Stock Transactions — DUFF & PHELPS UTLITY AND INF

Total Bought
1,195,809
39 transactions
Total Sold
672,055
26 transactions
Net
+523,754
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
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Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
COHEN & STEERS, INC.352,862538,869+186,0070.010.01+0.01buy
Bulldog Investors, LLP0176,130+176,1300.000.57+0.57buy
Allspring Global Investments Holdings, LLC498,756624,733+125,9770.010.02+0.00buy
WOLVERINE ASSET MANAGEMENT LLC29,538151,099+121,5610.010.03+0.03buy
Pathstone Holdings, LLC387,812490,161+102,3490.020.03+0.01buy
Saba Capital Management, L.P.71,298172,750+101,4520.030.08+0.05buy
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC76,265120,570+44,3050.140.25+0.11buy
WELLS FARGO & COMPANY/MN1,353,3611,391,795+38,4340.000.00+0.00buy
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD035,868+35,8680.000.04+0.04buy
FIRST TRUST ADVISORS LP109,000137,092+28,0920.000.00+0.00buy
ROYAL BANK OF CANADA203,369230,171+26,8020.000.00+0.00buy
Zimmer Partners, LP83,200107,700+24,5000.030.04+0.01buy
Almitas Capital LLC022,565+22,5650.000.07+0.07buy
Quantedge Capital Pte Ltd022,400+22,4000.000.18+0.18buy
Kestra Advisory Services, LLC61,54580,876+19,3310.000.00+0.00buy
LPL Financial LLC355,576374,459+18,8830.000.00+0.00buy
Hennion & Walsh Asset Management, Inc.73,28686,836+13,5500.030.04+0.01buy
XTX Topco Ltd012,002+12,0020.000.00+0.00buy
&PARTNERS010,278+10,2780.000.00+0.00buy
PFG Investments, LLC010,233+10,2330.000.01+0.01buy
HighTower Advisors, LLC23,48933,296+9,8070.000.00+0.00buy
NWAM LLC27,29135,712+8,4210.020.03+0.01buy
Advisors Asset Management, Inc.1,079,3791,086,566+7,1870.230.26+0.03buy
Kanen Wealth Management LLC517,160523,585+6,4252.012.72+0.71buy
MATHER GROUP, LLC.04,169+4,1690.000.00+0.00buy
RAYMOND JAMES FINANCIAL INC421,523424,702+3,1790.000.00+0.00buy
B. Riley Wealth Advisors, Inc.10,35512,944+2,5890.010.01+0.01buy
FIFTH THIRD BANCORP02,171+2,1710.000.00+0.00buy
LEVEL FOUR ADVISORY SERVICES, LLC25,87028,017+2,1470.010.01+0.00buy
CENTRAL TRUST Co02,000+2,0000.000.00+0.00buy
TRUIST FINANCIAL CORP31,58933,278+1,6890.000.00+0.00buy
STIFEL FINANCIAL CORP18,60620,106+1,5000.000.00+0.00buy
NewEdge Advisors, LLC115,366116,718+1,3520.010.01+0.00buy
OSAIC HOLDINGS, INC.55,90556,628+7230.000.00+0.00buy
Catalina Capital Group, LLC13,01613,732+7160.100.12+0.02buy
Atlantic Union Bankshares Corp16,11816,614+4960.000.00+0.00buy
Advisory Services Network, LLC0287+2870.000.00+0.00buy
Chicago Partners Investment Group LLC16,87617,074+1980.010.01+0.00buy
Invesco Ltd.50,42750,461+340.000.00+0.00buy
CSS LLC/IL10,26210,26200.010.01+0.00hold
HOLLENCREST CAPITAL MANAGEMENT3,0603,06000.000.00+0.00hold
ASSETMARK, INC1,4531,45300.000.00+0.00hold
HARBOR INVESTMENT ADVISORY, LLC40040000.000.00+0.00hold
Allworth Financial LP1,2501,25000.000.00+0.00hold
Moors & Cabot, Inc.26,00026,00000.010.02+0.00hold
RFG Advisory, LLC20,88820,88800.000.01+0.00hold
Kovitz Investment Group Partners, LLC10,00010,00000.000.00+0.00hold
GS Investments, Inc.2,0002,00000.010.02+0.00hold
Wealth Advisors of Tampa Bay, LLC32,00032,00000.140.15+0.01hold
Strategic Wealth Partners, Ltd.1,7001,70000.000.00+0.00hold
Steward Partners Investment Advisory, LLC6,4816,48100.000.00+0.00hold
Geneos Wealth Management Inc.70070000.000.00+0.00hold
Golden State Wealth Management, LLC1100.000.00+0.00hold
Key FInancial Inc535300.000.00+0.00hold
CoreCap Advisors, LLC2,6002,60000.000.00+0.00hold
US BANCORP \DE\1,0001,00000.000.00+0.00hold
HARBOUR INVESTMENTS, INC.888800.000.00-0.00hold
CITIGROUP INC1100.000.00+0.00hold
UBS Group AG270,433270,385-480.000.00+0.00sell
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC166114-520.000.00-0.00sell
Farther Finance Advisors, LLC3,8873,751-1360.000.00-0.00sell
Navalign, LLC1900-1900.000.00-0.00sell
Cape Investment Advisory, Inc.4000-4000.000.00-0.00sell
Janney Montgomery Scott LLC24,49123,941-5500.000.00+0.00sell
Focus Financial Network, Inc.12,12311,331-7920.010.01+0.00sell
Elm3 Financial Group, LLC33,05532,251-8040.350.39+0.04sell
CASCADE INVESTMENT GROUP, INC.34,65033,750-9000.290.32+0.03sell
COMMONWEALTH EQUITY SERVICES, LLC37,66536,658-1,0070.000.00+0.00sell
SeaCrest Wealth Management, LLC16,30115,112-1,1890.020.02+0.00sell
CWM, LLC12,5579,077-3,4800.000.00-0.00sell
WEDBUSH SECURITIES INC27,46021,937-5,5230.010.01-0.00sell
PNC FINANCIAL SERVICES GROUP, INC.18,3078,787-9,5200.000.00-0.00sell
AQR CAPITAL MANAGEMENT LLC12,5570-12,5570.000.00-0.00sell
Logan Stone Capital, LLC14,8560-14,8560.050.00-0.05sell
Integrated Wealth Concepts LLC20,6620-20,6620.000.00-0.00sell
Cetera Investment Advisers57,17435,749-21,4250.000.00-0.00sell
GUGGENHEIM CAPITAL LLC65,80444,292-21,5120.010.01-0.00sell
United Advisor Group, LLC336,702309,774-26,9280.550.55+0.00sell
ENVESTNET ASSET MANAGEMENT INC37,2010-37,2010.000.00-0.00sell
J.W. COLE ADVISORS, INC.283,601243,330-40,2710.000.12+0.12sell
Thomas J. Herzfeld Advisors, Inc.469,477391,497-77,9802.021.92-0.10sell
MORGAN STANLEY2,024,8681,936,773-88,0950.000.00+0.00sell
Karpus Management, Inc.651,743533,200-118,5430.220.24+0.02sell
PREVAIL INNOVATIVE WEALTH ADVISORS, LLC167,4340-167,4340.380.00-0.38sell
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