Stock Transactions — NYLI MACKAY DEFINEDTERM MUNI

Total Bought
1,149,236
37 transactions
Total Sold
291,517
26 transactions
Net
+857,719
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
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Type
ROBINSON CAPITAL MANAGEMENT, LLC0379,555+379,5550.002.37+2.37buy
Logan Stone Capital, LLC097,306+97,3060.000.36+0.36buy
WOLVERINE ASSET MANAGEMENT LLC088,173+88,1730.000.02+0.02buy
Pathstone Holdings, LLC069,607+69,6070.000.00+0.00buy
BALYASNY ASSET MANAGEMENT L.P.062,636+62,6360.000.00+0.00buy
RIVERNORTH CAPITAL MANAGEMENT, LLC040,239+40,2390.000.03+0.03buy
Hennion & Walsh Asset Management, Inc.700,522739,494+38,9720.380.38-0.00buy
Invesco Ltd.037,015+37,0150.000.00+0.00buy
1607 Capital Partners, LLC035,062+35,0620.000.04+0.04buy
RAYMOND JAMES FINANCIAL INC567,803601,932+34,1290.000.00+0.00buy
&PARTNERS033,047+33,0470.000.00+0.00buy
BANK OF AMERICA CORP /DE/292,231323,190+30,9590.000.00+0.00buy
GUGGENHEIM CAPITAL LLC420,284449,927+29,6430.050.05+0.00buy
MILLENNIUM MANAGEMENT LLC026,081+26,0810.000.00+0.00buy
Bank of New York Mellon Corp023,781+23,7810.000.00+0.00buy
WELLS FARGO & COMPANY/MN234,579256,146+21,5670.000.00+0.00buy
Ackerman Capital Advisors, LLC46,94966,595+19,6460.150.20+0.05buy
Scarborough Advisors, LLC019,530+19,5300.000.05+0.05buy
READYSTATE ASSET MANAGEMENT LP018,103+18,1030.000.01+0.01buy
NOMURA HOLDINGS INC013,812+13,8120.000.00+0.00buy
Pasadena Private Wealth, LLC010,000+10,0000.000.02+0.02buy
Kestra Advisory Services, LLC06,481+6,4810.000.00+0.00buy
Main Street Financial Solutions, LLC10,12113,603+3,4820.010.02+0.01buy
ProVise Management Group, LLC88,44891,346+2,8980.100.10-0.00buy
JANE STREET GROUP, LLC20,67522,064+1,3890.000.00+0.00buy
Arlington Capital Management, Inc.16,02017,359+1,3390.150.16+0.00buy
ROYAL BANK OF CANADA151,393152,597+1,2040.000.00-0.00buy
Thomas J. Herzfeld Advisors, Inc.96,50497,226+7220.500.49-0.01buy
MERCER GLOBAL ADVISORS INC /ADV50,47151,041+5700.000.00-0.00buy
XML Financial, LLC31,95532,505+5500.040.04+0.00buy
AQR CAPITAL MANAGEMENT LLC41,04541,539+4940.000.00-0.00buy
ROVIN CAPITAL /UT/ /ADV28,46028,801+3410.120.11-0.01buy
Cetera Investment Advisers15,66415,995+3310.000.00-0.00buy
INTEGRATED CAPITAL MANAGEMENT, INC.16,95717,213+2560.180.17-0.01buy
Whipplewood Advisors, LLC49,57149,772+2010.490.48-0.02buy
Kilter Group LLC796854+580.010.01-0.00buy
Rockefeller Capital Management L.P.23,96624,023+570.000.00-0.00buy
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD87,26787,26700.100.10-0.00hold
COHEN & STEERS, INC.45,00045,00000.000.00-0.00hold
KELLEHER FINANCIAL ADVISORS92092000.000.00-0.00hold
Global Endowment Management, LP30,00030,00000.060.06-0.00hold
Plancorp, LLC23,80723,80700.010.01-0.00hold
WealthPLAN Partners, LLC26,42026,42000.060.06-0.00hold
Measured Wealth Private Client Group, LLC141400.000.00-0.00hold
FNY Investment Advisers, LLC60060000.000.00-0.00hold
BRANDYWINE OAK PRIVATE WEALTH LLC20,00020,00000.030.02-0.00hold
Center for Financial Planning, Inc.2,0002,00000.000.00-0.00hold
U.S. Capital Wealth Advisors, LLC19,02619,02600.010.01-0.00hold
CoreCap Advisors, LLC3,9103,91000.000.00-0.00hold
Compass Financial Group, INC/SD14,01414,01400.030.03-0.00hold
Farther Finance Advisors, LLC50050000.000.00-0.00hold
HUNTINGTON NATIONAL BANK0000.000.00-0.00hold
EASTERN BANK10-10.000.00-0.00sell
Arax Advisory Partners15,16014,922-2380.000.01+0.00sell
WEDBUSH SECURITIES INC32,40732,072-3350.020.01-0.00sell
Intellus Advisors LLC83,84283,330-5120.170.16-0.01sell
CENTAURUS FINANCIAL, INC.25,31924,325-9940.020.02-0.00sell
Equitable Holdings, Inc.26,56025,524-1,0360.000.00-0.00sell
OSAIC HOLDINGS, INC.15,77214,546-1,2260.000.00-0.00sell
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO26,28324,986-1,2970.000.00-0.00sell
COMERICA BANK5,1743,647-1,5270.000.00-0.00sell
Steward Partners Investment Advisory, LLC32,29930,675-1,6240.000.00-0.00sell
NewEdge Wealth, LLC13,39011,520-1,8700.000.00-0.00sell
Cyndeo Wealth Partners, LLC13,19910,655-2,5440.010.01-0.00sell
ENVESTNET ASSET MANAGEMENT INC95,56591,789-3,7760.000.00-0.00sell
AMERIPRISE FINANCIAL INC28,66124,789-3,8720.000.00-0.00sell
UBS Group AG70,37865,274-5,1040.000.00-0.00sell
PARK AVENUE SECURITIES LLC85,88680,710-5,1760.010.01+0.00sell
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.22,92416,602-6,3220.020.02-0.01sell
AlphaCore Capital LLC11,0000-11,0000.010.00-0.01sell
OPPENHEIMER & CO INC11,0000-11,0000.000.00-0.00sell
ELEVATION POINT WEALTH PARTNERS, LLC12,1410-12,1410.010.00-0.01sell
NewEdge Advisors, LLC110,84095,939-14,9010.010.01-0.00sell
Gilliland Jeter Wealth Management LLC16,1770-16,1770.080.00-0.08sell
Janney Montgomery Scott LLC22,2830-22,2830.000.00-0.00sell
STIFEL FINANCIAL CORP44,89519,642-25,2530.000.00-0.00sell
LPL Financial LLC126,90856,432-70,4760.000.00-0.00sell
MORGAN STANLEY538,150467,318-70,8320.000.00-0.00sell
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