Stock Transactions — DUFF & PHELPS UTLITY AND INF

Total Bought
1,091,152
40 transactions
Total Sold
1,326,397
28 transactions
Net
-235,245
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
▲▼
Type
Advisors Asset Management, Inc.675,8621,016,545+340,6830.150.22+0.07buy
Pathstone Holdings, LLC84,403210,109+125,7060.000.01+0.01buy
NewEdge Advisors, LLC0111,171+111,1710.000.01+0.01buy
Thomas J. Herzfeld Advisors, Inc.318,277420,950+102,6731.411.86+0.45buy
COHEN & STEERS, INC.223,271294,862+71,5910.010.01+0.00buy
Invesco Ltd.14,93448,410+33,4760.000.00+0.00buy
FIRST TRUST ADVISORS LP71,502104,901+33,3990.000.00+0.00buy
Hennion & Walsh Asset Management, Inc.031,400+31,4000.000.01+0.01buy
PREVAIL INNOVATIVE WEALTH ADVISORS, LLC130,451160,094+29,6430.360.40+0.04buy
Zimmer Partners, LP028,000+28,0000.000.01+0.01buy
MORGAN STANLEY2,007,8192,034,810+26,9910.000.00-0.00buy
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC42,35162,151+19,8000.090.12+0.03buy
WOLVERINE ASSET MANAGEMENT LLC018,579+18,5790.000.00+0.00buy
SUSQUEHANNA INTERNATIONAL GROUP, LLP018,170+18,1700.000.00+0.00buy
ROYAL BANK OF CANADA163,947179,127+15,1800.000.00+0.00buy
Atlantic Union Bankshares Corp014,500+14,5000.000.00+0.00buy
LPL Financial LLC333,015345,342+12,3270.000.00-0.00buy
HighTower Advisors, LLC011,739+11,7390.000.00+0.00buy
J.W. COLE ADVISORS, INC.263,644275,300+11,6560.070.07-0.00buy
United Advisor Group, LLC345,109353,376+8,2670.740.61-0.13buy
NWAM LLC21,28127,009+5,7280.020.02+0.00buy
Rockefeller Capital Management L.P.05,000+5,0000.000.00+0.00buy
Kanen Wealth Management LLC502,541506,268+3,7272.392.19-0.19buy
TRUIST FINANCIAL CORP24,48427,757+3,2730.000.00+0.00buy
GS Investments, Inc.02,000+2,0000.000.01+0.01buy
CASCADE INVESTMENT GROUP, INC.30,85032,850+2,0000.270.28+0.01buy
Allspring Global Investments Holdings, LLC441,409442,651+1,2420.010.01+0.00buy
WEDBUSH SECURITIES INC23,94424,856+9120.010.01+0.00buy
ASSETMARK, INC0720+7200.000.00+0.00buy
LEVEL FOUR ADVISORY SERVICES, LLC24,77425,087+3130.010.01-0.00buy
Advisory Services Network, LLC0287+2870.000.00+0.00buy
Moors & Cabot, Inc.25,75026,000+2500.010.01-0.00buy
Concord Wealth Partners142373+2310.000.00+0.00buy
Chicago Partners Investment Group LLC16,44016,656+2160.010.01-0.00buy
COMMONWEALTH EQUITY SERVICES, LLC37,98538,192+2070.000.00+0.00buy
Farther Finance Advisors, LLC3,6013,652+510.000.00-0.00buy
ARMSTRONG ADVISORY GROUP, INC1,1001,118+180.000.00-0.00buy
SeaCrest Wealth Management, LLC16,27816,290+120.020.02+0.00buy
Estabrook Capital Management501510+90.000.00+0.00buy
B. Riley Wealth Advisors, Inc.10,36010,365+50.010.01+0.00buy
OPTIMUM INVESTMENT ADVISORS1,3001,30000.010.01-0.00hold
HOLLENCREST CAPITAL MANAGEMENT3,0603,06000.000.00-0.00hold
AQR CAPITAL MANAGEMENT LLC14,50014,50000.000.00-0.00hold
HARBOR INVESTMENT ADVISORY, LLC40040000.000.00-0.00hold
CORRADO ADVISORS, LLC18,68518,68500.140.13-0.01hold
CWM, LLC14,50014,50000.000.00-0.00hold
Allworth Financial LP1,2501,25000.000.00-0.00hold
Kovitz Investment Group Partners, LLC10,00010,00000.000.00-0.00hold
Wealth Advisors of Tampa Bay, LLC32,00032,00000.150.14-0.01hold
Key FInancial Inc535300.000.00-0.00hold
CoreCap Advisors, LLC2,6002,60000.000.00-0.00hold
Catalina Capital Group, LLC12,93512,93500.110.10-0.01hold
PNC FINANCIAL SERVICES GROUP, INC.18,30718,30700.000.00-0.00hold
HARBOUR INVESTMENTS, INC.888800.000.00-0.00hold
COMERICA BANK2,3132,31300.000.00+0.00hold
CITIGROUP INC10-10.000.00-0.00sell
Janney Montgomery Scott LLC21,93521,772-1630.000.00-0.00sell
Kestra Advisory Services, LLC56,65156,472-1790.000.00-0.00sell
OSAIC HOLDINGS, INC.65,16364,871-2920.000.00-0.00sell
Geneos Wealth Management Inc.1,068700-3680.000.00-0.00sell
Cape Investment Advisory, Inc.4000-4000.000.00-0.00sell
Elm3 Financial Group, LLC43,52942,058-1,4710.450.45-0.00sell
GUGGENHEIM CAPITAL LLC65,82264,261-1,5610.010.01-0.00sell
Steward Partners Investment Advisory, LLC8,2316,481-1,7500.000.00-0.00sell
CSS LLC/IL12,26210,262-2,0000.010.01-0.00sell
RFG Advisory, LLC25,08822,788-2,3000.010.01-0.00sell
Focus Financial Network, Inc.14,83512,101-2,7340.010.01-0.00sell
Cetera Investment Advisers57,62453,272-4,3520.000.00-0.00sell
Colonial Trust Advisors5,2250-5,2250.010.00-0.01sell
Cornerstone Advisors, LLC5,8380-5,8380.000.00-0.00sell
ENVESTNET ASSET MANAGEMENT INC38,90132,655-6,2460.000.00-0.00sell
READYSTATE ASSET MANAGEMENT LP28,85820,107-8,7510.010.01-0.00sell
Dakota Wealth Management12,0200-12,0200.000.00-0.00sell
Consolidated Portfolio Review Corp180,011167,424-12,5870.310.27-0.04sell
WELLS FARGO & COMPANY/MN1,355,0111,340,534-14,4770.000.00-0.00sell
Laird Norton Wetherby Wealth Management, LLC16,3800-16,3800.010.00-0.01sell
Walleye Capital LLC34,8610-34,8610.000.00-0.00sell
BANK OF AMERICA CORP /DE/54,9350-54,9350.000.00-0.00sell
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.65,5140-65,5140.060.00-0.06sell
RAYMOND JAMES FINANCIAL INC512,556415,775-96,7810.000.00-0.00sell
UBS Group AG386,986288,882-98,1040.000.00-0.00sell
Karpus Management, Inc.970,597768,179-202,4180.390.31-0.07sell
Advisors Asset Management, Inc.675,8621,173-674,6890.150.00-0.15sell
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