Stock Transactions — KKR INCOME OPPORTUNITIES FD

Total Bought
1,543,172
37 transactions
Total Sold
1,353,830
48 transactions
Net
+189,342
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
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Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
MORGAN STANLEY1,976,2532,745,407+769,1540.000.00+0.00buy
Significant Wealth Partners LLC0141,149+141,1490.001.91+1.91buy
LPL Financial LLC118,572212,945+94,3730.000.00+0.00buy
Logan Stone Capital, LLC168,195246,200+78,0050.480.75+0.27buy
COHEN & STEERS, INC.37,77987,779+50,0000.000.00+0.00buy
PFG Investments, LLC044,264+44,2640.000.02+0.02buy
UBS Group AG620,374660,462+40,0880.000.00-0.00buy
FIFTH THIRD BANCORP039,792+39,7920.000.00+0.00buy
GUGGENHEIM CAPITAL LLC755,814793,562+37,7480.060.07+0.01buy
Invesco Ltd.118,549153,124+34,5750.000.00+0.00buy
Rareview Capital LLC149,809180,612+30,8031.221.33+0.11buy
BANK OF AMERICA CORP /DE/314,703341,918+27,2150.000.00+0.00buy
Total Wealth Planning & Management, Inc.025,654+25,6540.000.22+0.22buy
Equitable Holdings, Inc.021,453+21,4530.000.00+0.00buy
Janney Montgomery Scott LLC450,490469,778+19,2880.010.01+0.00buy
NOMURA HOLDINGS INC015,000+15,0000.000.00+0.00buy
COOPER/HAIMS ADVISORS, LLC013,306+13,3060.000.07+0.07buy
Plotkin Financial Advisors, LLC012,938+12,9380.000.07+0.07buy
WELLS FARGO & COMPANY/MN571,104583,146+12,0420.000.00-0.00buy
Allspring Global Investments Holdings, LLC010,162+10,1620.000.00+0.00buy
Shaker Financial Services, LLC308,129315,638+7,5091.131.21+0.08buy
Cetera Investment Advisers91,84096,405+4,5650.000.00-0.00buy
WOLVERINE ASSET MANAGEMENT LLC70,94275,056+4,1140.010.01+0.00buy
ENVESTNET ASSET MANAGEMENT INC48,40751,222+2,8150.000.00-0.00buy
HARBOUR INVESTMENTS, INC.02,753+2,7530.000.00+0.00buy
Rockefeller Capital Management L.P.63,66765,910+2,2430.000.00-0.00buy
Aviance Capital Partners, LLC39,49939,986+4870.050.05-0.00buy
UHLMANN PRICE SECURITIES, LLC12,07912,473+3940.080.01-0.07buy
Pinnacle Wealth Planning Services, Inc.7631,083+3200.000.00+0.00buy
WPG Advisers, LLC185422+2370.000.00+0.00buy
BlackRock, Inc.13,65413,879+2250.000.00-0.00buy
RIK SAYLOR FINANCIAL, INC.15,62515,832+2070.130.13-0.00buy
Herold Advisors, Inc.11,87712,018+1410.030.03-0.00buy
WHITTIER TRUST CO OF NEVADA INC0114+1140.000.00+0.00buy
STEPHENS INC /AR/36,66836,695+270.010.01-0.00buy
CWM, LLC673680+70.000.00-0.00buy
Mountain Hill Investment Partners Corp.153158+50.000.00-0.00buy
BNP PARIBAS FINANCIAL MARKETS2,1982,19800.000.00-0.00hold
HighTower Advisors, LLC12,74212,74200.000.00-0.00hold
Gator Capital Management, LLC11,10211,10200.030.03-0.00hold
ROBINSON CAPITAL MANAGEMENT, LLC52,15452,15400.250.26+0.01hold
Anfield Capital Management, LLC7,9117,91100.030.02-0.00hold
EverSource Wealth Advisors, LLC2,9712,97100.000.00-0.00hold
Steward Partners Investment Advisory, LLC16216200.000.00-0.00hold
Graves Light Lenhart Wealth, Inc.13,72813,72800.020.02-0.00hold
Cresset Asset Management, LLC15,93815,93800.000.00-0.00hold
Apollon Wealth Management, LLC19,62919,62900.000.00-0.00hold
TSFG, LLC676700.000.00+0.00hold
