Stock Transactions — KKR INCOME OPPORTUNITIES FD

Total Bought
1,799,281
51 transactions
Total Sold
2,082,696
41 transactions
Net
-283,415
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
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Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
BALYASNY ASSET MANAGEMENT L.P.0303,000+303,0000.000.01+0.01buy
MORGAN STANLEY1,712,5821,976,253+263,6710.000.00+0.00buy
Shaker Financial Services, LLC58,344308,129+249,7850.251.13+0.88buy
Logan Stone Capital, LLC0168,195+168,1950.000.48+0.48buy
Rareview Capital LLC50,500149,809+99,3090.391.22+0.83buy
RIVERNORTH CAPITAL MANAGEMENT, LLC091,534+91,5340.000.05+0.05buy
Penserra Capital Management LLC1,124,1391,206,826+82,6870.170.17-0.00buy
WOLVERINE ASSET MANAGEMENT LLC070,942+70,9420.000.01+0.01buy
JANE STREET GROUP, LLC49,629109,782+60,1530.000.00+0.00buy
UBS Group AG572,119620,374+48,2550.000.00+0.00buy
Kovack Advisors, Inc.110,115157,883+47,7680.130.09-0.04buy
TrueMark Investments, LLC045,255+45,2550.000.10+0.10buy
Baird Financial Group, Inc.48,33690,238+41,9020.000.00+0.00buy
WELLS FARGO & COMPANY/MN530,641571,104+40,4630.000.00-0.00buy
GUGGENHEIM CAPITAL LLC717,954755,814+37,8600.070.06-0.00buy
HRT FINANCIAL LP016,788+16,7880.000.00+0.00buy
XTX Topco Ltd013,701+13,7010.000.00+0.00buy
BlackRock, Inc.013,654+13,6540.000.00+0.00buy
Cetera Investment Advisers78,27391,840+13,5670.000.00+0.00buy
BANK OF AMERICA CORP /DE/302,517314,703+12,1860.000.00-0.00buy
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.54,43965,131+10,6920.040.05+0.01buy
B. Riley Wealth Advisors, Inc.010,576+10,5760.000.01+0.01buy
Marex Group plc010,102+10,1020.000.00+0.00buy
WEDBUSH SECURITIES INC35,83643,891+8,0550.010.01+0.00buy
Kestra Advisory Services, LLC07,579+7,5790.000.00+0.00buy
Blue Trust, Inc.606,345+6,2850.000.00+0.00buy
Janney Montgomery Scott LLC445,362450,490+5,1280.010.01-0.00buy
STEPHENS INC /AR/31,64336,668+5,0250.010.01+0.00buy
J.W. COLE ADVISORS, INC.98,448101,635+3,1870.020.03+0.00buy
Apollon Wealth Management, LLC17,35519,629+2,2740.000.00+0.00buy
Aviance Capital Partners, LLC37,83939,499+1,6600.060.05-0.00buy
Global Retirement Partners, LLC01,546+1,5460.000.00+0.00buy
EverSource Wealth Advisors, LLC1,8682,971+1,1030.000.00+0.00buy
Corient Private Wealth LLC30,00030,841+8410.000.00-0.00buy
ENVESTNET ASSET MANAGEMENT INC47,57248,407+8350.000.00-0.00buy
Pinnacle Wealth Planning Services, Inc.0763+7630.000.00+0.00buy
AdvisorNet Financial, Inc5,9626,455+4930.000.00-0.00buy
SeaCrest Wealth Management, LLC15,97116,378+4070.020.02-0.00buy
UHLMANN PRICE SECURITIES, LLC11,71512,079+3640.090.08-0.01buy
BNP PARIBAS FINANCIAL MARKETS1,8842,198+3140.000.00-0.00buy
Bramshill Investments, LLC47,12647,436+3100.040.03-0.01buy
CWM, LLC370673+3030.000.00+0.00buy
COMERICA BANK39,50339,715+2120.000.00-0.00buy
COMMONWEALTH EQUITY SERVICES, LLC17,52117,708+1870.000.00-0.00buy
RIK SAYLOR FINANCIAL, INC.15,45715,625+1680.140.13-0.01buy
Concurrent Investment Advisors, LLC13,93414,029+950.000.00-0.00buy
ROBINSON CAPITAL MANAGEMENT, LLC52,08952,154+650.470.25-0.22buy
