Stock TransactionsKKR INCOME OPPORTUNITIES FD

Total Bought
850,354
38 transactions
Total Sold
782,005
37 transactions
Net
+68,349
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
Change in Shares
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
Change in Weight (%)
Type
MORGAN STANLEY2,745,4072,996,729+251,3220.000.00-0.00buy
J.W. COLE ADVISORS, INC.0101,737+101,7370.000.02+0.02buy
Kovack Advisors, Inc.135,026216,679+81,6530.080.12+0.04buy
Advisors Asset Management, Inc.073,782+73,7820.000.01+0.01buy
Janney Montgomery Scott LLC469,778536,534+66,7560.010.01-0.00buy
GUGGENHEIM CAPITAL LLC793,562851,503+57,9410.070.06-0.01buy
Penserra Capital Management LLC1,117,2981,161,643+44,3450.140.10-0.04buy
Arax Advisory Partners5,00040,333+35,3330.000.00+0.00buy
XTX Topco Ltd026,857+26,8570.000.00+0.00buy
WEDBUSH SECURITIES INC43,10361,574+18,4710.010.02+0.00buy
Rareview Capital LLC180,612198,863+18,2511.331.40+0.07buy
Creative Planning011,306+11,3060.000.00+0.00buy
CoreCap Advisors, LLC40610,520+10,1140.000.00+0.00buy
Equitable Holdings, Inc.21,45328,615+7,1620.000.00+0.00buy
BANK OF AMERICA CORP /DE/341,918348,013+6,0950.000.00-0.00buy
BESSEMER GROUP INC06,000+6,0000.000.00+0.00buy
Cetera Investment Advisers96,405100,812+4,4070.000.00-0.00buy
OSAIC HOLDINGS, INC.25,96430,368+4,4040.000.00-0.00buy
LPL Financial LLC212,945217,250+4,3050.000.00-0.00buy
Total Wealth Planning & Management, Inc.25,65429,238+3,5840.220.24+0.01buy
Cambridge Investment Research Advisors, Inc.111,203114,389+3,1860.000.00-0.00buy
Herold Advisors, Inc.12,01814,440+2,4220.030.03+0.00buy
Significant Wealth Partners LLC141,149143,556+2,4071.911.75-0.16buy
Global Retirement Partners, LLC1,5463,769+2,2230.000.00+0.00buy
MERCER GLOBAL ADVISORS INC /ADV01,877+1,8770.000.00+0.00buy
Aviance Capital Partners, LLC39,98641,051+1,0650.050.05-0.00buy
Joseph P. Lucia & Associates, LLC99,034100,022+9880.390.34-0.05buy
Bramshill Investments, LLC47,13747,659+5220.040.04-0.00buy
UHLMANN PRICE SECURITIES, LLC12,47312,877+4040.010.01-0.00buy
SeaCrest Wealth Management, LLC15,30715,682+3750.020.02+0.00buy
Ameritas Advisory Services, LLC0371+3710.000.00+0.00buy
Pinnacle Wealth Planning Services, Inc.1,0831,361+2780.000.00+0.00buy
WPG Advisers, LLC422541+1190.000.00+0.00buy
FIFTH THIRD BANCORP39,79239,900+1080.000.00-0.00buy
JFS WEALTH ADVISORS, LLC093+930.000.00+0.00buy
B. Riley Wealth Advisors, Inc.10,09010,148+580.010.01-0.00buy
STEPHENS INC /AR/36,69536,723+280.010.00-0.00buy
Mountain Hill Investment Partners Corp.158163+50.000.00+0.00buy
WHITTIER TRUST CO OF NEVADA INC11411400.000.00-0.00hold
COHEN & STEERS, INC.87,77987,77900.000.00-0.00hold
ASSETMARK, INC161600.000.00-0.00hold
AdvisorNet Financial, Inc5,3725,37200.000.00-0.00hold
Gator Capital Management, LLC11,10211,10200.030.03+0.00hold
ROBINSON CAPITAL MANAGEMENT, LLC52,15452,15400.260.26-0.00hold
EverSource Wealth Advisors, LLC2,9712,97100.000.00+0.00hold
Steward Partners Investment Advisory, LLC16216200.000.00+0.00hold