Global Wealth Strategies & Associates90390300.000.00-0.00hold
Fortitude Advisory Group L.L.C.16,06616,06600.080.08+0.00hold
Corient Private Wealth LLC30,84130,84100.000.00-0.00hold
US BANCORP \DE\5,0765,07600.000.00-0.00hold
STIFEL FINANCIAL CORP18,10318,10300.000.00-0.00hold
CITIGROUP INC1100.000.00-0.00hold
ASSETMARK, INC6216-460.000.00-0.00sell
Blue Trust, Inc.6,3456,285-600.000.00-0.00sell
COMMONWEALTH EQUITY SERVICES, LLC17,70817,629-790.000.00-0.00sell
GILL CAPITAL PARTNERS, LLC11,31011,125-1850.040.04-0.00sell
WealthTrust Axiom LLC22,19821,953-2450.070.06-0.01sell
HIGHLINE WEALTH PARTNERS LLC500250-2500.000.00-0.00sell
Bramshill Investments, LLC47,43647,137-2990.030.04+0.01sell
Uncommon Cents Investing LLC33,38533,085-3000.090.08-0.01sell
CoreCap Advisors, LLC775406-3690.000.00-0.00sell
B. Riley Wealth Advisors, Inc.10,57610,090-4860.010.01+0.00sell
Carnegie Lake Advisors LLC43,62443,124-5000.190.19-0.00sell
Concurrent Investment Advisors, LLC14,02913,464-5650.000.00-0.00sell
Cambridge Investment Research Advisors, Inc.111,870111,203-6670.000.00-0.00sell
WEDBUSH SECURITIES INC43,89143,103-7880.010.01-0.00sell
OPPENHEIMER & CO INC10,96410,090-8740.000.00-0.00sell
Sunbelt Securities, Inc.1,0000-1,0000.000.00-0.00sell
NewEdge Advisors, LLC49,51448,470-1,0440.000.00-0.00sell
SeaCrest Wealth Management, LLC16,37815,307-1,0710.020.02-0.00sell
AdvisorNet Financial, Inc6,4555,372-1,0830.000.00-0.00sell
Atlantic Union Bankshares Corp2,4071,305-1,1020.000.00-0.00sell
Hennion & Walsh Asset Management, Inc.29,29227,840-1,4520.010.01-0.00sell
Capital Investment Advisors, LLC143,053140,325-2,7280.030.02-0.00sell
RAYMOND JAMES FINANCIAL INC121,099116,691-4,4080.000.00-0.00sell
Joseph P. Lucia & Associates, LLC105,41799,034-6,3830.440.39-0.05sell
Karpus Management, Inc.175,388168,693-6,6950.050.06+0.00sell
Baird Financial Group, Inc.90,23883,144-7,0940.000.00-0.00sell
Kestra Advisory Services, LLC7,5790-7,5790.000.00-0.00sell
Virtus Investment Advisers, LLC56,40948,573-7,8360.180.15-0.03sell
OSAIC HOLDINGS, INC.35,48825,964-9,5240.000.00-0.00sell
Marex Group plc10,1020-10,1020.000.00-0.00sell
XTX Topco Ltd13,7010-13,7010.000.00-0.00sell
Virtu Financial LLC15,8940-15,8940.010.00-0.01sell
HRT FINANCIAL LP16,7880-16,7880.000.00-0.00sell
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC42,94820,853-22,0950.000.00-0.00sell
Kovack Advisors, Inc.157,883135,026-22,8570.090.08-0.01sell
Arax Advisory Partners37,4775,000-32,4770.010.00-0.01sell
Strategic Advocates LLC38,847135-38,7120.120.01-0.11sell
ROYAL BANK OF CANADA118,90976,943-41,9660.000.00-0.00sell
TrueMark Investments, LLC45,2550-45,2550.100.00-0.10sell
Advisors Asset Management, Inc.63,6100-63,6100.010.00-0.01sell
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.65,1310-65,1310.050.00-0.05sell
StoneX Group Inc.73,3550-73,3550.040.00-0.04sell
Penserra Capital Management LLC1,206,8261,117,298-89,5280.170.14-0.02sell
RIVERNORTH CAPITAL MANAGEMENT, LLC91,5340-91,5340.050.00-0.05sell
J.W. COLE ADVISORS, INC.101,6350-101,6350.030.00-0.03sell
JANE STREET GROUP, LLC109,7820-109,7820.000.00-0.00sell
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