WPG Advisers, LLC157185+280.000.00+0.00buy
Mountain Hill Investment Partners Corp.148153+50.000.00-0.00buy
Herold Advisors, Inc.11,87411,877+30.030.03-0.00buy
CITIGROUP INC01+10.000.00+0.00buy
COHEN & STEERS, INC.37,77937,77900.000.00-0.00hold
ASSETMARK, INC626200.000.00-0.00hold
Anfield Capital Management, LLC7,9117,91100.030.03-0.00hold
Sunbelt Securities, Inc.1,0001,00000.000.00-0.00hold
Steward Partners Investment Advisory, LLC16216200.000.00-0.00hold
Uncommon Cents Investing LLC33,38533,38500.100.09-0.01hold
Rockefeller Capital Management L.P.63,66763,66700.000.00-0.00hold
Graves Light Lenhart Wealth, Inc.13,72813,72800.020.02-0.00hold
Cresset Asset Management, LLC15,93815,93800.000.00-0.00hold
TSFG, LLC676700.000.00-0.00hold
Global Wealth Strategies & Associates90390300.000.00-0.00hold
Fortitude Advisory Group L.L.C.16,06616,06600.110.08-0.03hold
HIGHLINE WEALTH PARTNERS LLC50050000.000.00-0.00hold
US BANCORP \DE\5,0765,07600.000.00-0.00hold
NewEdge Advisors, LLC49,75649,514-2420.000.00-0.00sell
Virtu Financial LLC16,13815,894-2440.010.01-0.00sell
CoreCap Advisors, LLC1,022775-2470.000.00-0.00sell
GILL CAPITAL PARTNERS, LLC11,75211,310-4420.050.04-0.01sell
Hennion & Walsh Asset Management, Inc.29,77829,292-4860.010.01-0.00sell
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC43,50142,948-5530.000.00-0.00sell
WealthTrust Axiom LLC22,91422,198-7160.080.07-0.01sell
Future Financial Wealth Managment LLC7500-7500.010.00-0.01sell
Gator Capital Management, LLC11,90211,102-8000.040.03-0.01sell
OPPENHEIMER & CO INC11,78110,964-8170.000.00-0.00sell
Newbridge Financial Services Group, Inc.1,2500-1,2500.000.00-0.00sell
JONES FINANCIAL COMPANIES LLLP1,2690-1,2690.000.00-0.00sell
HighTower Advisors, LLC14,38812,742-1,6460.000.00-0.00sell
StoneX Group Inc.75,29973,355-1,9440.040.04-0.00sell
Arax Advisory Partners39,54537,477-2,0680.010.01+0.01sell
Carnegie Lake Advisors LLC47,92443,624-4,3000.230.19-0.04sell
Atlantic Union Bankshares Corp7,3102,407-4,9030.000.00-0.00sell
Joseph P. Lucia & Associates, LLC111,712105,417-6,2950.530.44-0.09sell
Strategic Advocates LLC46,24238,847-7,3950.150.12-0.04sell
Capital Investment Advisors, LLC152,702143,053-9,6490.030.03-0.01sell
RAYMOND JAMES FINANCIAL INC131,936121,099-10,8370.000.00-0.00sell
STIFEL FINANCIAL CORP29,20418,103-11,1010.000.00-0.00sell
Invesco Ltd.130,407118,549-11,8580.000.00-0.00sell
1776 Wealth LLC11,9440-11,9440.060.00-0.06sell
Creative Planning12,1550-12,1550.000.00-0.00sell
Plotkin Financial Advisors, LLC12,9380-12,9380.080.00-0.08sell
Gilman Hill Asset Management, LLC13,2350-13,2350.030.00-0.03sell
Verity Asset Management, Inc.15,4360-15,4360.060.00-0.06sell
PFG Investments, LLC16,4010-16,4010.010.00-0.01sell
Virtus Investment Advisers, LLC73,53156,409-17,1220.270.18-0.09sell
DAVENPORT & Co LLC21,7080-21,7080.000.00-0.00sell
OSAIC HOLDINGS, INC.57,69235,488-22,2040.000.00-0.00sell
Atala Financial Inc23,2700-23,2700.180.00-0.18sell
LPL Financial LLC143,351118,572-24,7790.000.00-0.00sell
Karpus Management, Inc.201,920175,388-26,5320.080.05-0.03sell
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