Stock TransactionsKKR INCOME OPPORTUNITIES FD

Total Bought
97,451
4 transactions
Total Sold
414,858
8 transactions
Net
-317,407
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
Change in Shares
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
Change in Weight (%)
Type
Westchester Capital Management, LLC58,020105,206+47,1860.020.05+0.03buy
Kovack Advisors, Inc.43,83570,703+26,8680.070.11+0.03buy
ROBINSON CAPITAL MANAGEMENT, LLC11,36133,264+21,9030.060.15+0.09buy
Capital Investment Advisors, LLC178,602180,096+1,4940.060.06-0.00buy
Verity Asset Management, Inc.19,83118,990-8410.170.15-0.02sell
Joseph P. Lucia & Associates, LLC92,48790,878-1,6090.770.71-0.06sell
Summit X, LLC102,08899,946-2,1420.390.36-0.03sell
SeaCrest Wealth Management, LLC24,22421,770-2,4540.040.03-0.00sell
M Holdings Securities, Inc.27,02616,236-10,7900.040.02-0.02sell
VIRTUS ADVISERS, LLC61,33444,232-17,1020.450.35-0.09sell
CLOUGH CAPITAL PARTNERS L P653,815617,415-36,4000.840.86+0.02sell
SIT INVESTMENT ASSOCIATES INC983,047639,527-343,5200.320.20-0.13sell
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