Stock Transactions — CARLYLE CREDIT INCOME FUND

Total Bought
723,892
14 transactions
Total Sold
398,473
10 transactions
Net
+325,419
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
▲▼
Type
Bulldog Investors, LLP0328,415+328,4150.000.44+0.44buy
MORGAN STANLEY507,784621,968+114,1840.000.00+0.00buy
JANE STREET GROUP, LLC0104,807+104,8070.000.00+0.00buy
Arlington Capital Management, Inc.047,730+47,7300.000.18+0.18buy
J.W. COLE ADVISORS, INC.219,480258,713+39,2330.030.03-0.00buy
CURA WEALTH ADVISORS, LLC035,721+35,7210.000.08+0.08buy
Thomas J. Herzfeld Advisors, Inc.033,684+33,6840.000.07+0.07buy
HRT FINANCIAL LP010,417+10,4170.000.00+0.00buy
WEDBUSH SECURITIES INC10,71814,868+4,1500.000.00+0.00buy
Cetera Investment Advisers82,77784,965+2,1880.000.00-0.00buy
BNP PARIBAS FINANCIAL MARKETS02,123+2,1230.000.00+0.00buy
Freestate Advisors LLC10,88611,503+6170.060.06-0.01buy
Walkner Condon Financial Advisors LLC11,01611,633+6170.010.01-0.00buy
WPG Advisers, LLC164170+60.000.00-0.00buy
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO86086000.000.00-0.00hold
CIBC Private Wealth Group LLC3,0003,00000.000.00-0.00hold
MELFA WEALTH MANAGEMENT, INC.22,72422,72400.090.08-0.02hold
Guerra Advisors Inc0000.000.000.00hold
HANCOCK WHITNEY CORP217,347217,34700.030.02-0.00hold
CWM, LLC1820-1820.000.00-0.00sell
Geneos Wealth Management Inc.3900-3900.000.00-0.00sell
Pasadena Private Wealth, LLC20,50019,000-1,5000.020.02-0.01sell
CoreCap Advisors, LLC1,805128-1,6770.000.00-0.00sell
OSAIC HOLDINGS, INC.17,13513,898-3,2370.000.00-0.00sell
ICON ADVISERS INC/CO19,1270-19,1270.030.00-0.03sell
Naviter Wealth, LLC30,1020-30,1020.020.00-0.02sell
ACCESS FINANCIAL SERVICES, INC.49,8230-49,8230.120.00-0.12sell
Cambridge Investment Research Advisors, Inc.531,744421,303-110,4410.010.01-0.00sell
Virtus Investment Advisers, LLC181,9940-181,9940.400.00-0.40sell
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