| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Kovack Advisors, Inc. | 11,540 | 43,835 | +32,295 | 0.02 | 0.07 | +0.06 | buy |
| Capital Investment Advisors, LLC | 151,432 | 178,602 | +27,170 | 0.05 | 0.06 | +0.01 | buy |
| Verity Asset Management, Inc. | 18,332 | 19,831 | +1,499 | 0.16 | 0.17 | +0.02 | buy |
| SeaCrest Wealth Management, LLC | 23,872 | 24,224 | +352 | 0.03 | 0.04 | +0.00 | buy |
| Joseph P. Lucia & Associates, LLC | 93,137 | 92,487 | -650 | 0.72 | 0.77 | +0.05 | sell |
| Summit X, LLC | 104,934 | 102,088 | -2,846 | 0.30 | 0.39 | +0.09 | sell |
| Vivaldi Capital Management LP | 231,734 | 226,326 | -5,408 | 0.83 | 0.89 | +0.06 | sell |
| Hennion & Walsh Asset Management, Inc. | 35,712 | 20,150 | -15,562 | 0.02 | 0.02 | -0.01 | sell |
| Yakira Capital Management, Inc. | 43,315 | 25,152 | -18,163 | 0.13 | 0.08 | -0.05 | sell |
| COHEN & STEERS, INC. | 77,548 | 53,342 | -24,206 | 0.00 | 0.00 | -0.00 | sell |
| ROBINSON CAPITAL MANAGEMENT, LLC | 40,233 | 11,361 | -28,872 | 0.21 | 0.06 | -0.15 | sell |
| SIT INVESTMENT ASSOCIATES INC | 1,070,257 | 983,047 | -87,210 | 0.32 | 0.32 | -0.00 | sell |
| Consolidated Portfolio Review Corp | 116,000 | 20,617 | -95,383 | 0.32 | 0.06 | -0.26 | sell |
| AQR Arbitrage LLC | 124,025 | 26,587 | -97,438 | 0.06 | 0.01 | -0.05 | sell |
| CLOUGH CAPITAL PARTNERS L P | 762,215 | 653,815 | -108,400 | 0.89 | 0.84 | -0.05 | sell |