Stock Transactions — CLEARBRIDGE ENERGY MIDSTREAM

Total Bought
303,162
36 transactions
Total Sold
531,940
39 transactions
Net
-228,778
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
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Type
WELLS FARGO & COMPANY/MN192,992270,982+77,9900.000.00+0.00buy
Polar Asset Management Partners Inc.054,414+54,4140.000.07+0.07buy
MORGAN STANLEY1,234,1411,263,900+29,7590.000.00-0.00buy
TERRIL BROTHERS, INC.022,474+22,4740.000.41+0.41buy
NATIONS FINANCIAL GROUP INC, /IA/ /ADV13,25129,836+16,5850.050.10+0.05buy
Future Financial Wealth Managment LLC016,221+16,2210.000.53+0.53buy
RAYMOND JAMES FINANCIAL INC639,788650,976+11,1880.010.01-0.00buy
AMERIPRISE FINANCIAL INC64,48274,508+10,0260.000.00+0.00buy
JANE STREET GROUP, LLC08,282+8,2820.000.00+0.00buy
OSAIC HOLDINGS, INC.50,01058,229+8,2190.010.00-0.00buy
Edgemoor Investment Advisors, Inc.45,93252,355+6,4230.210.22+0.01buy
Steward Partners Investment Advisory, LLC107,457113,524+6,0670.050.04-0.00buy
&PARTNERS04,893+4,8930.000.00+0.00buy
Invesco Ltd.53,28858,066+4,7780.000.00-0.00buy
STEPHENS INC /AR/4,6538,783+4,1300.000.01+0.00buy
UBS Group AG96,255100,297+4,0420.000.00-0.00buy
Laird Norton Wetherby Wealth Management, LLC4,5408,352+3,8120.010.02+0.01buy
LPL Financial LLC44,68947,557+2,8680.000.00-0.00buy
Rockefeller Capital Management L.P.35,27336,860+1,5870.000.00-0.00buy
DAVENPORT & Co LLC17,57519,075+1,5000.010.01-0.00buy
COMERICA BANK7,4418,848+1,4070.000.00+0.00buy
JPMORGAN CHASE & CO10,94411,934+9900.000.00-0.00buy
MOTCO0886+8860.000.00+0.00buy
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC26,53727,395+8580.000.00-0.00buy
Cetera Investment Advisers8,4439,204+7610.000.00-0.00buy
THOMPSON INVESTMENT MANAGEMENT, INC.0668+6680.000.00+0.00buy
Allworth Financial LP0600+6000.000.00+0.00buy
CAPTRUST FINANCIAL ADVISORS5,0275,510+4830.000.00-0.00buy
Icon Wealth Advisors, LLC13,65514,130+4750.060.05-0.01buy
THURSTON, SPRINGER, MILLER, HERD & TITAK, INC.0405+4050.000.00+0.00buy
FIRST TRUST ADVISORS LP17,58517,854+2690.000.00-0.00buy
Kingsview Wealth Management, LLC39,29939,353+540.040.03-0.00buy
BARCLAYS PLC3257+250.000.00+0.00buy
HighTower Advisors, LLC9,7589,775+170.000.00-0.00buy
SOA Wealth Advisors, LLC.213218+50.000.00-0.00buy
ARMSTRONG ADVISORY GROUP, INC2425+10.000.00+0.00buy
MAI Capital Management9,8039,80300.000.00-0.00hold
HOLLENCREST CAPITAL MANAGEMENT10,59510,59500.020.02-0.00hold
CIBC Private Wealth Group LLC171700.000.00-0.00hold
Plante Moran Financial Advisors, LLC15015000.000.00-0.00hold
CAPSTONE INVESTMENT ADVISORS, LLC19,07319,07300.010.01-0.00hold
BROWN BROTHERS HARRIMAN & CO13013000.000.00-0.00hold
HARBOR INVESTMENT ADVISORY, LLC2,1122,11200.010.01-0.00hold
CARY STREET PARTNERS FINANCIAL LLC12,23712,23700.020.02-0.00hold
Peregrine Asset Advisers, Inc.4,6704,67000.090.07-0.02hold
CWM, LLC999900.000.00-0.00hold
Chicago Partners Investment Group LLC6,6246,62400.010.01-0.00hold
