Stock Transactions — DUFF & PHELPS UTLITY AND INF

Total Bought
1,219,753
25 transactions
Total Sold
1,152,039
29 transactions
Net
+67,714
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
▲▼
Type
United Advisor Group, LLC0320,421+320,4210.001.15+1.15buy
MORGAN STANLEY1,757,9911,923,006+165,0150.000.00+0.00buy
PFG Investments, LLC0151,798+151,7980.000.09+0.09buy
Consolidated Portfolio Review Corp49,745139,846+90,1010.100.35+0.25buy
WELLS FARGO & COMPANY/MN688,916775,295+86,3790.000.00+0.00buy
AQR Arbitrage LLC105,707188,097+82,3900.040.06+0.02buy
Cornerstone Advisors, LLC715,547793,502+77,9550.290.31+0.03buy
Karpus Management, Inc.437,735507,018+69,2830.120.14+0.02buy
Advisors Asset Management, Inc.54,51894,601+40,0830.010.02+0.01buy
Cetera Investment Advisers034,288+34,2880.000.00+0.00buy
Allspring Global Investments Holdings, LLC394,026422,055+28,0290.010.01+0.00buy
J.W. COLE ADVISORS, INC.97,668119,348+21,6800.050.06+0.01buy
Waverly Advisors, LLC014,400+14,4000.000.00+0.00buy
COHEN & STEERS, INC.193,271201,271+8,0000.000.00+0.00buy
CoreCap Advisors, LLC06,725+6,7250.000.00+0.00buy
B. Riley Wealth Advisors, Inc.18,73025,388+6,6580.000.01+0.00buy
ROYAL BANK OF CANADA165,095170,630+5,5350.000.00+0.00buy
Allworth Financial LP04,767+4,7670.000.00+0.00buy
Atria Wealth Solutions, Inc.14,08217,045+2,9630.000.00+0.00buy
PNC FINANCIAL SERVICES GROUP, INC.10,76212,472+1,7100.000.00+0.00buy
Center for Financial Planning, Inc.01,000+1,0000.000.00+0.00buy
CSS LLC/IL12,69112,976+2850.010.01+0.00buy
Apollon Wealth Management, LLC24,91025,075+1650.010.01-0.00buy
Janney Montgomery Scott LLC22,66022,763+1030.000.00-0.00buy
Estabrook Capital Management440460+200.000.00+0.00buy
HOLLENCREST CAPITAL MANAGEMENT3,0603,06000.000.00-0.00hold
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC2,7002,70000.010.01-0.00hold
CORRADO ADVISORS, LLC19,64519,64500.150.12-0.02hold
Wealth Advisors of Tampa Bay, LLC32,00032,00000.150.15-0.00hold
Investors Research Corp3,2003,20000.010.01+0.00hold
Geneos Wealth Management Inc.1,0681,06800.000.00-0.00hold
Key FInancial Inc535300.000.00-0.00hold
OLIVER LAGORE VANVALIN INVESTMENT GROUP3,0003,00000.010.01-0.00hold
Cape Investment Advisory, Inc.40040000.000.00-0.00hold
CONCOURSE FINANCIAL GROUP SECURITIES, INC.0000.000.000.00hold
CITIGROUP INC1100.000.00-0.00hold
COMERICA BANK10,05610,05600.000.00-0.00hold
Focus Financial Network, Inc.18,73418,228-5060.010.01-0.00sell
NBC SECURITIES, INC.45,62244,990-6320.040.04-0.00sell
WEDBUSH SECURITIES INC30,91030,160-7500.010.01-0.00sell
Kestra Advisory Services, LLC27,28225,316-1,9660.000.00-0.00sell
OSAIC HOLDINGS, INC.111,904108,752-3,1520.000.00+0.00sell
Advisory Services Network, LLC5,5140-5,5140.000.00-0.00sell
Intrua Financial, LLC18,03512,035-6,0000.030.02-0.01sell
BANK OF AMERICA CORP /DE/39,79432,246-7,5480.000.00-0.00sell
Steward Partners Investment Advisory, LLC13,6005,800-7,8000.000.00-0.00sell
DOLIVER ADVISORS, LP53,67845,838-7,8400.150.12-0.03sell
COMMONWEALTH EQUITY SERVICES, LLC50,63342,733-7,9000.000.00-0.00sell
Quantedge Capital Pte Ltd55,40045,200-10,2000.250.18-0.07sell
NewEdge Advisors, LLC10,8000-10,8000.000.00-0.00sell
NOMURA HOLDINGS INC13,2500-13,2500.000.00-0.00sell
CTC Alternative Strategies, Ltd.15,3760-15,3760.290.00-0.29sell
Wealthcare Advisory Partners LLC15,7750-15,7750.010.00-0.01sell
Logan Stone Capital, LLC24,5170-24,5170.050.00-0.05sell
GUGGENHEIM CAPITAL LLC25,0940-25,0940.000.00-0.00sell
S. R. Schill & Associates69,39342,983-26,4100.280.18-0.10sell
TRUIST FINANCIAL CORP79,15651,256-27,9000.000.00-0.00sell
SUSQUEHANNA INTERNATIONAL GROUP, LLP29,0420-29,0420.000.00-0.00sell
LPL Financial LLC286,668247,684-38,9840.000.00-0.00sell
UBS Group AG358,408317,098-41,3100.000.00-0.00sell
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.411,982358,745-53,2370.340.30-0.04sell
Eschler Asset Management LLP70,7560-70,7560.500.00-0.50sell
RPO LLC228,189149,761-78,4283.302.10-1.20sell
BOOTHBAY FUND MANAGEMENT, LLC173,44167,391-106,0500.050.02-0.04sell
WOLVERINE ASSET MANAGEMENT LLC297,50789,829-207,6780.040.02-0.03sell
Saba Capital Management, L.P.544,357236,733-307,6240.120.05-0.07sell
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