Stock Transactions — NYLI MACKAY DEFINEDTERM MUNI

Total Bought
322,946
27 transactions
Total Sold
555,437
33 transactions
Net
-232,491
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
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Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
RAYMOND JAMES FINANCIAL INC601,932675,583+73,6510.000.00+0.00buy
ROBINSON CAPITAL MANAGEMENT, LLC379,555432,502+52,9472.372.89+0.53buy
RIVERNORTH CAPITAL MANAGEMENT, LLC40,23968,560+28,3210.030.05+0.02buy
Invesco Ltd.37,01562,640+25,6250.000.00+0.00buy
OSAIC HOLDINGS, INC.14,54636,906+22,3600.000.00+0.00buy
MGO ONE SEVEN LLC017,905+17,9050.000.01+0.01buy
Cerity Partners LLC013,894+13,8940.000.00+0.00buy
Bank of New York Mellon Corp23,78137,249+13,4680.000.00+0.00buy
Rareview Capital LLC010,767+10,7670.000.09+0.09buy
WELLS FARGO & COMPANY/MN256,146266,726+10,5800.000.00+0.00buy
OPPENHEIMER & CO INC010,208+10,2080.000.00+0.00buy
Kestra Advisory Services, LLC6,48115,422+8,9410.000.00+0.00buy
LPL Financial LLC56,43263,198+6,7660.000.00+0.00buy
HARBOUR INVESTMENTS, INC.04,720+4,7200.000.00+0.00buy
ProVise Management Group, LLC91,34695,676+4,3300.100.10+0.01buy
1607 Capital Partners, LLC35,06239,088+4,0260.040.04+0.01buy
FIFTH THIRD BANCORP03,647+3,6470.000.00+0.00buy
NOMURA HOLDINGS INC13,81216,740+2,9280.000.00+0.00buy
PARK AVENUE SECURITIES LLC80,71083,138+2,4280.010.01-0.00buy
ENVESTNET ASSET MANAGEMENT INC91,78993,997+2,2080.000.00-0.00buy
NewEdge Advisors, LLC95,93997,220+1,2810.010.01+0.00buy
MERCER GLOBAL ADVISORS INC /ADV51,04151,639+5980.000.00-0.00buy
INTEGRATED CAPITAL MANAGEMENT, INC.17,21317,747+5340.170.18+0.01buy
AQR CAPITAL MANAGEMENT LLC41,53942,055+5160.000.00-0.00buy
Main Street Financial Solutions, LLC13,60313,759+1560.020.01-0.00buy
Arlington Capital Management, Inc.17,35917,441+820.160.15-0.01buy
Rockefeller Capital Management L.P.24,02324,082+590.000.00-0.00buy
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD87,26787,26700.100.09-0.00hold
COHEN & STEERS, INC.45,00045,00000.000.00-0.00hold
KELLEHER FINANCIAL ADVISORS92092000.000.00+0.00hold
Global Endowment Management, LP30,00030,00000.060.05-0.01hold
Plancorp, LLC23,80723,80700.010.01-0.00hold
WealthPLAN Partners, LLC26,42026,42000.060.08+0.02hold
Measured Wealth Private Client Group, LLC141400.000.00+0.00hold
FNY Investment Advisers, LLC60060000.000.00+0.00hold
Pasadena Private Wealth, LLC10,00010,00000.020.02+0.00hold
XML Financial, LLC32,50532,50500.040.04-0.00hold
Scarborough Advisors, LLC19,53019,53000.050.03-0.02hold
NewEdge Wealth, LLC11,52011,52000.000.00+0.00hold
CoreCap Advisors, LLC3,9103,91000.000.00-0.00hold
Compass Financial Group, INC/SD14,01414,01400.030.03-0.00hold
Farther Finance Advisors, LLC50050000.000.00-0.00hold
HUNTINGTON NATIONAL BANK0000.000.00-0.00hold
&PARTNERS33,04733,043-40.000.00-0.00sell
CENTAURUS FINANCIAL, INC.24,32524,294-310.020.02+0.00sell
STIFEL FINANCIAL CORP19,64219,430-2120.000.00+0.00sell
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO24,98624,720-2660.000.00-0.00sell
Kilter Group LLC8540-8540.010.00-0.01sell
Whipplewood Advisors, LLC49,77248,812-9600.480.38-0.10sell
WEDBUSH SECURITIES INC32,07230,822-1,2500.010.01-0.00sell
Center for Financial Planning, Inc.2,0000-2,0000.000.00-0.00sell
Cetera Investment Advisers15,99512,963-3,0320.000.00-0.00sell
Hennion & Walsh Asset Management, Inc.739,494736,048-3,4460.380.37-0.01sell
AMERIPRISE FINANCIAL INC24,78920,970-3,8190.000.00-0.00sell
ROYAL BANK OF CANADA152,597148,423-4,1740.000.00+0.00sell
BANK OF AMERICA CORP /DE/323,190318,039-5,1510.000.00-0.00sell
Arax Advisory Partners14,9228,922-6,0000.010.00-0.00sell
Steward Partners Investment Advisory, LLC30,67523,448-7,2270.000.00-0.00sell
Intellus Advisors LLC83,33073,958-9,3720.160.15-0.01sell
Equitable Holdings, Inc.25,52415,349-10,1750.000.00-0.00sell
Cyndeo Wealth Partners, LLC10,6550-10,6550.010.00-0.01sell
UBS Group AG65,27450,454-14,8200.000.00-0.00sell
MORGAN STANLEY467,318451,865-15,4530.000.00-0.00sell
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.16,6020-16,6020.020.00-0.02sell
GUGGENHEIM CAPITAL LLC449,927432,536-17,3910.050.05+0.00sell
READYSTATE ASSET MANAGEMENT LP18,1030-18,1030.010.00-0.01sell
U.S. Capital Wealth Advisors, LLC19,0260-19,0260.010.00-0.01sell
BRANDYWINE OAK PRIVATE WEALTH LLC20,0000-20,0000.020.00-0.02sell
JANE STREET GROUP, LLC22,0640-22,0640.000.00-0.00sell
Ackerman Capital Advisors, LLC66,59543,675-22,9200.200.13-0.07sell
MILLENNIUM MANAGEMENT LLC26,0810-26,0810.000.00-0.00sell
Logan Stone Capital, LLC97,30665,102-32,2040.360.27-0.09sell
Thomas J. Herzfeld Advisors, Inc.97,22644,396-52,8300.490.22-0.26sell
BALYASNY ASSET MANAGEMENT L.P.62,6360-62,6360.000.00-0.00sell
Pathstone Holdings, LLC69,6070-69,6070.000.00-0.00sell
WOLVERINE ASSET MANAGEMENT LLC88,17311,101-77,0720.020.00-0.02sell
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