Stock Transactions — NYLI MACKAY DEFINEDTERM MUNI

Total Bought
700,019
29 transactions
Total Sold
713,267
32 transactions
Net
-13,248
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
SIT INVESTMENT ASSOCIATES INC439,509713,869+274,3600.180.27+0.09buy
JANE STREET GROUP, LLC0172,632+172,6320.000.00+0.00buy
LPL Financial LLC118,011176,130+58,1190.000.00+0.00buy
Cetera Investment Advisers045,557+45,5570.000.00+0.00buy
AMERIPRISE FINANCIAL INC245,486268,146+22,6600.000.00+0.00buy
TRANSCEND CAPITAL ADVISORS, LLC86,449108,749+22,3000.120.14+0.02buy
NOMURA HOLDINGS INC015,141+15,1410.000.00+0.00buy
KESTRA PRIVATE WEALTH SERVICES, LLC11,77524,227+12,4520.000.01+0.00buy
CITADEL ADVISORS LLC011,987+11,9870.000.00+0.00buy
ROYAL BANK OF CANADA132,706144,652+11,9460.000.00+0.00buy
SUSQUEHANNA INTERNATIONAL GROUP, LLP011,333+11,3330.000.00+0.00buy
NewEdge Advisors, LLC28,22835,097+6,8690.000.01+0.00buy
ROVIN CAPITAL /UT/ /ADV21,14326,657+5,5140.160.18+0.02buy
ProVise Management Group, LLC57,83063,230+5,4000.080.09+0.01buy
U.S. Capital Wealth Advisors, LLC63,71069,010+5,3000.040.04+0.00buy
Future Financial Wealth Managment LLC05,000+5,0000.000.06+0.06buy
CoreCap Advisors, LLC03,910+3,9100.000.00+0.00buy
COMMONWEALTH EQUITY SERVICES, LLC13,81616,697+2,8810.000.00+0.00buy
SIGNATUREFD, LLC02,007+2,0070.000.00+0.00buy
WELLS FARGO & COMPANY/MN266,954268,207+1,2530.000.00-0.00buy
OSAIC HOLDINGS, INC.96,51697,686+1,1700.000.00+0.00buy
COMERICA BANK6,0007,000+1,0000.000.00+0.00buy
Rockefeller Capital Management L.P.28,00928,827+8180.000.00-0.00buy
Snowden Capital Advisors LLC16,18416,355+1710.010.01-0.00buy
Sovereign Financial Group, Inc.14,87014,993+1230.070.07-0.01buy
Cerity Partners LLC10,56310,631+680.000.00-0.00buy
TRUIST FINANCIAL CORP16,12216,156+340.000.00-0.00buy
Parallel Advisors, LLC8,2248,236+120.000.00-0.00buy
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO31,01031,012+20.000.00-0.00buy
WEDBUSH SECURITIES INC35,70735,70700.030.02-0.00hold
ArchPoint Investors109,514109,51400.740.75+0.01hold
ROBINSON CAPITAL MANAGEMENT, LLC10,93010,93000.060.06-0.00hold
Center for Financial Planning, Inc.2,0002,00000.010.00-0.00hold
Next Level Private LLC12,50012,50000.120.09-0.02hold
Compass Financial Group, INC/SD14,01414,01400.060.05-0.01hold
Main Street Group, LTD45645600.000.00+0.00hold
Farther Finance Advisors, LLC1,8751,87500.000.00-0.00hold
HUNTINGTON NATIONAL BANK0000.000.00-0.00hold
PNC FINANCIAL SERVICES GROUP, INC.1,0001,00000.000.00-0.00hold
NBC SECURITIES, INC.2,0002,00000.000.00-0.00hold
Stonebrook Private Inc.108,173108,054-1190.590.52-0.07sell
Western Wealth Management, LLC20,51320,293-2200.020.03+0.00sell
Janney Montgomery Scott LLC24,89924,547-3520.000.00-0.00sell
BRANDYWINE OAK PRIVATE WEALTH LLC14,40014,000-4000.030.02-0.00sell
Kingsview Wealth Management, LLC42,17241,708-4640.020.02-0.00sell
Gilliland Jeter Wealth Management LLC29,98229,010-9720.200.17-0.04sell
Legacy Financial Strategies, LLC13,07511,905-1,1700.060.05-0.01sell
STIFEL FINANCIAL CORP48,79547,567-1,2280.000.00-0.00sell
Stratos Wealth Partners, LTD.16,05912,322-3,7370.000.00-0.00sell
NewEdge Wealth, LLC32,60828,339-4,2690.010.01-0.00sell
Summit X, LLC25,05220,755-4,2970.120.09-0.03sell
Steward Partners Investment Advisory, LLC42,44838,077-4,3710.010.01-0.00sell
Summit Financial Wealth Advisors, LLC56,68851,996-4,6920.210.17-0.04sell
Elequin Capital, LP7,7270-7,7270.040.00-0.04sell
Equitable Holdings, Inc.67,66658,549-9,1170.010.01-0.00sell
GREAT VALLEY ADVISOR GROUP, INC.24,90012,500-12,4000.010.01-0.01sell
UBS Group AG145,486133,012-12,4740.000.00-0.00sell
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD213,224200,251-12,9730.280.27-0.01sell
WOLVERINE ASSET MANAGEMENT LLC32,59119,327-13,2640.010.01-0.00sell
COHEN & STEERS, INC.54,50139,501-15,0000.000.00-0.00sell
Invesco Ltd.48,45432,489-15,9650.000.00-0.00sell
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.50,32524,242-26,0830.070.03-0.04sell
JGP Wealth Management, LLC32,9180-32,9180.080.00-0.08sell
Weiss Asset Management LP34,8180-34,8180.040.00-0.04sell
BANK OF AMERICA CORP /DE/939,343903,748-35,5950.000.00-0.00sell
1607 Capital Partners, LLC92,56345,260-47,3030.110.06-0.05sell
XML Financial, LLC223,754176,300-47,4540.380.30-0.09sell
Granite Bay Wealth Management, LLC58,5900-58,5900.010.00-0.01sell
MORGAN STANLEY936,861871,571-65,2900.000.00-0.00sell
Advisors Asset Management, Inc.289,416219,290-70,1260.100.07-0.03sell
Almitas Capital LLC297,003224,621-72,3821.661.52-0.15sell
GUGGENHEIM CAPITAL LLC345,147247,650-97,4970.040.03-0.01sell
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