Stock Transactions

KKR INCOME OPPORTUNITIES FD

Total Bought
35,941
12 transactions
Total Sold
1,494,221
15 transactions
Net
-1,458,280
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
Change in Shares
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
Change in Weight (%)Type
Shaker Financial Services, LLC48,05958,344+10,2850.220.25+0.03buy
Polar Asset Management Partners Inc.416,151424,203+8,0520.130.11-0.02buy
Hennion & Walsh Asset Management, Inc.23,99429,778+5,7840.010.01+0.00buy
Fortitude Advisory Group L.L.C.12,50116,066+3,5650.090.11+0.02buy
Verity Asset Management, Inc.11,93715,436+3,4990.070.06-0.01buy
Aviance Capital Partners, LLC35,72337,839+2,1160.060.06-0.00buy
Herold Advisors, Inc.10,50511,874+1,3690.030.03+0.01buy
Joseph P. Lucia & Associates, LLC111,051111,712+6610.570.53-0.04buy
UHLMANN PRICE SECURITIES, LLC11,38611,715+3290.100.09-0.01buy
SeaCrest Wealth Management, LLC15,71215,971+2590.020.02-0.00buy
RIK SAYLOR FINANCIAL, INC.15,43915,457+180.150.14-0.01buy
Mountain Hill Investment Partners Corp.144148+40.000.00+0.00buy
Virtus Investment Advisers, LLC73,62673,531-950.310.27-0.05sell
Carnegie Lake Advisors LLC48,32447,924-4000.240.23-0.01sell
Uncommon Cents Investing LLC33,93433,385-5490.110.10-0.01sell
StoneX Group Inc.75,88575,299-5860.050.04-0.00sell
GILL CAPITAL PARTNERS, LLC12,65511,752-9030.050.05-0.01sell
Bramshill Investments, LLC48,24447,126-1,1180.060.04-0.02sell
Kovack Advisors, Inc.111,315110,115-1,2000.140.13-0.01sell
1776 Wealth LLC13,14411,944-1,2000.070.06-0.01sell
Capital Investment Advisors, LLC154,220152,702-1,5180.030.03-0.00sell
Gator Capital Management, LLC13,82011,902-1,9180.050.04-0.02sell
Strategic Advocates LLC82,46546,242-36,2230.310.15-0.16sell
Rareview Capital LLC171,84450,500-121,3441.360.39-0.98sell
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.318,12454,439-263,6850.310.04-0.27sell
Karpus Management, Inc.571,401201,920-369,4810.230.08-0.15sell
SIT INVESTMENT ASSOCIATES INC1,763,3031,069,302-694,0010.470.27-0.20sell
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