Stock Transactions — DUFF & PHELPS UTLITY AND INF

Total Bought
1,179,487
40 transactions
Total Sold
417,430
23 transactions
Net
+762,057
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
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Type
Thomas J. Herzfeld Advisors, Inc.0318,277+318,2770.001.41+1.41buy
J.W. COLE ADVISORS, INC.0263,644+263,6440.000.07+0.07buy
Advisors Asset Management, Inc.465,838675,862+210,0240.110.15+0.04buy
RAYMOND JAMES FINANCIAL INC450,596512,556+61,9600.000.00+0.00buy
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.12,21165,514+53,3030.010.06+0.05buy
COHEN & STEERS, INC.191,271223,271+32,0000.000.01+0.00buy
UBS Group AG359,434386,986+27,5520.000.00+0.00buy
LPL Financial LLC314,275333,015+18,7400.000.00-0.00buy
FIRST TRUST ADVISORS LP54,26071,502+17,2420.000.00+0.00buy
Laird Norton Wetherby Wealth Management, LLC016,380+16,3800.000.01+0.01buy
SeaCrest Wealth Management, LLC016,278+16,2780.000.02+0.02buy
Invesco Ltd.014,934+14,9340.000.00+0.00buy
AQR CAPITAL MANAGEMENT LLC014,500+14,5000.000.00+0.00buy
CWM, LLC014,500+14,5000.000.00+0.00buy
WELLS FARGO & COMPANY/MN1,341,4041,355,011+13,6070.000.00-0.00buy
Allspring Global Investments Holdings, LLC428,410441,409+12,9990.010.01+0.00buy
PREVAIL INNOVATIVE WEALTH ADVISORS, LLC117,487130,451+12,9640.380.36-0.02buy
BANK OF AMERICA CORP /DE/44,39554,935+10,5400.000.00+0.00buy
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC34,39042,351+7,9610.080.09+0.01buy
Cornerstone Advisors, LLC05,838+5,8380.000.00+0.00buy
Colonial Trust Advisors05,225+5,2250.000.01+0.01buy
TRUIST FINANCIAL CORP19,29124,484+5,1930.000.00+0.00buy
NWAM LLC16,76621,281+4,5150.020.02-0.00buy
READYSTATE ASSET MANAGEMENT LP24,69528,858+4,1630.020.01-0.00buy
Cetera Investment Advisers53,84357,624+3,7810.000.00-0.00buy
ROYAL BANK OF CANADA161,055163,947+2,8920.000.00-0.00buy
RFG Advisory, LLC23,04225,088+2,0460.010.01-0.00buy
Catalina Capital Group, LLC11,01812,935+1,9170.090.11+0.02buy
Walleye Capital LLC33,14034,861+1,7210.000.00-0.00buy
LEVEL FOUR ADVISORY SERVICES, LLC23,37524,774+1,3990.010.01-0.00buy
ARMSTRONG ADVISORY GROUP, INC01,100+1,1000.000.00+0.00buy
Kestra Advisory Services, LLC55,57456,651+1,0770.000.00+0.00buy
ENVESTNET ASSET MANAGEMENT INC38,22538,901+6760.000.00-0.00buy
Chicago Partners Investment Group LLC16,21816,440+2220.010.01-0.00buy
Janney Montgomery Scott LLC21,84521,935+900.000.00-0.00buy
COMERICA BANK2,2292,313+840.000.00-0.00buy
COMMONWEALTH EQUITY SERVICES, LLC37,92737,985+580.000.00-0.00buy
Farther Finance Advisors, LLC3,5473,601+540.000.00-0.00buy
Focus Financial Network, Inc.14,81214,835+230.010.01-0.00buy
Estabrook Capital Management493501+80.000.00-0.00buy
OPTIMUM INVESTMENT ADVISORS1,3001,30000.010.01-0.00hold
HOLLENCREST CAPITAL MANAGEMENT3,0603,06000.000.00-0.00hold
HARBOR INVESTMENT ADVISORY, LLC40040000.000.00-0.00hold
CORRADO ADVISORS, LLC18,68518,68500.150.14-0.01hold
Allworth Financial LP1,2501,25000.000.00-0.00hold
Moors & Cabot, Inc.25,75025,75000.020.01-0.00hold
Dakota Wealth Management12,02012,02000.000.00-0.00hold
Kovitz Investment Group Partners, LLC10,00010,00000.000.00-0.00hold
Wealth Advisors of Tampa Bay, LLC32,00032,00000.160.15-0.01hold
Steward Partners Investment Advisory, LLC8,2318,23100.000.00-0.00hold
Geneos Wealth Management Inc.1,0681,06800.000.00-0.00hold
Key FInancial Inc535300.000.00-0.00hold
Concord Wealth Partners14214200.000.00-0.00hold
OLIVER LAGORE VANVALIN INVESTMENT GROUP3,0003,00000.010.01+0.01hold
Cape Investment Advisory, Inc.40040000.000.00-0.00hold
CONCOURSE FINANCIAL GROUP SECURITIES, INC.0000.000.000.00hold
HARBOUR INVESTMENTS, INC.888800.000.00-0.00hold
CITIGROUP INC1100.000.00-0.00hold
CASCADE INVESTMENT GROUP, INC.30,85030,85000.290.27-0.02hold
GUGGENHEIM CAPITAL LLC66,42265,822-6000.010.01-0.00sell
CoreCap Advisors, LLC3,3002,600-7000.000.00-0.00sell
United Advisor Group, LLC345,919345,109-8100.870.74-0.13sell
CSS LLC/IL13,26212,262-1,0000.010.01-0.00sell
Elequin Capital, LP1,0470-1,0470.000.00-0.00sell
OSAIC HOLDINGS, INC.66,27565,163-1,1120.000.00-0.00sell
Elm3 Financial Group, LLC44,93343,529-1,4040.480.45-0.03sell
MORGAN STANLEY2,009,8562,007,819-2,0370.000.00-0.00sell
B. Riley Wealth Advisors, Inc.12,85110,360-2,4910.000.01+0.00sell
Investors Research Corp3,2000-3,2000.010.00-0.01sell
WEDBUSH SECURITIES INC29,06423,944-5,1200.010.01-0.00sell
NBC SECURITIES, INC.5,4500-5,4500.010.00-0.01sell
Waverly Advisors, LLC10,6270-10,6270.000.00-0.00sell
Quantedge Capital Pte Ltd12,2000-12,2000.050.00-0.05sell
PNC FINANCIAL SERVICES GROUP, INC.32,90018,307-14,5930.000.00-0.00sell
INTEGRITY ALLIANCE, LLC.15,3620-15,3620.010.00-0.01sell
AQR Arbitrage LLC20,6580-20,6580.010.00-0.01sell
Atria Wealth Solutions, Inc.21,2330-21,2330.000.00-0.00sell
Pathstone Holdings, LLC109,91384,403-25,5100.010.00-0.00sell
Karpus Management, Inc.1,023,720970,597-53,1230.410.39-0.02sell
Consolidated Portfolio Review Corp244,526180,011-64,5150.480.31-0.17sell
WOLVERINE ASSET MANAGEMENT LLC72,0780-72,0780.020.00-0.02sell
Kanen Wealth Management LLC585,101502,541-82,5602.892.39-0.50sell
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