Stock Transactions — NYLI MACKAY DEFINEDTERM MUNI

Total Bought
695,637
26 transactions
Total Sold
359,427
31 transactions
Net
+336,210
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
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Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
GUGGENHEIM CAPITAL LLC127,863291,477+163,6140.020.03+0.02buy
Hennion & Walsh Asset Management, Inc.359,982481,723+121,7410.240.29+0.05buy
RAYMOND JAMES FINANCIAL INC393,347501,635+108,2880.000.00+0.00buy
Whipplewood Advisors, LLC22848,382+48,1540.270.39+0.12buy
Global Endowment Management, LP030,000+30,0000.000.06+0.06buy
CENTAURUS FINANCIAL, INC.028,212+28,2120.000.02+0.02buy
WealthPLAN Partners, LLC027,771+27,7710.000.07+0.07buy
Thomas J. Herzfeld Advisors, Inc.71,85996,544+24,6850.370.51+0.14buy
WOLVERINE ASSET MANAGEMENT LLC12,57236,880+24,3080.000.01+0.01buy
Rockefeller Capital Management L.P.023,909+23,9090.000.00+0.00buy
ENVESTNET ASSET MANAGEMENT INC95,948114,635+18,6870.000.00+0.00buy
PARK AVENUE SECURITIES LLC87,786104,127+16,3410.020.01-0.00buy
U.S. Capital Wealth Advisors, LLC015,000+15,0000.000.01+0.01buy
BANK OF AMERICA CORP /DE/313,065326,646+13,5810.000.00-0.00buy
Calamos Advisors LLC19,80029,436+9,6360.000.00+0.00buy
STIFEL FINANCIAL CORP39,12143,681+4,5600.000.00+0.00buy
INTEGRATED CAPITAL MANAGEMENT, INC.18,13522,462+4,3270.220.25+0.04buy
NewEdge Advisors, LLC131,888135,245+3,3570.010.01-0.00buy
Ackerman Capital Advisors, LLC31,61734,945+3,3280.130.12-0.01buy
MORGAN STANLEY568,430570,743+2,3130.000.00-0.00buy
Intellus Advisors LLC88,55890,806+2,2480.230.20-0.03buy
FNY Investment Advisers, LLC0600+6000.000.00+0.00buy
AQR CAPITAL MANAGEMENT LLC40,21240,545+3330.000.00-0.00buy
MERCER GLOBAL ADVISORS INC /ADV40,21240,545+3330.000.00-0.00buy
OPPENHEIMER & CO INC10,70011,000+3000.000.00-0.00buy
ROVIN CAPITAL /UT/ /ADV28,44428,455+110.140.13-0.01buy
COHEN & STEERS, INC.30,00030,00000.000.00-0.00hold
Janney Montgomery Scott LLC23,33623,33600.000.00-0.00hold
Plancorp, LLC16,80716,80700.010.01-0.00hold
AlphaCore Capital LLC12,61712,61700.020.01-0.01hold
BRANDYWINE OAK PRIVATE WEALTH LLC20,00020,00000.030.03-0.00hold
XML Financial, LLC38,38038,38000.050.05-0.00hold
Center for Financial Planning, Inc.2,0002,00000.000.00-0.00hold
NewEdge Wealth, LLC13,39013,39000.000.00-0.00hold
CoreCap Advisors, LLC3,9103,91000.000.00-0.00hold
Compass Financial Group, INC/SD14,01414,01400.040.03-0.01hold
Farther Finance Advisors, LLC50050000.000.00-0.00hold
HUNTINGTON NATIONAL BANK0000.000.00-0.00hold
SIGNATUREFD, LLC80-80.000.00-0.00sell
Steward Partners Investment Advisory, LLC32,16332,029-1340.000.00-0.00sell
Main Street Financial Solutions, LLC12,38012,232-1480.020.01-0.00sell
LPL Financial LLC118,799118,560-2390.000.00-0.00sell
Cetera Investment Advisers16,02415,686-3380.000.00-0.00sell
ROYAL BANK OF CANADA162,191161,590-6010.000.00-0.00sell
WEDBUSH SECURITIES INC34,50733,807-7000.020.02-0.00sell
NBC SECURITIES, INC.2,0000-2,0000.000.00-0.00sell
COMERICA BANK7,5315,174-2,3570.000.00-0.00sell
Stonebrook Private Inc.62,87760,492-2,3850.250.21-0.04sell
ProVise Management Group, LLC92,10789,581-2,5260.120.10-0.01sell
Gilliland Jeter Wealth Management LLC20,55216,177-4,3750.110.08-0.03sell
OSAIC HOLDINGS, INC.21,51017,061-4,4490.000.00-0.00sell
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO30,97226,280-4,6920.000.00-0.00sell
AMERIPRISE FINANCIAL INC29,95023,437-6,5130.000.00-0.00sell
Cyndeo Wealth Partners, LLC19,04012,127-6,9130.020.01-0.01sell
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.53,21346,006-7,2070.070.05-0.02sell
UBS Group AG113,320105,540-7,7800.000.00-0.00sell
Summit X, LLC38,41930,161-8,2580.120.08-0.04sell
Equitable Holdings, Inc.34,63423,801-10,8330.000.00-0.00sell
TRANSCEND CAPITAL ADVISORS, LLC12,1410-12,1410.010.00-0.01sell
COMMONWEALTH EQUITY SERVICES, LLC14,2560-14,2560.000.00-0.00sell
Summit Financial Wealth Advisors, LLC28,00013,500-14,5000.080.04-0.05sell
Arlington Capital Management, Inc.17,4170-17,4170.200.00-0.20sell
NORTHERN TRUST CORP20,0000-20,0000.000.00-0.00sell
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD109,61487,267-22,3470.180.12-0.06sell
Pathstone Holdings, LLC23,6750-23,6750.000.00-0.00sell
WELLS FARGO & COMPANY/MN299,810273,776-26,0340.000.00-0.00sell
Advisors Asset Management, Inc.26,2520-26,2520.010.00-0.01sell
Logan Stone Capital, LLC67,72212,802-54,9200.480.09-0.39sell
READYSTATE ASSET MANAGEMENT LP55,4290-55,4290.040.00-0.04sell
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