| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Bulldog Investors, LLP | 0 | 116,984 | +116,984 | 0.00 | 1.57 | +1.57 | buy |
| CSS LLC/IL | 29,696 | 109,381 | +79,685 | 0.08 | 0.36 | +0.28 | buy |
| Yakira Capital Management, Inc. | 7,778 | 83,999 | +76,221 | 0.09 | 1.18 | +1.10 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 0 | 58,194 | +58,194 | 0.00 | 0.05 | +0.05 | buy |
| ABSOLUTE INVESTMENT ADVISERS, LLC | 0 | 51,695 | +51,695 | 0.00 | 0.29 | +0.29 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 0 | 41,354 | +41,354 | 0.00 | 0.08 | +0.08 | buy |
| Alpine Global Management, LLC | 63,300 | 90,000 | +26,700 | 0.60 | 0.71 | +0.10 | buy |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 7,789 | 30,118 | +22,329 | 0.07 | 0.26 | +0.20 | buy |
| Arete Wealth Advisors, LLC | 7,525 | 20,475 | +12,950 | 0.02 | 0.08 | +0.06 | buy |
| Cetera Investment Advisers | 0 | 10,890 | +10,890 | 0.00 | 0.00 | +0.00 | buy |
| DAVENPORT & Co LLC | 0 | 8,967 | +8,967 | 0.00 | 0.00 | +0.00 | buy |
| Calamos Advisors LLC | 0 | 8,371 | +8,371 | 0.00 | 0.00 | +0.00 | buy |
| Pasadena Private Wealth, LLC | 0 | 5,480 | +5,480 | 0.00 | 0.05 | +0.05 | buy |
| Bank of New York Mellon Corp | 0 | 5,002 | +5,002 | 0.00 | 0.00 | +0.00 | buy |
| Atlas Wealth LLC | 19,262 | 24,077 | +4,815 | 0.33 | 0.48 | +0.14 | buy |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | 8,900 | 13,090 | +4,190 | 0.00 | 0.00 | +0.00 | buy |
| BANK OF AMERICA CORP /DE/ | 55,071 | 57,778 | +2,707 | 0.00 | 0.00 | +0.00 | buy |
| ROBINSON CAPITAL MANAGEMENT, LLC | 13,600 | 15,600 | +2,000 | 0.17 | 0.23 | +0.06 | buy |
| WELLS FARGO & COMPANY/MN | 7,807 | 9,737 | +1,930 | 0.00 | 0.00 | +0.00 | buy |
| ROYAL BANK OF CANADA | 140,720 | 141,010 | +290 | 0.00 | 0.00 | +0.00 | buy |
| OSAIC HOLDINGS, INC. | 8,102 | 8,234 | +132 | 0.00 | 0.00 | +0.00 | buy |
| Truvestments Capital LLC | 0 | 125 | +125 | 0.00 | 0.00 | +0.00 | buy |
| Integrated Wealth Concepts LLC | 13,216 | 13,316 | +100 | 0.01 | 0.01 | +0.00 | buy |
| Chicago Partners Investment Group LLC | 5,817 | 5,904 | +87 | 0.01 | 0.01 | +0.00 | buy |
| IFP Advisors, Inc | 0 | 50 | +50 | 0.00 | 0.00 | +0.00 | buy |
| Steward Partners Investment Advisory, LLC | 23,014 | 23,037 | +23 | 0.01 | 0.01 | -0.00 | buy |
| MERCER GLOBAL ADVISORS INC /ADV | 69,875 | 69,897 | +22 | 0.00 | 0.00 | -0.00 | buy |
| HOLLENCREST CAPITAL MANAGEMENT | 40,057 | 40,057 | 0 | 0.13 | 0.07 | -0.06 | hold |
| Plante Moran Financial Advisors, LLC | 550 | 550 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Saba Capital Management, L.P. | 3,007,117 | 3,007,117 | 0 | 2.58 | 2.68 | +0.10 | hold |
| Cerity Partners LLC | 13,065 | 13,065 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Aristides Capital LLC | 143,878 | 143,878 | 0 | 2.53 | 2.47 | -0.05 | hold |
| NewEdge Advisors, LLC | 300 | 300 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Bogart Wealth, LLC | 169 | 169 | 0 | 0.00 | 0.00 | +0.00 | hold |
