Stock Transactions — DUFF & PHELPS UTLITY AND INF

Total Bought
1,152,128
28 transactions
Total Sold
586,428
23 transactions
Net
+565,700
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
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Type
WELLS FARGO & COMPANY/MN934,4341,281,682+347,2480.000.00+0.00buy
Kanen Wealth Management LLC0273,122+273,1220.001.19+1.19buy
Karpus Management, Inc.960,8301,073,251+112,4210.310.37+0.06buy
Pathstone Holdings, LLC11,305118,325+107,0200.000.01+0.01buy
Advisors Asset Management, Inc.160,426232,708+72,2820.030.05+0.02buy
FIRST TRUST ADVISORS LP036,427+36,4270.000.00+0.00buy
Kestra Advisory Services, LLC22,82055,526+32,7060.000.00+0.00buy
CASCADE INVESTMENT GROUP, INC.026,300+26,3000.000.22+0.22buy
GUGGENHEIM CAPITAL LLC30,97550,700+19,7250.000.00+0.00buy
United Advisor Group, LLC328,802345,032+16,2300.870.80-0.07buy
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC22,93137,567+14,6360.050.08+0.03buy
J.W. COLE ADVISORS, INC.258,519272,852+14,3330.130.13+0.00buy
OSAIC HOLDINGS, INC.45,93859,922+13,9840.000.00+0.00buy
PREVAIL INNOVATIVE WEALTH ADVISORS, LLC79,55092,104+12,5540.280.31+0.03buy
NWAM LLC011,670+11,6700.000.01+0.01buy
Dakota Wealth Management011,410+11,4100.000.00+0.00buy
LPL Financial LLC309,577317,753+8,1760.000.00-0.00buy
LEVEL FOUR ADVISORY SERVICES, LLC12,92820,095+7,1670.010.01+0.00buy
PNC FINANCIAL SERVICES GROUP, INC.26,49732,900+6,4030.000.00+0.00buy
Walleye Capital LLC14,57619,025+4,4490.000.00+0.00buy
TRUIST FINANCIAL CORP15,28217,370+2,0880.000.00+0.00buy
B. Riley Wealth Advisors, Inc.10,99612,081+1,0850.000.00+0.00buy
HARBOR INVESTMENT ADVISORY, LLC0400+4000.000.00+0.00buy
Atria Wealth Solutions, Inc.16,62916,760+1310.000.00+0.00buy
HARBOUR INVESTMENTS, INC.088+880.000.00+0.00buy
Steward Partners Investment Advisory, LLC5,8485,890+420.000.00-0.00buy
Focus Financial Network, Inc.15,54915,571+220.010.01-0.00buy
Estabrook Capital Management475484+90.000.00+0.00buy
OPTIMUM INVESTMENT ADVISORS1,3001,30000.010.01+0.00hold
CSS LLC/IL13,26213,26200.010.01+0.00hold
HOLLENCREST CAPITAL MANAGEMENT3,0603,06000.000.00-0.00hold
COHEN & STEERS, INC.216,271216,27100.000.00+0.00hold
CIBC Private Wealth Group LLC1100.000.00+0.00hold
CORRADO ADVISORS, LLC18,68518,68500.140.14+0.00hold
Allworth Financial LP4,7674,76700.000.00-0.00hold
Moors & Cabot, Inc.25,75025,75000.020.01-0.00hold
Wealth Advisors of Tampa Bay, LLC32,00032,00000.160.16+0.00hold
Investors Research Corp3,2003,20000.010.01+0.00hold
Geneos Wealth Management Inc.1,0681,06800.000.00-0.00hold
Key FInancial Inc535300.000.00+0.00hold
OLIVER LAGORE VANVALIN INVESTMENT GROUP3,0003,00000.010.01-0.00hold
Cape Investment Advisory, Inc.40040000.000.00-0.00hold
CONCOURSE FINANCIAL GROUP SECURITIES, INC.0000.000.000.00hold
CITIGROUP INC1100.000.00+0.00hold
COMERICA BANK2,2762,27600.000.00+0.00hold
Cetera Investment Advisers39,67139,597-740.000.00-0.00sell
Janney Montgomery Scott LLC22,66422,505-1590.000.00-0.00sell
Waverly Advisors, LLC12,60012,300-3000.000.00-0.00sell
Apollon Wealth Management, LLC22,88221,951-9310.010.01-0.00sell
BANK OF AMERICA CORP /DE/28,32827,042-1,2860.000.00-0.00sell
Chicago Partners Investment Group LLC17,51415,911-1,6030.010.01-0.00sell
ROYAL BANK OF CANADA166,440164,474-1,9660.000.00-0.00sell
CoreCap Advisors, LLC7,9255,325-2,6000.000.00-0.00sell
WEDBUSH SECURITIES INC29,16426,355-2,8090.010.01-0.00sell
CITADEL ADVISORS LLC17,67814,710-2,9680.000.00-0.00sell
COMMONWEALTH EQUITY SERVICES, LLC41,64937,159-4,4900.000.00-0.00sell
Consolidated Portfolio Review Corp259,100249,639-9,4610.680.46-0.22sell
WMG Financial Advisors, LLC11,8000-11,8000.060.00-0.06sell
AMERIPRISE FINANCIAL INC12,0000-12,0000.000.00-0.00sell
Quantedge Capital Pte Ltd32,60017,700-14,9000.110.08-0.04sell
NBC SECURITIES, INC.17,7005-17,6950.020.01-0.01sell
Virtu Financial LLC27,8900-27,8900.020.00-0.02sell
Cornerstone Advisors, LLC31,3780-31,3780.010.00-0.01sell
UBS Group AG462,877429,437-33,4400.000.00-0.00sell
Intrinsic Edge Capital Management LLC50,0000-50,0000.070.00-0.07sell
AQR Arbitrage LLC188,10792,324-95,7830.050.03-0.03sell
Allspring Global Investments Holdings, LLC570,181444,392-125,7890.010.01-0.00sell
MORGAN STANLEY2,173,0762,035,970-137,1060.000.00-0.00sell
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