Graves Light Lenhart Wealth, Inc.13,72813,72800.020.01-0.00hold
Apollon Wealth Management, LLC19,62919,62900.000.00-0.00hold
TSFG, LLC676700.000.00-0.00hold
Plotkin Financial Advisors, LLC12,93812,93800.070.06-0.01hold
Fortitude Advisory Group L.L.C.16,06616,06600.080.07-0.01hold
Strategic Advocates LLC13513500.010.01-0.00hold
Concurrent Investment Advisors, LLC13,46413,46400.000.00-0.00hold
HIGHLINE WEALTH PARTNERS LLC25025000.000.00-0.00hold
US BANCORP \DE\5,0765,07600.000.00-0.00hold
SIT INVESTMENT ASSOCIATES INC80,30080,30000.020.02-0.00hold
HARBOUR INVESTMENTS, INC.2,7532,75300.000.00-0.00hold
CITIGROUP INC1100.000.00-0.00hold
Atlantic Union Bankshares Corp1,3051,30500.000.00-0.00hold
RIK SAYLOR FINANCIAL, INC.15,83215,785-470.130.12-0.01sell
GILL CAPITAL PARTNERS, LLC11,12511,018-1070.040.03-0.00sell
BlackRock, Inc.13,87913,654-2250.000.00-0.00sell
Carnegie Lake Advisors LLC43,12442,874-2500.190.18-0.01sell
Uncommon Cents Investing LLC33,08532,785-3000.080.08-0.00sell
STIFEL FINANCIAL CORP18,10317,793-3100.000.00-0.00sell
HighTower Advisors, LLC12,74212,242-5000.000.00-0.00sell
ROYAL BANK OF CANADA76,94376,286-6570.000.00-0.00sell
BNP PARIBAS FINANCIAL MARKETS2,1981,504-6940.000.00-0.00sell
PFG Investments, LLC44,26443,469-7950.020.02-0.00sell
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC20,85320,040-8130.000.00-0.00sell
Global Wealth Strategies & Associates9030-9030.000.00-0.00sell
WealthTrust Axiom LLC21,95320,889-1,0640.060.05-0.01sell
NewEdge Advisors, LLC48,47047,370-1,1000.000.00-0.00sell
RAYMOND JAMES FINANCIAL INC116,691114,454-2,2370.000.00-0.00sell
Baird Financial Group, Inc.83,14479,150-3,9940.000.00-0.00sell
Capital Investment Advisors, LLC140,325135,975-4,3500.020.02-0.00sell
ENVESTNET ASSET MANAGEMENT INC51,22245,520-5,7020.000.00-0.00sell
Karpus Management, Inc.168,693162,934-5,7590.060.05-0.01sell
Blue Trust, Inc.6,2850-6,2850.000.00-0.00sell
Rockefeller Capital Management L.P.65,91057,913-7,9970.000.00-0.00sell
OPPENHEIMER & CO INC10,0900-10,0900.000.00-0.00sell
Allspring Global Investments Holdings, LLC10,1620-10,1620.000.00-0.00sell
Virtus Investment Advisers, LLC48,57338,341-10,2320.150.10-0.05sell
COOPER/HAIMS ADVISORS, LLC13,3060-13,3060.070.00-0.07sell
UBS Group AG660,462646,653-13,8090.000.00-0.00sell
Hennion & Walsh Asset Management, Inc.27,84013,992-13,8480.010.00-0.01sell
NOMURA HOLDINGS INC15,0000-15,0000.000.00-0.00sell
Cresset Asset Management, LLC15,9380-15,9380.000.00-0.00sell
COMMONWEALTH EQUITY SERVICES, LLC17,6290-17,6290.000.00-0.00sell
Corient Private Wealth LLC30,84112,206-18,6350.000.00+0.00sell
Invesco Ltd.153,124125,904-27,2200.000.00-0.00sell
WELLS FARGO & COMPANY/MN583,146548,460-34,6860.000.00-0.00sell
WOLVERINE ASSET MANAGEMENT LLC75,0560-75,0560.010.00-0.01sell
BALYASNY ASSET MANAGEMENT L.P.76,0420-76,0420.000.00-0.00sell
Shaker Financial Services, LLC315,638175,575-140,0631.210.62-0.59sell
Logan Stone Capital, LLC246,2000-246,2000.750.00-0.75sell
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