Stock Transactions — ARES DYNAMIC CR ALLOCATION F

Total Bought
975,775
24 transactions
Total Sold
735,291
36 transactions
Net
+240,484
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
▲▼
Type
Penserra Capital Management LLC0409,927+409,9270.000.06+0.06buy
ICON ADVISERS INC/CO097,237+97,2370.000.27+0.27buy
Logan Stone Capital, LLC108,646197,693+89,0470.360.67+0.31buy
Shaker Financial Services, LLC244,497331,238+86,7411.031.40+0.37buy
RAYMOND JAMES FINANCIAL INC68,756130,660+61,9040.000.00+0.00buy
Farther Finance Advisors, LLC105,495146,491+40,9960.020.02+0.00buy
WOLVERINE ASSET MANAGEMENT LLC101,914140,770+38,8560.020.03+0.01buy
OPPENHEIMER & CO INC018,301+18,3010.000.00+0.00buy
AdvisorNet Financial, Inc485,021502,990+17,9690.340.32-0.03buy
MORGAN STANLEY494,361508,884+14,5230.000.00-0.00buy
NewEdge Wealth, LLC243,984257,244+13,2600.040.04+0.00buy
Focus Partners Wealth013,000+13,0000.000.00+0.00buy
StoneX Group Inc.012,613+12,6130.000.01+0.01buy
HRT FINANCIAL LP011,855+11,8550.000.00+0.00buy
Huntleigh Advisors, Inc.216,625227,058+10,4330.490.47-0.01buy
NOMURA HOLDINGS INC010,000+10,0000.000.00+0.00buy
United Advisor Group, LLC349,997358,857+8,8600.600.54-0.06buy
LPL Financial LLC40,73948,789+8,0500.000.00+0.00buy
BALYASNY ASSET MANAGEMENT L.P.109,817115,080+5,2630.000.00+0.00buy
Waverly Advisors, LLC12,88017,058+4,1780.000.00+0.00buy
Anfield Capital Management, LLC12,60913,744+1,1350.050.05-0.01buy
Spire Wealth Management6,5007,500+1,0000.000.00+0.00buy
Founders Financial Alliance, LLC10,54111,023+4820.030.02-0.00buy
Curated Wealth Partners LLC87,90888,053+1450.130.13+0.01buy
MAI Capital Management575700.000.00-0.00hold
WEBSTER BANK, N. A.2,5312,53100.000.00-0.00hold
BOYD WATTERSON ASSET MANAGEMENT LLC/OH27527500.000.00-0.00hold
BNP PARIBAS FINANCIAL MARKETS84284200.000.00-0.00hold
Neuberger Berman Group LLC10,00010,00000.000.00-0.00hold
Miracle Mile Advisors, LLC15,00015,00000.000.00-0.00hold
NewEdge Advisors, LLC19,63919,63900.000.00-0.00hold
EverSource Wealth Advisors, LLC2,5522,55200.000.00-0.00hold
Triumph Capital Management80080000.000.00-0.00hold
Rockefeller Capital Management L.P.1,8001,80000.000.00-0.00hold
Williams Jones Wealth Management, LLC.15,43515,43500.000.00-0.00hold
GoalVest Advisory LLC7,0007,00000.020.02-0.00hold
Federation des caisses Desjardins du Quebec7,6007,60000.000.00-0.00hold
HIGHLINE WEALTH PARTNERS LLC25025000.000.00-0.00hold
SIT INVESTMENT ASSOCIATES INC298,905298,90500.080.07-0.00hold
ASSETMARK, INC70-70.000.00-0.00sell
JONES FINANCIAL COMPANIES LLLP268194-740.000.00-0.00sell
E&G Advisors, LP15,79615,596-2000.050.04-0.00sell
HARBOUR INVESTMENTS, INC.3110-3110.000.00-0.00sell
CoreCap Advisors, LLC4,0743,664-4100.000.00-0.00sell
CWM, LLC4220-4220.000.00-0.00sell
Capital Investment Advisors, LLC190,577189,473-1,1040.040.03-0.00sell
World Investment Advisors18,89817,668-1,2300.000.00-0.00sell
Turim 21 Investimentos Ltda.1,3320-1,3320.010.00-0.01sell
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO2,0330-2,0330.000.00-0.00sell
ROYAL BANK OF CANADA52,24249,332-2,9100.000.00-0.00sell
NATIONS FINANCIAL GROUP INC, /IA/ /ADV64,28160,732-3,5490.050.04-0.01sell
Cedar Wealth Management, LLC4,0260-4,0260.020.00-0.02sell
Invesco Ltd.340,061335,672-4,3890.000.00-0.00sell
Virtus Investment Advisers, LLC38,89834,335-4,5630.140.12-0.03sell
Cetera Investment Advisers25,66020,812-4,8480.000.00-0.00sell
Hennion & Walsh Asset Management, Inc.255,119248,648-6,4710.120.10-0.02sell
NWF Advisory Services Inc.30,95023,150-7,8000.050.03-0.01sell
Camelot Portfolios, LLC8,4000-8,4000.070.00-0.07sell
Janney Montgomery Scott LLC232,230223,790-8,4400.010.01-0.00sell
Advisors Asset Management, Inc.339,579324,669-14,9100.080.07-0.01sell
Secure Asset Management, LLC19,0500-19,0500.040.00-0.04sell
OSAIC HOLDINGS, INC.51,02831,352-19,6760.000.00-0.00sell
Marex Group plc22,9010-22,9010.000.00-0.00sell
READYSTATE ASSET MANAGEMENT LP169,592146,460-23,1320.100.10+0.00sell
XTX Topco Ltd26,9490-26,9490.010.00-0.01sell
&PARTNERS67,60839,917-27,6910.000.00-0.00sell
GUGGENHEIM CAPITAL LLC446,464416,398-30,0660.040.04-0.00sell
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.45,48211,504-33,9780.040.01-0.03sell
Strategic Wealth Partners, Ltd.40,0000-40,0000.040.00-0.04sell
JANE STREET GROUP, LLC45,9510-45,9510.000.00-0.00sell
FOUNDATIONS INVESTMENT ADVISORS, LLC429,434379,595-49,8390.070.06-0.02sell
BANK OF AMERICA CORP /DE/132,18981,125-51,0640.000.00-0.00sell
UBS Group AG53,8320-53,8320.000.00-0.00sell
WELLS FARGO & COMPANY/MN1,660,4751,588,639-71,8360.000.00-0.00sell
STIFEL FINANCIAL CORP182,20140,304-141,8970.000.00-0.00sell
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