COMPANY/MN891,9761,132,487+240,5110.000.00+0.00buy
GUGGENHEIM CAPITAL LLC225,627372,440+146,8130.020.04+0.01buy
Invesco Ltd.108,285159,646+51,3610.000.00+0.00buy
Cetera Investment Advisers025,741+25,7410.000.00+0.00buy
Advisors Asset Management, Inc.268,248293,009+24,7610.080.08+0.00buy
STIFEL FINANCIAL CORP317,775330,042+12,2670.010.01-0.00buy
BANK OF AMERICA CORP /DE/190,541201,771+11,2300.000.00-0.00buy
FIRST TRUST ADVISORS LP193,130204,011+10,8810.000.00+0.00buy
FOUNDATIONS INVESTMENT ADVISORS, LLC260,207268,464+8,2570.090.10+0.01buy
VIRTUS ADVISERS, LLC37,33945,277+7,9380.330.34+0.02buy
NewEdge Wealth, LLC84,06790,322+6,2550.030.03-0.00buy
ENVESTNET ASSET MANAGEMENT INC17,50322,914+5,4110.000.00+0.00buy
Anfield Capital Management, LLC04,172+4,1720.000.03+0.03buy
NewEdge Advisors, LLC20,70724,407+3,7000.000.00+0.00buy
LPL Financial LLC20,08623,524+3,4380.000.00+0.00buy
Future Financial Wealth Managment LLC01,300+1,3000.000.01+0.01buy
ROYAL BANK OF CANADA37,25538,464+1,2090.000.00+0.00buy
NATIONS FINANCIAL GROUP INC, /IA/ /ADV74,84175,635+7940.100.09-0.00buy
ASSETMARK, INC07+70.000.00+0.00buy
WEBSTER BANK, N. A.2,5312,53100.000.00-0.00hold
Neuberger Berman Group LLC30,00030,00000.000.00-0.00hold
Westchester Capital Management, LLC32,32532,32500.020.02+0.00hold
Camelot Portfolios, LLC10,40010,40000.080.14+0.06hold
Miracle Mile Advisors, LLC35,00035,00000.010.01-0.00hold
E&G Advisors, LP16,74616,74600.080.07-0.01hold
Williams Jones Wealth Management, LLC.15,43515,43500.000.00-0.00hold
CAROLINAS WEALTH CONSULTING LLC1,6731,67300.010.00-0.00hold
Spire Wealth Management6,5006,50000.000.00-0.00hold
Catalina Capital Group, LLC12,40012,40000.130.08-0.06hold
NWF Advisory Services Inc.52,45052,45000.140.12-0.02hold
CONCOURSE FINANCIAL GROUP SECURITIES, INC.0000.000.000.00hold
Jefferies Financial Group Inc.18,34118,34100.000.01+0.00hold
Integrated Wealth Concepts LLC26,92426,874-500.010.01-0.00sell
AMERICAN NATIONAL BANK & TRUST860-860.000.00-0.00sell
COMERICA BANK1160-1160.000.00-0.00sell
Advisory Services Network, LLC1,0490-1,0490.000.00-0.00sell
OSAIC HOLDINGS, INC.101,18999,577-1,6120.000.00+0.00sell
Truvestments Capital LLC2,0000-2,0000.010.00-0.01sell
Corient Private Wealth LLC18,21413,014-5,2000.000.00-0.00sell
Capital Investment Advisors, LLC259,453247,998-11,4550.090.08-0.01sell
OPPENHEIMER & CO INC103,87985,004-18,8750.030.02-0.01sell
Qube Research & Technologies Ltd21,2110-21,2110.000.00-0.00sell
JPMORGAN CHASE & CO24,9720-24,9720.000.00-0.00sell
Advisor Resource Council26,1630-26,1630.040.00-0.04sell
Hennion & Walsh Asset Management, Inc.326,130284,026-42,1040.260.22-0.04sell
COHEN & STEERS, INC.642,693599,693-43,0000.020.02-0.00sell
UBS Group AG157,35375,790-81,5630.000.00-0.00sell
Curated Wealth Partners LLC89,7640-89,7640.200.00-0.20sell
MORGAN STANLEY622,413430,947-191,4660.000.00-0.00sell
SIT INVESTMENT ASSOCIATES INC480,612204,499-276,1130.160.07-0.10sell
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