Stock TransactionsKKR Income Opportunities Fund

Total Bought
66,194
11 transactions
Total Sold
1,295,019
15 transactions
Net
-1,228,825
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
Change in Shares
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
Change in Weight (%)
Type
Kovack Advisors, Inc.98,665111,315+12,6500.130.14+0.01buy
Polar Asset Management Partners Inc.403,595416,151+12,5560.110.08-0.03buy
Shaker Financial Services, LLC38,34248,059+9,7170.180.22+0.04buy
Hennion & Walsh Asset Management, Inc.15,53223,994+8,4620.010.01+0.00buy
Joseph P. Lucia & Associates, LLC104,840111,051+6,2110.590.57-0.02buy
Aviance Capital Partners, LLC30,11935,723+5,6040.050.06+0.01buy
Strategic Advocates LLC77,03582,465+5,4300.330.31-0.02buy
ROBINSON CAPITAL MANAGEMENT, LLC47,03952,089+5,0500.240.27+0.04buy
UHLMANN PRICE SECURITIES, LLC11,05211,386+3340.100.10+0.00buy
RIK SAYLOR FINANCIAL, INC.15,26315,439+1760.170.15-0.02buy
Mountain Hill Investment Partners Corp.140144+40.000.00-0.00buy
SeaCrest Wealth Management, LLC15,73915,712-270.020.02-0.00sell
Uncommon Cents Investing LLC34,23433,934-3000.120.11-0.01sell
Bramshill Investments, LLC48,99648,244-7520.060.06+0.00sell
Capital Investment Advisors, LLC155,563154,220-1,3430.040.03-0.00sell
Carnegie Lake Advisors LLC50,02348,324-1,6990.250.24-0.01sell
GILL CAPITAL PARTNERS, LLC15,25912,655-2,6040.060.05-0.01sell
WealthTrust Axiom LLC26,59122,914-3,6770.100.08-0.01sell
Vanguard Capital Wealth Advisors35,00030,000-5,0000.530.37-0.15sell
Verity Asset Management, Inc.20,19611,937-8,2590.100.07-0.03sell
Summit X, LLC57,50642,476-15,0300.150.10-0.05sell
Virtus Investment Advisers, LLC91,09173,626-17,4650.300.31+0.01sell
Karpus Management, Inc.676,301571,401-104,9000.270.23-0.04sell
1607 Capital Partners, LLC729,483575,652-153,8310.720.59-0.14sell
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.800,734318,124-482,6100.880.31-0.56sell
SIT INVESTMENT ASSOCIATES INC2,260,8251,763,303-497,5220.650.47-0.18sell
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