Stock TransactionsCARLYLE CREDIT INCOME FUND

Total Bought
558,424
8 transactions
Total Sold
437,566
13 transactions
Net
+120,858
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
Change in Shares
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
Change in Weight (%)
Type
J.W. COLE ADVISORS, INC.0313,770+313,7700.000.02+0.02buy
Thomas J. Herzfeld Advisors, Inc.126,239263,404+137,1650.140.23+0.09buy
Cambridge Investment Research Advisors, Inc.1,107,3421,188,599+81,2570.010.01-0.00buy
TWO SIGMA SECURITIES, LLC010,392+10,3920.000.00+0.00buy
MERCER GLOBAL ADVISORS INC /ADV08,119+8,1190.000.00+0.00buy
Belpointe Asset Management LLC55,05361,053+6,0000.010.01-0.00buy
HARBOUR INVESTMENTS, INC.23,65924,892+1,2330.000.00-0.00buy
Freestate Advisors LLC13,14513,633+4880.030.03-0.01buy
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO86086000.000.00-0.00hold
Almitas Capital LLC157,685157,68500.110.11-0.01hold
Rockefeller Capital Management L.P.1100.000.00-0.00hold
Pasadena Private Wealth, LLC17,00017,00000.010.01-0.00hold
CoreCap Advisors, LLC0000.000.000.00hold
MELFA WEALTH MANAGEMENT, INC.52,97452,97400.100.08-0.02hold
Chung Wu Investment Group, LLC2,0002,00000.010.00-0.00hold
CURA WEALTH ADVISORS, LLC35,72135,72100.050.04-0.01hold
HANCOCK WHITNEY CORP217,347217,34700.010.01-0.00hold
Global Retirement Partners, LLC4300-4300.000.00-0.00sell
BNP PARIBAS FINANCIAL MARKETS8740-8740.000.00-0.00sell
Cetera Investment Advisers57,10654,188-2,9180.000.00-0.00sell
WEDBUSH SECURITIES INC15,91811,918-4,0000.000.00-0.00sell
Wilmington Savings Fund Society, FSB4,0000-4,0000.000.00-0.00sell
Western Wealth Management, LLC6,0980-6,0980.000.00-0.00sell
XTX Topco Ltd41,77430,435-11,3390.000.00-0.00sell
MORGAN STANLEY584,196560,658-23,5380.000.00-0.00sell
BlackRock, Inc.26,2050-26,2050.000.00-0.00sell
Kovack Advisors, Inc.29,9700-29,9700.010.00-0.01sell
Virtu Financial LLC40,5340-40,5340.010.00-0.01sell
GatePass Capital, LLC68,0000-68,0000.110.00-0.11sell
Bulldog Investors, LLP219,6600-219,6600.160.00-0.16sell
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