Stock TransactionsKKR INCOME OPPORTUNITIES FD

Total Bought
9,415
3 transactions
Total Sold
51,509
8 transactions
Net
-42,094
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
Change in Shares
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
Change in Weight (%)
Type
Hennion & Walsh Asset Management, Inc.10,63015,804+5,1740.010.01+0.00buy
Joseph P. Lucia & Associates, LLC96,28099,447+3,1670.680.68+0.00buy
SeaCrest Wealth Management, LLC22,45823,532+1,0740.040.04+0.00buy
Summit X, LLC76,59676,515-810.240.25+0.02sell
M Holdings Securities, Inc.16,23614,716-1,5200.030.05+0.03sell
Capital Investment Advisors, LLC179,923178,348-1,5750.060.05-0.00sell
Verity Asset Management, Inc.17,92215,030-2,8920.100.08-0.01sell
Bramshill Investments, LLC55,85149,516-6,3350.080.08-0.00sell
Gator Capital Management, LLC27,05119,693-7,3580.190.13-0.06sell
Kovack Advisors, Inc.58,74546,745-12,0000.090.07-0.02sell
VIRTUS ADVISERS, LLC67,80448,056-19,7480.450.33-0.12sell
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