Stock Transactions — DUFF & PHELPS UTLITY AND INF

Total Bought
785,857
48 transactions
Total Sold
1,432,981
22 transactions
Net
-647,124
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
▲▼
Type
Pathstone Holdings, LLC210,109387,812+177,7030.010.02+0.01buy
Saba Capital Management, L.P.071,298+71,2980.000.03+0.03buy
Advisors Asset Management, Inc.1,016,5451,079,379+62,8340.220.23+0.01buy
COHEN & STEERS, INC.294,862352,862+58,0000.010.01+0.00buy
Allspring Global Investments Holdings, LLC442,651498,756+56,1050.010.01+0.00buy
Zimmer Partners, LP28,00083,200+55,2000.010.03+0.02buy
Thomas J. Herzfeld Advisors, Inc.420,950469,477+48,5271.862.02+0.16buy
Hennion & Walsh Asset Management, Inc.31,40073,286+41,8860.010.03+0.02buy
ROYAL BANK OF CANADA179,127203,369+24,2420.000.00+0.00buy
Integrated Wealth Concepts LLC020,662+20,6620.000.00+0.00buy
STIFEL FINANCIAL CORP018,606+18,6060.000.00+0.00buy
Logan Stone Capital, LLC014,856+14,8560.000.05+0.05buy
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC62,15176,265+14,1140.120.14+0.02buy
WELLS FARGO & COMPANY/MN1,340,5341,353,361+12,8270.000.00-0.00buy
HighTower Advisors, LLC11,73923,489+11,7500.000.00+0.00buy
WOLVERINE ASSET MANAGEMENT LLC18,57929,538+10,9590.000.01+0.00buy
Kanen Wealth Management LLC506,268517,160+10,8922.192.01-0.18buy
LPL Financial LLC345,342355,576+10,2340.000.00-0.00buy
J.W. COLE ADVISORS, INC.275,300283,601+8,3010.070.00-0.07buy
PREVAIL INNOVATIVE WEALTH ADVISORS, LLC160,094167,434+7,3400.400.38-0.02buy
RAYMOND JAMES FINANCIAL INC415,775421,523+5,7480.000.00-0.00buy
Kestra Advisory Services, LLC56,47261,545+5,0730.000.00-0.00buy
ENVESTNET ASSET MANAGEMENT INC32,65537,201+4,5460.000.00+0.00buy
NewEdge Advisors, LLC111,171115,366+4,1950.010.01-0.00buy
FIRST TRUST ADVISORS LP104,901109,000+4,0990.000.00-0.00buy
Cetera Investment Advisers53,27257,174+3,9020.000.00-0.00buy
TRUIST FINANCIAL CORP27,75731,589+3,8320.000.00+0.00buy
Janney Montgomery Scott LLC21,77224,491+2,7190.000.00+0.00buy
WEDBUSH SECURITIES INC24,85627,460+2,6040.010.01-0.00buy
Invesco Ltd.48,41050,427+2,0170.000.00-0.00buy
CASCADE INVESTMENT GROUP, INC.32,85034,650+1,8000.280.29+0.01buy
Strategic Wealth Partners, Ltd.01,700+1,7000.000.00+0.00buy
Atlantic Union Bankshares Corp14,50016,118+1,6180.000.00+0.00buy
GUGGENHEIM CAPITAL LLC64,26165,804+1,5430.010.01-0.00buy
US BANCORP \DE\01,000+1,0000.000.00+0.00buy
LEVEL FOUR ADVISORY SERVICES, LLC25,08725,870+7830.010.01-0.00buy
ASSETMARK, INC7201,453+7330.000.00+0.00buy
Cape Investment Advisory, Inc.0400+4000.000.00+0.00buy
NWAM LLC27,00927,291+2820.020.02+0.00buy
Farther Finance Advisors, LLC3,6523,887+2350.000.00-0.00buy
Chicago Partners Investment Group LLC16,65616,876+2200.010.01-0.00buy
Navalign, LLC0190+1900.000.00+0.00buy
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC0166+1660.000.00+0.00buy
Catalina Capital Group, LLC12,93513,016+810.100.10-0.00buy
Focus Financial Network, Inc.12,10112,123+220.010.01-0.00buy
SeaCrest Wealth Management, LLC16,29016,301+110.020.02-0.00buy
Golden State Wealth Management, LLC01+10.000.00+0.00buy
CITIGROUP INC01+10.000.00+0.00buy
CSS LLC/IL10,26210,26200.010.01-0.00hold
HOLLENCREST CAPITAL MANAGEMENT3,0603,06000.000.00-0.00hold
HARBOR INVESTMENT ADVISORY, LLC40040000.000.00-0.00hold
Allworth Financial LP1,2501,25000.000.00-0.00hold
Moors & Cabot, Inc.26,00026,00000.010.01-0.00hold
Kovitz Investment Group Partners, LLC10,00010,00000.000.00+0.00hold
GS Investments, Inc.2,0002,00000.010.01+0.00hold
Wealth Advisors of Tampa Bay, LLC32,00032,00000.140.14+0.00hold
Steward Partners Investment Advisory, LLC6,4816,48100.000.00-0.00hold
Geneos Wealth Management Inc.70070000.000.00-0.00hold
Key FInancial Inc535300.000.00-0.00hold
CoreCap Advisors, LLC2,6002,60000.000.00-0.00hold
PNC FINANCIAL SERVICES GROUP, INC.18,30718,30700.000.00-0.00hold
HARBOUR INVESTMENTS, INC.888800.000.00-0.00hold
B. Riley Wealth Advisors, Inc.10,36510,355-100.010.01-0.00sell
COMERICA BANK2,3132,171-1420.000.00-0.00sell
Advisory Services Network, LLC2870-2870.000.00-0.00sell
Concord Wealth Partners3730-3730.000.00-0.00sell
Estabrook Capital Management5100-5100.000.00-0.00sell
COMMONWEALTH EQUITY SERVICES, LLC38,19237,665-5270.000.00-0.00sell
ARMSTRONG ADVISORY GROUP, INC1,1180-1,1180.000.00-0.00sell
RFG Advisory, LLC22,78820,888-1,9000.010.00-0.00sell
AQR CAPITAL MANAGEMENT LLC14,50012,557-1,9430.000.00-0.00sell
CWM, LLC14,50012,557-1,9430.000.00-0.00sell
Rockefeller Capital Management L.P.5,0000-5,0000.000.00-0.00sell
OSAIC HOLDINGS, INC.64,87155,905-8,9660.000.00-0.00sell
Elm3 Financial Group, LLC42,05833,055-9,0030.450.35-0.10sell
MORGAN STANLEY2,034,8102,024,868-9,9420.000.00-0.00sell
United Advisor Group, LLC353,376336,702-16,6740.610.55-0.06sell
SUSQUEHANNA INTERNATIONAL GROUP, LLP18,1700-18,1700.000.00-0.00sell
UBS Group AG288,882270,433-18,4490.000.00-0.00sell
CORRADO ADVISORS, LLC18,6850-18,6850.130.00-0.13sell
READYSTATE ASSET MANAGEMENT LP20,1070-20,1070.010.00-0.01sell
Karpus Management, Inc.768,179651,743-116,4360.310.22-0.09sell
Consolidated Portfolio Review Corp167,4240-167,4240.270.00-0.27sell
Advisors Asset Management, Inc.1,016,5451,173-1,015,3720.220.00-0.22sell
Page 1 of 1