| CAROLINAS WEALTH CONSULTING LLC | 1,924 | 1,924 | 0 | 0.01 | 0.02 | +0.00 | hold |
| Covestor Ltd | 1,341 | 1,341 | 0 | 0.03 | 0.03 | +0.00 | hold |
| Tyler-Stone Wealth Management | 469 | 469 | 0 | 0.01 | 0.01 | +0.00 | hold |
| ARMSTRONG ADVISORY GROUP, INC | 200 | 200 | 0 | 0.00 | 0.00 | 0.00 | hold |
| Colonial Trust Co / SC | 48 | 48 | 0 | 0.00 | 0.00 | +0.00 | hold |
| KINGSWOOD WEALTH ADVISORS, LLC | 7,400 | 7,400 | 0 | 0.03 | 0.03 | +0.01 | hold |
| Pathstone Holdings, LLC | 9,200 | 9,200 | 0 | 0.00 | 0.00 | +0.00 | hold |
| HUNTINGTON NATIONAL BANK | 0 | 0 | 0 | 0.00 | 0.00 | +0.00 | hold |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 0 | 0 | 0 | 0.00 | 0.00 | 0.00 | hold |
| SIT INVESTMENT ASSOCIATES INC | 896,205 | 896,205 | 0 | 0.77 | 0.84 | +0.07 | hold |
| SALEM INVESTMENT COUNSELORS INC | 35 | 35 | 0 | 0.00 | 0.00 | +0.00 | hold |
| COMERICA BANK | 887 | 887 | 0 | 0.00 | 0.00 | +0.00 | hold |
| KAYNE ANDERSON CAPITAL ADVISORS LP | 53,260 | 53,260 | 0 | 0.06 | 0.06 | +0.00 | hold |
| COMMONWEALTH EQUITY SERVICES, LLC | 14,461 | 14,450 | -11 | 0.00 | 0.00 | +0.00 | sell |
| PRINCIPAL SECURITIES, INC. | 209 | 192 | -17 | 0.00 | 0.00 | -0.00 | sell |
| CENTAURUS FINANCIAL, INC. | 10,680 | 10,636 | -44 | 0.03 | 0.03 | +0.00 | sell |
| Gradient Investments LLC | 59 | 0 | -59 | 0.00 | 0.00 | -0.00 | sell |
| STEPHENS INC /AR/ | 7,276 | 7,201 | -75 | 0.00 | 0.00 | +0.00 | sell |
| Quadrant Private Wealth Management, LLC | 12,898 | 12,765 | -133 | 0.12 | 0.13 | +0.01 | sell |
| Advisory Services Network, LLC | 721 | 0 | -721 | 0.00 | 0.00 | -0.00 | sell |
| US BANCORP \DE\ | 754 | 0 | -754 | 0.00 | 0.00 | -0.00 | sell |
| AMERIPRISE FINANCIAL INC | 12,959 | 11,173 | -1,786 | 0.00 | 0.00 | -0.00 | sell |
| UBS Group AG | 7,763 | 5,660 | -2,103 | 0.00 | 0.00 | -0.00 | sell |
| Advisors Asset Management, Inc. | 233,855 | 231,313 | -2,542 | 0.17 | 0.18 | +0.01 | sell |
| Kingsview Wealth Management, LLC | 12,176 | 8,533 | -3,643 | 0.01 | 0.01 | -0.00 | sell |
| JPMORGAN CHASE & CO | 14,129 | 8,998 | -5,131 | 0.00 | 0.00 | -0.00 | sell |
| Virtu Financial LLC | 5,903 | 0 | -5,903 | 0.02 | 0.00 | -0.02 | sell |
| CITADEL ADVISORS LLC | 6,402 | 0 | -6,402 | 0.00 | 0.00 | -0.00 | sell |
| Invesco Ltd. | 21,890 | 12,134 | -9,756 | 0.00 | 0.00 | -0.00 | sell |
| Blackstone Inc. | 11,300 | 0 | -11,300 | 0.00 | 0.00 | -0.00 | sell |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 25,500 | 10,651 | -14,849 | 0.07 | 0.04 | -0.04 | sell |
| Quarry LP | 44,915 | 19,822 | -25,093 | 0.79 | 0.33 | -0.46 | sell |
| MORGAN STANLEY | 647,197 | 618,686 | -28,511 | 0.00 | 0.00 | +0.00 | sell |
| GOLDMAN SACHS GROUP INC | 63,138 | 7,413 | -55,725 | 0.00 | 0.00 | -0.00 | sell |
| Woodline Partners LP | 77,679 | 0 | -77,679 | 0.03 | 0.00 | -0.03 | sell |
| TERRIL BROTHERS, INC. | 116,046 | 26,380 | -89,666 | 1.44 | 0.37 | -1.07 | sell |
| CLOUGH CAPITAL PARTNERS L P | 118,943 | 0 | -118,943 | 0.46 | 0.00 | -0.46 | sell |