Stock Transactions — DUFF & PHELPS UTLITY AND INF

Total Bought
877,172
32 transactions
Total Sold
1,111,647
18 transactions
Net
-234,475
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
▲▼
Type
Karpus Management, Inc.643,423960,830+317,4070.180.31+0.14buy
J.W. COLE ADVISORS, INC.177,627258,519+80,8920.080.13+0.05buy
PREVAIL INNOVATIVE WEALTH ADVISORS, LLC079,550+79,5500.000.28+0.28buy
WELLS FARGO & COMPANY/MN858,781934,434+75,6530.000.00+0.00buy
MORGAN STANLEY2,130,2702,173,076+42,8060.000.00+0.00buy
Advisors Asset Management, Inc.120,664160,426+39,7620.020.03+0.01buy
LPL Financial LLC272,738309,577+36,8390.000.00+0.00buy
Virtu Financial LLC027,890+27,8900.000.02+0.02buy
UBS Group AG443,100462,877+19,7770.000.00+0.00buy
GUGGENHEIM CAPITAL LLC13,18130,975+17,7940.000.00+0.00buy
CITADEL ADVISORS LLC017,678+17,6780.000.00+0.00buy
Consolidated Portfolio Review Corp242,139259,100+16,9610.560.68+0.12buy
Walleye Capital LLC014,576+14,5760.000.00+0.00buy
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC9,99822,931+12,9330.020.05+0.03buy
LEVEL FOUR ADVISORY SERVICES, LLC012,928+12,9280.000.01+0.01buy
AMERIPRISE FINANCIAL INC012,000+12,0000.000.00+0.00buy
WMG Financial Advisors, LLC011,800+11,8000.000.06+0.06buy
Pathstone Holdings, LLC011,305+11,3050.000.00+0.00buy
PNC FINANCIAL SERVICES GROUP, INC.18,27226,497+8,2250.000.00+0.00buy
Chicago Partners Investment Group LLC12,61817,514+4,8960.010.01+0.00buy
Cetera Investment Advisers35,88039,671+3,7910.000.00+0.00buy
Atria Wealth Solutions, Inc.13,61016,629+3,0190.000.00+0.00buy
Janney Montgomery Scott LLC20,60122,664+2,0630.000.00+0.00buy
OSAIC HOLDINGS, INC.44,17045,938+1,7680.000.00+0.00buy
OPTIMUM INVESTMENT ADVISORS01,300+1,3000.000.01+0.01buy
CoreCap Advisors, LLC6,7257,925+1,2000.010.00-0.00buy
United Advisor Group, LLC327,747328,802+1,0551.000.87-0.13buy
ROYAL BANK OF CANADA165,426166,440+1,0140.000.00+0.00buy
COMERICA BANK2,0562,276+2200.000.00+0.00buy
Steward Partners Investment Advisory, LLC5,8005,848+480.000.00+0.00buy
Focus Financial Network, Inc.15,53315,549+160.010.01+0.00buy
Estabrook Capital Management469475+60.000.00+0.00buy
CSS LLC/IL13,26213,26200.010.01-0.00hold
HOLLENCREST CAPITAL MANAGEMENT3,0603,06000.000.00+0.00hold
COHEN & STEERS, INC.216,271216,27100.000.00+0.00hold
CIBC Private Wealth Group LLC1100.000.00+0.00hold
CORRADO ADVISORS, LLC18,68518,68500.120.14+0.02hold
Allworth Financial LP4,7674,76700.000.00+0.00hold
Moors & Cabot, Inc.25,75025,75000.010.02+0.00hold
Intrinsic Edge Capital Management LLC50,00050,00000.050.07+0.03hold
Wealth Advisors of Tampa Bay, LLC32,00032,00000.150.16+0.01hold
Investors Research Corp3,2003,20000.010.01+0.00hold
Geneos Wealth Management Inc.1,0681,06800.000.00+0.00hold
Key FInancial Inc535300.000.00+0.00hold
OLIVER LAGORE VANVALIN INVESTMENT GROUP3,0003,00000.010.01+0.00hold
Cape Investment Advisory, Inc.40040000.000.00+0.00hold
CONCOURSE FINANCIAL GROUP SECURITIES, INC.0000.000.000.00hold
CITIGROUP INC1100.000.00+0.00hold
Waverly Advisors, LLC12,80012,600-2000.000.00+0.00sell
WEDBUSH SECURITIES INC29,46129,164-2970.010.01+0.00sell
Center for Financial Planning, Inc.1,0000-1,0000.000.00-0.00sell
SOA Wealth Advisors, LLC.1,0000-1,0000.000.00-0.00sell
COMMONWEALTH EQUITY SERVICES, LLC42,66541,649-1,0160.000.00+0.00sell
Apollon Wealth Management, LLC24,53422,882-1,6520.010.01+0.00sell
Kestra Advisory Services, LLC25,14822,820-2,3280.000.00+0.00sell
BANK OF AMERICA CORP /DE/31,69428,328-3,3660.000.00+0.00sell
NBC SECURITIES, INC.21,20717,700-3,5070.020.02-0.00sell
Allspring Global Investments Holdings, LLC580,207570,181-10,0260.010.01+0.00sell
TRUIST FINANCIAL CORP26,82215,282-11,5400.000.00-0.00sell
S. R. Schill & Associates21,0980-21,0980.090.00-0.09sell
Quantedge Capital Pte Ltd54,30032,600-21,7000.190.11-0.08sell
B. Riley Wealth Advisors, Inc.32,71510,996-21,7190.010.00-0.00sell
Saba Capital Management, L.P.34,9710-34,9710.010.00-0.01sell
AQR Arbitrage LLC264,566188,107-76,4590.070.05-0.02sell
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.169,5100-169,5100.140.00-0.14sell
Cornerstone Advisors, LLC761,63631,378-730,2580.300.01-0.29sell
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