Stock Transactions — ARES DYNAMIC CR ALLOCATION F

Total Bought
881,464
37 transactions
Total Sold
795,850
24 transactions
Net
+85,614
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
▲▼
Type
Janney Montgomery Scott LLC25,786234,501+208,7150.000.01+0.01buy
WELLS FARGO & COMPANY/MN1,685,9311,792,521+106,5900.010.01-0.00buy
AdvisorNet Financial, Inc235,120319,133+84,0130.220.25+0.04buy
NewEdge Wealth, LLC132,825216,714+83,8890.030.04+0.01buy
Virtu Financial LLC055,893+55,8930.000.04+0.04buy
Advisors Asset Management, Inc.374,456420,778+46,3220.100.10+0.01buy
MORGAN STANLEY439,362483,519+44,1570.000.00+0.00buy
&PARTNERS35,79267,380+31,5880.000.01+0.00buy
OPPENHEIMER & CO INC028,515+28,5150.000.00+0.00buy
Invesco Ltd.297,857326,194+28,3370.000.00+0.00buy
JANE STREET GROUP, LLC027,874+27,8740.000.00+0.00buy
Hennion & Walsh Asset Management, Inc.239,104264,787+25,6830.140.13-0.00buy
FOUNDATIONS INVESTMENT ADVISORS, LLC352,598370,332+17,7340.080.08-0.00buy
United Advisor Group, LLC336,279351,855+15,5760.830.67-0.16buy
QTR Family Wealth, LLC014,500+14,5000.000.10+0.10buy
Huntleigh Advisors, Inc.200,898214,792+13,8940.550.52-0.04buy
BALYASNY ASSET MANAGEMENT L.P.013,347+13,3470.000.00+0.00buy
Cetera Investment Advisers17,85928,794+10,9350.000.00+0.00buy
LPL Financial LLC34,17338,445+4,2720.000.00-0.00buy
ROYAL BANK OF CANADA40,81743,795+2,9780.000.00-0.00buy
RAYMOND JAMES FINANCIAL INC47,75450,535+2,7810.000.00-0.00buy
Rockefeller Capital Management L.P.01,800+1,8000.000.00+0.00buy
Triumph Capital Management01,600+1,6000.000.00+0.00buy
HRT FINANCIAL LP10,40711,813+1,4060.000.00-0.00buy
Turim 21 Investimentos Ltda.01,403+1,4030.000.01+0.01buy
Polar Asset Management Partners Inc.53,37054,731+1,3610.020.02-0.00buy
Bangor Savings Bank01,211+1,2110.000.00+0.00buy
CoreCap Advisors, LLC3,3814,517+1,1360.000.00+0.00buy
BNP PARIBAS FINANCIAL MARKETS0871+8710.000.00+0.00buy
Cedar Wealth Management, LLC20,16620,927+7610.100.09-0.01buy
NewEdge Advisors, LLC19,73920,339+6000.000.00-0.00buy
EverSource Wealth Advisors, LLC1,0571,595+5380.000.00+0.00buy
CWM, LLC0412+4120.000.00+0.00buy
Turning Point Benefit Group, Inc.0383+3830.000.00+0.00buy
HIGHLINE WEALTH PARTNERS LLC0250+2500.000.00+0.00buy
Waverly Advisors, LLC12,66012,766+1060.000.00-0.00buy
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO033+330.000.00+0.00buy
MAI Capital Management57257200.000.00-0.00hold
WEBSTER BANK, N. A.2,5312,53100.000.00-0.00hold
BOYD WATTERSON ASSET MANAGEMENT LLC/OH27527500.000.00-0.00hold
ASSETMARK, INC7700.000.00-0.00hold
Neuberger Berman Group LLC10,00010,00000.000.00-0.00hold
Anfield Capital Management, LLC8,1478,14700.040.03-0.00hold
Curated Wealth Partners LLC85,63985,63900.140.15+0.00hold
Williams Jones Wealth Management, LLC.15,43515,43500.000.00-0.00hold
Future Financial Wealth Managment LLC1,3001,30000.010.01-0.00hold
GoalVest Advisory LLC7,0007,00000.020.02-0.00hold
Spire Wealth Management6,5006,50000.000.00-0.00hold
Federation des caisses Desjardins du Quebec7,6007,60000.000.00-0.00hold
E&G Advisors, LP16,74616,646-1000.060.05-0.01sell
NATIONS FINANCIAL GROUP INC, /IA/ /ADV69,70069,503-1970.070.06-0.01sell
Arax Advisory Partners6000-6000.000.00-0.00sell
THURSTON, SPRINGER, MILLER, HERD & TITAK, INC.6420-6420.000.00-0.00sell
Virtus Investment Advisers, LLC51,26050,547-7130.250.20-0.04sell
Newbridge Financial Services Group, Inc.30,54429,013-1,5310.070.06-0.01sell
UBS Group AG46,29144,365-1,9260.000.00-0.00sell
Capital Investment Advisors, LLC203,521201,101-2,4200.050.05-0.01sell
OSAIC HOLDINGS, INC.61,12256,994-4,1280.000.00-0.00sell
NWF Advisory Services Inc.39,25034,150-5,1000.070.05-0.01sell
Elequin Capital, LP5,5680-5,5680.010.00-0.01sell
Axim Planning & Wealth11,7550-11,7550.150.00-0.15sell
GUGGENHEIM CAPITAL LLC383,564371,118-12,4460.040.04-0.01sell
Miracle Mile Advisors, LLC35,00015,000-20,0000.010.00-0.01sell
Farther Finance Advisors, LLC137,190107,227-29,9630.040.02-0.02sell
Secure Asset Management, LLC177,373141,017-36,3560.470.33-0.14sell
SIT INVESTMENT ASSOCIATES INC43,6870-43,6870.010.00-0.01sell
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.121,68375,052-46,6310.140.07-0.07sell
READYSTATE ASSET MANAGEMENT LP90,35737,414-52,9430.050.03-0.03sell
WOLVERINE ASSET MANAGEMENT LLC67,15012,424-54,7260.020.00-0.01sell
BANK OF AMERICA CORP /DE/247,969184,597-63,3720.000.00-0.00sell
Shaker Financial Services, LLC106,7900-106,7900.550.00-0.55sell
STIFEL FINANCIAL CORP303,274189,230-114,0440.000.00-0.00sell
COHEN & STEERS, INC.180,2120-180,2120.000.00-0.00sell
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