Oxbow Advisors, LLC51,80551,80500.270.27+0.00hold
Cerity Partners LLC13,06513,06500.000.00-0.00hold
Aristides Capital LLC16,43216,43200.300.25-0.05hold
Sunbelt Securities, Inc.5,1635,16300.020.02-0.00hold
RITHOLTZ WEALTH MANAGEMENT10,06910,06900.010.01-0.00hold
Bogart Wealth, LLC86586500.000.00-0.00hold
LexAurum Advisors, LLC6,3576,35700.060.05-0.01hold
CX Institutional34534500.000.00-0.00hold
FNY Investment Advisers, LLC70070000.020.01-0.01hold
Geneos Wealth Management Inc.646400.000.00-0.00hold
Avion Wealth22222200.000.00-0.00hold
Physician Wealth Advisors, Inc.84484400.010.01-0.00hold
XML Financial, LLC7,5057,50500.030.03-0.00hold
Piscataqua Savings Bank23823800.010.01-0.00hold
Activest Wealth Management2,2452,24500.030.03-0.00hold
Colonial Trust Co / SC767600.000.00-0.00hold
Strategic Investment Solutions, Inc. /IL89989900.010.01+0.00hold
KINGSWOOD WEALTH ADVISORS, LLC14,54914,54900.020.06+0.04hold
Farther Finance Advisors, LLC737300.000.00-0.00hold
Pathstone Holdings, LLC9,2229,22200.000.00-0.00hold
LRI Investments, LLC45545500.000.00-0.00hold
Argentarii, LLC9,0659,06500.220.20-0.02hold
M&T BANK CORP18,91318,91300.000.00-0.00hold
CULLEN/FROST BANKERS, INC.49149100.000.00-0.00hold
HUNTINGTON NATIONAL BANK0000.000.00-0.00hold
PNC FINANCIAL SERVICES GROUP, INC.2,8002,80000.000.00+0.00hold
CONCOURSE FINANCIAL GROUP SECURITIES, INC.0000.000.000.00hold
NBC SECURITIES, INC.3,1733,17300.010.01-0.00hold
SALEM INVESTMENT COUNSELORS INC353500.000.00-0.00hold
GOLDMAN SACHS GROUP INC4,6244,62400.000.00-0.00hold
CENTAURUS FINANCIAL, INC.9,7179,71700.030.03-0.00hold
Integrated Wealth Concepts LLC7,4877,475-120.000.00-0.00sell
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO4,4764,457-190.000.00-0.00sell
PRINCIPAL SECURITIES, INC.152101-510.000.00-0.00sell
CHOREO, LLC5,9915,928-630.000.00-0.00sell
MML INVESTORS SERVICES, LLC16,44716,328-1190.000.00-0.00sell
STIFEL FINANCIAL CORP102,972102,815-1570.010.00-0.00sell
CAROLINAS WEALTH CONSULTING LLC2300-2300.000.00-0.00sell
Elequin Capital, LP2680-2680.000.00-0.00sell
GPS Wealth Strategies Group, LLC694369-3250.000.00-0.00sell
ENVESTNET ASSET MANAGEMENT INC9,1638,826-3370.000.00-0.00sell
Covestor Ltd3380-3380.010.00-0.01sell
COMMONWEALTH EQUITY SERVICES, LLC15,06414,709-3550.000.00-0.00sell
Cambridge Investment Research Advisors, Inc.8,3597,904-4550.000.00-0.00sell
BENJAMIN EDWARDS INC5,6125,042-5700.000.00-0.00sell
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC6,6655,993-6720.060.05-0.01sell
Snowden Capital Advisors LLC5,6254,877-7480.010.01-0.00sell
Arete Wealth Advisors, LLC12,08511,319-7660.050.04-0.01sell
Calamos Advisors LLC12,80011,776-1,0240.000.00-0.00sell
NewEdge Advisors, LLC10,6429,550-1,0920.000.00-0.00sell
MGO ONE SEVEN LLC5,7094,522-1,1870.010.01-0.00sell
PRIVATE TRUST CO NA5,5064,306-1,2000.030.02-0.01sell
North Ground Capital16,76613,724-3,0420.780.83+0.06sell
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